<SEC-DOCUMENT>0001571049-17-006765-index.html : 20170717 <SEC-HEADER>0001571049-17-006765.hdr.sgml : 20170717 <ACCEPTANCE-DATETIME>20170717160618 ACCESSION NUMBER: 0001571049-17-006765 CONFORMED SUBMISSION TYPE: SC TO-T PUBLIC DOCUMENT COUNT: 13 FILED AS OF DATE: 20170717 DATE AS OF CHANGE: 20170717 GROUP MEMBERS: ADVA OPTICAL NETWORKING SE GROUP MEMBERS: GOLDEN ACQUISITION CORPORATION, SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T SEC ACT: 1934 Act SEC FILE NUMBER: 005-46649 FILM NUMBER: 17967664 BUSINESS ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ADVA NA Holdings, Inc. CENTRAL INDEX KEY: 0001710975 IRS NUMBER: 811018846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC TO-T BUSINESS ADDRESS: STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD CITY: NORCROSS STATE: GA ZIP: 30092 BUSINESS PHONE: 678-728-8600 MAIL ADDRESS: STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD CITY: NORCROSS STATE: GA ZIP: 30092 </SEC-HEADER> <DOCUMENT> <TYPE>SC TO-T <SEQUENCE>1 <FILENAME>t1702058-scto.htm <DESCRIPTION>SCHEDULE TO <TEXT> Document 1 - file: t1702058-scto.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(A) <SEQUENCE>2 <FILENAME>t1702058-scto_exa1a.htm <DESCRIPTION>OFFER TO PURCHASE <TEXT> Document 2 - file: t1702058-scto_exa1a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(B) <SEQUENCE>3 <FILENAME>t1702058-scto_exa1b.htm <DESCRIPTION>LETTER OF TRANSMITTAL <TEXT> Document 3 - file: t1702058-scto_exa1b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(C) <SEQUENCE>4 <FILENAME>t1702058-scto_exa1c.htm <DESCRIPTION>NOTICE OF GUARANTEED DELIVERY <TEXT> Document 4 - file: t1702058-scto_exa1c.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(D) <SEQUENCE>5 <FILENAME>t1702058-scto_exa1d.htm <DESCRIPTION>LETTER TO BROKER <TEXT> Document 5 - file: t1702058-scto_exa1d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(E) <SEQUENCE>6 <FILENAME>t1702058-scto_exa1e.htm <DESCRIPTION>LETTER TO CLIENTS <TEXT> Document 6 - file: t1702058-scto_exa1e.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.(A)(1)(F) <SEQUENCE>7 <FILENAME>t1702058-scto_exa1f.htm <DESCRIPTION>SUMMARY ADVERTISEMENT <TEXT> Document 7 - file: t1702058-scto_exa1f.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>lg_ast-new.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: lg_ast-new.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>lg_innisfree-lowres2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: lg_innisfree-lowres2.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>t1701733_w9-01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: t1701733_w9-01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>t1701733_w9-02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: t1701733_w9-02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>t1701733_w9-03.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: t1701733_w9-03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>t1701733_w9-04.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: t1701733_w9-04.jpg
</DOCUMENT> </SEC-DOCUMENT>