-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R3iwahtWQrg6bXpKWWlgl7E8Cod1MrpIBWcV4Ls+QhTP7V1kjhbgxCg9gz8AfoL5 TEmd6VHtzjCtH+U0FELOJw== 0001209191-05-007389.txt : 20050207 0001209191-05-007389.hdr.sgml : 20050207 20050207193420 ACCESSION NUMBER: 0001209191-05-007389 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050207 DATE AS OF CHANGE: 20050207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TSUI DANIEL C CENTRAL INDEX KEY: 0001198524 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 05581846 BUSINESS ADDRESS: STREET 1: 20415 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 818-773-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 5/A 1 doc5a.xml FORM 5/A SUBMISSION X0202 5/A 2004-12-31 2002-02-14 0 0 0 0000887969 MRV COMMUNICATIONS INC MRVC 0001198524 TSUI DANIEL C 20415 NORDHOFF STREET CHATSWORTH CA 91311 1 0 0 0 Common Stock 2001-12-28 5 J 0 L 215 A 215 D Stock Option (Right to Buy) 12.00 2001-01-09 5 A 0 30000 12.00 A 2007-01-09 Common Stock 30000 30000 D Stock Option (Right to Buy) 2.70 2001-09-21 5 A 0 30000 2.70 A 2007-09-21 Common Stock 30000 30000 D The acquisition of these shares were exempt under Rule 16b-7 in that the shares were issued in connection with the short form merger of Luminent, Inc. in exchange for the cancellation of 500 shares of Luminent, Inc. having a market value of $1.85 per share on December 28, 2001. This transaction should have been reported on reporting person's Form 5 filed February 14, 2002. ("Original Form 5") As previously reported in the Original Form 5, exercisable in five equal installments, commencing on January 9, 2002. As previously reported in the Original Form 5, exercisable in five equal installments, commencing on September 21, 2002 Daniel Tsui 2005-02-07 -----END PRIVACY-ENHANCED MESSAGE-----