0001179110-11-007154.txt : 20110502
0001179110-11-007154.hdr.sgml : 20110502
20110502173322
ACCESSION NUMBER: 0001179110-11-007154
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110428
FILED AS OF DATE: 20110502
DATE AS OF CHANGE: 20110502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shubin Stein Kenneth H
CENTRAL INDEX KEY: 0001345051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 11802156
MAIL ADDRESS:
STREET 1: 1995 BROADWAY
STREET 2: SUITE 1801
CITY: NEW YORK
STATE: NY
ZIP: 10023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC
CENTRAL INDEX KEY: 0000887969
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 061340090
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20415 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 8187730900
MAIL ADDRESS:
STREET 1: 20415 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
4
1
edgar.xml
FORM 4 -
X0303
4
2011-04-28
0
0000887969
MRV COMMUNICATIONS INC
MRVC.PK
0001345051
Shubin Stein Kenneth H
20415 NORDHOFF STREET
CHATSWORTH
CA
91311
1
0
0
0
Common Stock
2011-04-28
4
S
0
3341.00
1.55
D
460705
I
See Footnote
Dr. Shubin Stein's sale of MRV Communications, Inc.'s common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 3,341 shares, with the reporting person's purchase of 3,341 shares at a price of $1.30 per share on November 17, 2010. Even though the shares were only held indirectly through a managed fund, Dr. Shubin Stein has paid MRV Communications, Inc. $835.25, representing the full amount of the profit realized in connection with the short-swing transaction.
Dr. Shubin Stein beneficially owns 128,133 shares of common stock of MRV Communications, Inc. directly. In addition, he has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 332,572 shares of MRV Communications, Inc. common stock. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 332,572 shares held in the managed accounts. Dr. Shubin Stein claims beneficial ownership of any of the shares included in this report to the extent of his pecuniary interest therein.
Anne-Marie Frisch, Attorney-In-Fact for Kenneth H. Shubin Stein
2011-05-02