0001144204-17-043679.txt : 20170816 0001144204-17-043679.hdr.sgml : 20170816 20170816155828 ACCESSION NUMBER: 0001144204-17-043679 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170812 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVA Optical Networking SE CENTRAL INDEX KEY: 0001714580 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 171036281 BUSINESS ADDRESS: STREET 1: CAMPUS MARTINSRIED STREET 2: FRAUNHOFERSTRASSE 9A CITY: MARTINSREID MUNICH STATE: 2M ZIP: 82152 BUSINESS PHONE: 49-0-89-890-665-901 MAIL ADDRESS: STREET 1: CAMPUS MARTINSRIED STREET 2: FRAUNHOFERSTRASSE 9A CITY: MARTINSREID MUNICH STATE: 2M ZIP: 82152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Acquisition Corp CENTRAL INDEX KEY: 0001714578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 171036280 BUSINESS ADDRESS: STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD CITY: NORCROSS STATE: 2Q ZIP: 30092 BUSINESS PHONE: 678-728-8600 MAIL ADDRESS: STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD CITY: NORCROSS STATE: 2Q ZIP: 30092 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVA NA Holdings, Inc. CENTRAL INDEX KEY: 0001710975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 171036282 BUSINESS ADDRESS: STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD CITY: NORCROSS STATE: GA ZIP: 30092 BUSINESS PHONE: 678-728-8600 MAIL ADDRESS: STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD CITY: NORCROSS STATE: GA ZIP: 30092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 3 1 v473497_form3.xml FORM 3 X0206 3 2017-08-12 0 0000887969 MRV COMMUNICATIONS INC MRVC 0001710975 ADVA NA Holdings, Inc. 5755 PEACHTREE INDUSTRIAL BLVD NORCROSS GA 30092 0 0 1 0 0001714580 ADVA Optical Networking SE CAMPUS MARTINSRIED FRAUNHOFERSTRASSE 9A MARTINSREID MUNICH 2M 82152 GERMANY 0 0 1 0 0001714578 Golden Acquisition Corp 5755 PEACHTREE INDUSTRIAL BLVD NORCROSS GA 30092 0 0 1 0 Common Stock, par value $0.0017 per share 5296053 I See Footnotes This form is a joint filing by ADVA Optical Networking SE ("Ultimate Parent"), ADVA NA Holdings, Inc., a direct wholly-owned subsidiary of Ultimate Parent ("Parent") and Golden Acquisition Corporation, a direct wholly-owned subsidiary of Parent ("Merger Sub"). Shares of Common Stock, par value $0.0017 per share (the "Shares"), of MRV Communications, Inc. ("MRV") acquired pursuant to the tender offer effected pursuant to the Agreement and Plan of Merger, dated July 2, 2017 (the "Merger Agreement"), by and among Parent, Merger Sub and MRV (such tender offer, the "Offer"). The Shares were acquired by Merger Sub. Since Merger Sub is a direct wholly-owned subsidiary of Parent, which in turn is a direct wholly-owned subsidiary of Ultimate Parent, Ultimate Parent and Parent may be deemed to have acquired indirect beneficial ownership of the Shares pursuant to the Offer. /s/ Ulrich Dopfer, Chief Financial Officer, ADVA Optical Networking SE 2017-08-16 /s/ Ulrich Dopfer, Chief Financial Officer, ADVA NA Holdings, Inc. 2017-08-16 /s/ Clark Avery, Vice President and Secretary, Golden Acquisition Corporation 2017-08-16