8-K 1 v90648e8vk.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): JUNE 2, 2003 MRV COMMUNICATIONS, INC. (NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 06-1340090 (STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER INCORPORATION OR ORGANIZATION) IDENTIFICATION NUMBER) 20415 NORDHOFF STREET CHATSWORTH, CA 91311 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE) ISSUER'S TELEPHONE NUMBER: (818) 773-0900 (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) Item 5. Other Events and Regulation FD Disclosure. On June 2, 2003, registrant issued a press release announcing that it had agreed to sell 5-year senior convertible notes resulting in gross proceeds of $23 million, in a private offering to an institutional buyer. A copy of that press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. (a) Financial Statements - Not applicable (b) Pro Forma Financial Information - Not applicable (c) Exhibits: 4.1 Securities Purchase Agreement dated as of June 1, 2003 between MRV Communications, Inc. and the investor named therein with Exhibits (including Form of Note as Exhibit A and Form of Registration Rights Agreement as Exhibit B). 4.2 Registration Rights Agreement dated as of June 1, 2003. 99.1 Press Release of June 2, 2003 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized. Date: June 2, 2003 MRV COMMUNICATIONS, INC. By: /s/ Noam Lotan -------------------------------------- Noam Lotan President and Chief Executive Officer 3