0001144204-17-043679.txt : 20170816
0001144204-17-043679.hdr.sgml : 20170816
20170816155828
ACCESSION NUMBER: 0001144204-17-043679
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170812
FILED AS OF DATE: 20170816
DATE AS OF CHANGE: 20170816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVA Optical Networking SE
CENTRAL INDEX KEY: 0001714580
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 171036281
BUSINESS ADDRESS:
STREET 1: CAMPUS MARTINSRIED
STREET 2: FRAUNHOFERSTRASSE 9A
CITY: MARTINSREID MUNICH
STATE: 2M
ZIP: 82152
BUSINESS PHONE: 49-0-89-890-665-901
MAIL ADDRESS:
STREET 1: CAMPUS MARTINSRIED
STREET 2: FRAUNHOFERSTRASSE 9A
CITY: MARTINSREID MUNICH
STATE: 2M
ZIP: 82152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Golden Acquisition Corp
CENTRAL INDEX KEY: 0001714578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 171036280
BUSINESS ADDRESS:
STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD
CITY: NORCROSS
STATE: 2Q
ZIP: 30092
BUSINESS PHONE: 678-728-8600
MAIL ADDRESS:
STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD
CITY: NORCROSS
STATE: 2Q
ZIP: 30092
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVA NA Holdings, Inc.
CENTRAL INDEX KEY: 0001710975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 171036282
BUSINESS ADDRESS:
STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD
CITY: NORCROSS
STATE: GA
ZIP: 30092
BUSINESS PHONE: 678-728-8600
MAIL ADDRESS:
STREET 1: 5755 PEACHTREE INDUSTRIAL BLVD
CITY: NORCROSS
STATE: GA
ZIP: 30092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC
CENTRAL INDEX KEY: 0000887969
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 061340090
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20520 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 8187730900
MAIL ADDRESS:
STREET 1: 20520 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
3
1
v473497_form3.xml
FORM 3
X0206
3
2017-08-12
0
0000887969
MRV COMMUNICATIONS INC
MRVC
0001710975
ADVA NA Holdings, Inc.
5755 PEACHTREE INDUSTRIAL BLVD
NORCROSS
GA
30092
0
0
1
0
0001714580
ADVA Optical Networking SE
CAMPUS MARTINSRIED
FRAUNHOFERSTRASSE 9A
MARTINSREID MUNICH
2M
82152
GERMANY
0
0
1
0
0001714578
Golden Acquisition Corp
5755 PEACHTREE INDUSTRIAL BLVD
NORCROSS
GA
30092
0
0
1
0
Common Stock, par value $0.0017 per share
5296053
I
See Footnotes
This form is a joint filing by ADVA Optical Networking SE ("Ultimate Parent"), ADVA NA Holdings, Inc., a direct wholly-owned subsidiary of Ultimate Parent ("Parent") and Golden Acquisition Corporation, a direct wholly-owned subsidiary of Parent ("Merger Sub").
Shares of Common Stock, par value $0.0017 per share (the "Shares"), of MRV Communications, Inc. ("MRV") acquired pursuant to the tender offer effected pursuant to the Agreement and Plan of Merger, dated July 2, 2017 (the "Merger Agreement"), by and among Parent, Merger Sub and MRV (such tender offer, the "Offer").
The Shares were acquired by Merger Sub. Since Merger Sub is a direct wholly-owned subsidiary of Parent, which in turn is a direct wholly-owned subsidiary of Ultimate Parent, Ultimate Parent and Parent may be deemed to have acquired indirect beneficial ownership of the Shares pursuant to the Offer.
/s/ Ulrich Dopfer, Chief Financial Officer, ADVA Optical Networking SE
2017-08-16
/s/ Ulrich Dopfer, Chief Financial Officer, ADVA NA Holdings, Inc.
2017-08-16
/s/ Clark Avery, Vice President and Secretary, Golden Acquisition Corporation
2017-08-16