0000921895-17-001713.txt : 20170605 0000921895-17-001713.hdr.sgml : 20170605 20170605191151 ACCESSION NUMBER: 0000921895-17-001713 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAUB KENNETH H CENTRAL INDEX KEY: 0001232602 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 17892655 4 1 form407738019b_06052017.xml OWNERSHIP DOCUMENT X0306 4 2017-06-01 0 0000887969 MRV COMMUNICATIONS INC MRVC 0001232602 TRAUB KENNETH H C/O RAGING CAPITAL MANAGEMENT, LLC 10 PRINCETON AVENUE, P.O. BOX 228 ROCKY HILL NJ 08553 1 0 0 1 See Explanation of Responses Common Stock, $0.0017 par value 2017-06-01 4 A 0 2825 0 A 36656 D Non Qualified Stock Option (Right to Buy) 8.90 2017-06-01 4 A 0 6245 0 A 2018-06-01 2027-06-01 Common Stock, $0.0017 par value 6245 6245 D The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Represents an annual grant of restricted stock to the Reporting Person in his capacity as a director of the Issuer. The restricted stock vests on June 1, 2018, one year from the date of grant. Represents an annual grant of stock options to the Reporting Person in his capacity as a director of the Issuer. By: /s/ Kenneth H. Traub 2017-06-05