-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQkqrj5KIGBaIDBqA4U2+R+cScXrghtch24gGcVX+L2JIdAez+qtFcuBXMhyDlLi qtNwOhlxaaxqYx03+h43Wg== 0001104659-09-026132.txt : 20090424 0001104659-09-026132.hdr.sgml : 20090424 20090424160951 ACCESSION NUMBER: 0001104659-09-026132 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20090420 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20090424 DATE AS OF CHANGE: 20090424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 09769955 BUSINESS ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20415 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 8-K 1 a09-11614_18k.htm 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 20, 2009

 

MRV COMMUNICATIONS, INC.

(Exact name of Registrant as specified in its charter)

 

DELAWARE

(State or other jurisdiction of

Incorporation or organization)

 

001-11174

(Commission File Number)

 

06-1340090

(I.R.S. Employer

Identification Number)

 

20415 Nordhoff Street, Chatsworth, CA  91311

(Address of principal executive offices)      (Zip Code)

 

Registrant’s telephone number, including area code: (818) 773-0900

 

Not Applicable

Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:

 

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01 Other Events

 

As previously reported (see Item 3.01 of Registrant’s Form 8-K filed with the Securities and Exchange Commission on April 6, 2009), the Registrant had made an appeal to the Nasdaq Listing and Hearings Review Council (the “Listing Council”) to request an extension to June 15, 2009 to become current with its periodic financial reports as required by The Nasdaq Global Market’s Rule 5250(c)(1) by filing with the SEC its delinquent quarterly reports on Form 10-Q for the quarters ended June 30, 2008, September 30, 2008, and March 31, 2009, and its annual report on Form 10-K for the year ended December 31, 2008.  The Registrant received a letter from the Listing Council on April 20, 2009 stating that pursuant to its discretionary authority, it would grant the Registrant an extension until June 15, 2009 to demonstrate compliance with the filing of its periodic financial reports.

 

The Listing Council also noted that, as previously reported, the Registrant had become deficient under Nasdaq Rule 5620 because it did not solicit proxies for or hold its annual meeting by December 31, 2008.  The Listing Council stated that in order to assure that the Registrant had an adequate opportunity to address this deficiency, the Listing Council remanded this deficiency back to the Nasdaq Listing Qualifications Panel for further review if the Registrant regained compliance with the filing requirement.  In order to address this issue, the Registrant intends to file its proxy statement or other information regarding its annual meeting for the fiscal year ended December 31, 2008 within 30 days of the filing of its delinquent periodic financial reports, and as soon as practicable thereafter hold its annual meeting of stockholders.

 

On April 24, 2009, the Registrant issued a press release announcing its receipt of the letter of April 20, 2009, the text of which is included as Exhibit 99.1 to this Current Report.

 

Item 9.01 Financial Statements and Exhibits

 

 

(d)

 

Exhibits

 

 

 

 

Exhibit 99.1

 

Registrant’s press release of April 24, 2009

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

Date: April 24, 2009

 

 

MRV COMMUNICATIONS, INC.

 

 

 

By:

/s/ Noam Lotan

 

 

Noam Lotan

 

 

President and Chief Executive Officer

 

3


EX-99.1 2 a09-11614_1ex99d1.htm EX-99.1

Exhibit 99.1

 

GRAPHIC

 

MRV RECEIVES NASDAQ LISTING EXTENTION

 

CHATSWORTH, CA — April 24, 2009 — MRV COMMUNICATIONS, INC. (Nasdaq: MRVC), announced that on April 20, 2009, it received a letter from The Nasdaq Stock Market (“Nasdaq”) stating that MRV has been granted an extension until June 15, 2009 to file its delinquent periodic financial reports on Forms 10-Q and 10-K with the Securities and Exchange Commission and demonstrate compliance with Nasdaq Rule 5250(c)(1).

 

“We are very pleased that the Listing Council has granted MRV additional time to become compliant with our SEC filings,” said Noam Lotan, President and CEO of MRV.  “Our team is diligently working towards completing our restatement as timely as possible so that we can regain compliance and communicate our financial results with stockholders.”

 

As MRV previously announced, it made an appeal to the Nasdaq Listing and Hearings Review Council (the “Listing Council”) to request an extension to June 15, 2009 to become current with its periodic financial reports as required by The Nasdaq Global Market’s Rule 5250(c)(1) by filing with the SEC its delinquent quarterly reports on Form 10-Q for the quarters ended June 30, 2008, September 30, 2008, and March 31, 2009, and annual report on Form 10-K for the year ended December 31, 2008.  MRV received a letter from the Listing Council on April 20, 2009 stating that pursuant to its discretionary authority, it would grant MRV an extension until June 15, 2009 to demonstrate compliance with the filing of its periodic financial reports.

 

The Listing Council also noted that, as previously reported, MRV had become deficient under Nasdaq Rule 5620 because it did not solicit proxies for or hold its annual meeting by December 31, 2008.  The Listing Council stated that in order to assure that MRV had an adequate opportunity to address this deficiency, the Listing Council remanded this deficiency back to the Nasdaq Listing Qualifications Panel for further review if MRV regained compliance with the filing requirement.  In order to address this issue, MRV intends to file its proxy statement or other information regarding its annual meeting for the fiscal year ended December 31, 2008 within 30 days of the filing of its delinquent periodic financial reports, and as soon as practicable thereafter hold its annual meeting of stockholders.

 

About MRV Communications, Inc.

 

MRV Communications, Inc. (“MRV”) is a leading provider of network equipment and services, and optical components. MRV’s network equipment business provides equipment used by commercial customers, governments and telecommunications service providers, and includes switches, routers, physical layer products and out-of-band management products as well as specialized networking products for aerospace, defense and other applications including voice and cellular communication. MRV markets and sells its products worldwide through a variety of channels, including a dedicated direct sales force, manufacturers’ representatives, value-added-resellers, distributors and systems integrators. MRV also has operations in Europe that provide network system design, integration and distribution services that include products manufactured by third-party vendors, as well as internally developed and manufactured products. The company’s optical components business operate under the Source Photonics brand. Publicly traded since 1992, MRV is listed on the NASDAQ Global Market under the symbol MRVC. For more information about MRV and its products, please call (818) 773-0900 or visit www.mrv.com and www.sourcephotonics.com.

 

Investor Relations

The Blueshirt Group for MRV

MRV Communications, Inc.

Maria Riley

(818) 886-MRVC (6782)

maria@blueshirtgroup.com

ir@mrv.com

(415) 217-2631

 


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