-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q6R4IngMjiUFdBPlwW5Bl3QtKW2RniqLSzTVYP9ZQZYpTjp9yXtD4/HvYT6mWSBH AikCoOfGMI23c5Mb8R+UkA== 0001179110-10-016828.txt : 20101202 0001179110-10-016828.hdr.sgml : 20101202 20101202175116 ACCESSION NUMBER: 0001179110-10-016828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101130 FILED AS OF DATE: 20101202 DATE AS OF CHANGE: 20101202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gillman Charles M CENTRAL INDEX KEY: 0001386979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 101229258 MAIL ADDRESS: STREET 1: 15 EAST 5TH STREET STREET 2: SUITE 2660 CITY: TULSA STATE: OK ZIP: 74103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 edgar.xml FORM 4 - X0303 4 2010-11-30 0 0000887969 MRV COMMUNICATIONS INC MRVC.PK 0001386979 Gillman Charles M 20415 NORDHOFF STREET CHATSWORTH CA 91311 1 0 0 0 Common Stock 2010-11-30 4 P 0 2500 1.64 A 3396052 I See Footnote Common Stock 2010-11-30 4 P 0 7500 1.65 A 3403552 I See Footnote Common Stock 2010-12-02 4 P 0 13500 1.65 A 3417052 I See Footnote Common Stock 2010-12-02 4 P 0 11500 1.66 A 3428552 I See Footnote Non-Qualified Stock Option (Right to Buy) 1.66 2010-12-01 4 A 0 36080 1.66 A 2011-06-01 2020-12-01 Common Stock 36080 113811 D Mr. Gillman is the sole portfolio manager for Boston Avenue Capital, LLC ("BAC") which directly owns 3,428,552 shares of MRV's common stock. Mr. Gillman has the right to vote the investments held by BAC and may be deemed to be the beneficial owner of the 3,428,552 shares owned by BAC. Mr. Gillman disclaims beneficial ownership of any of the shares included in this report except to the extent of his pecuniary interest therein. Options vest in six months from the date of grant on 06/01/2011. The options expire ten years from the date of grant. Anne-Marie Frisch, Attorney-In-Fact For Charles M. Gillman 2010-12-02 -----END PRIVACY-ENHANCED MESSAGE-----