0001179110-14-002836.txt : 20140214 0001179110-14-002836.hdr.sgml : 20140214 20140214144312 ACCESSION NUMBER: 0001179110-14-002836 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 14615017 5 1 edgar.xml FORM 5 - X0306 5 2013-12-31 0 0 0 0000887969 MRV COMMUNICATIONS INC MRVC 0001232602 TRAUB KENNETH H 20415 NORDHOFF STREET CHATSWORTH CA 91311 1 0 0 0 Common Stock 2013-06-03 5 A 0 L 2955 0 A 26893 D Non-Qualified Stock Option (Right to Buy) 9.10 2013-06-03 5 A 0 L 6203 0 A 2014-06-03 2023-06-03 Common Stock 6203 6203 D Total ownership of 26,893 represents 5,182 open market purchases and the following grants of restricted stock: Grant of 948 shares of restricted stock on 12/01/2011, 8,750 shares of restricted stock on 12/01/2012, 9,058 shares of restricted stock on 06/01/2012 and 2,955 shares of restricted stock on 06/03/2013. Mr. Traub's total beneficial ownership in MRV Communications, Inc. was omitted from his prior Form 4 filings and is now being reported in this Form 5 filing. Annual grant of restricted stock which vests one year from the date of grant of June 3, 2013. Annual grant of stock options vests in one year from the date of grant of June 3, 2013. Option expires ten years from the date of grant. Anne-Marie Frisch, Attorney-In-Fact for Kenneth H. Traub 2014-02-14