0000921895-16-004841.txt : 20160603
0000921895-16-004841.hdr.sgml : 20160603
20160603174822
ACCESSION NUMBER: 0000921895-16-004841
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160601
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC
CENTRAL INDEX KEY: 0000887969
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 061340090
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20415 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 8187730900
MAIL ADDRESS:
STREET 1: 20415 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAUB KENNETH H
CENTRAL INDEX KEY: 0001232602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 161696963
4
1
form407738019a_06032016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-01
0
0000887969
MRV COMMUNICATIONS INC
MRVC
0001232602
TRAUB KENNETH H
C/O RAGING CAPITAL MANAGEMENT, LLC
10 PRINCETON AVENUE, P.O. BOX 228
ROCKY HILL
NJ
08553
1
0
0
1
See Explanation of Responses
Common Stock, $0.0017 par value
2016-06-01
4
A
0
2304
0
A
33831
D
Non Qualified Stock Option (Right to Buy)
10.95
2016-06-01
4
A
0
5347
0
A
2017-06-01
2026-06-01
Common Stock, $0.0017 par value
5347
5347
D
The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
Represents an annual grant of restricted stock to the Reporting Person in his capacity as a director of the Issuer. The restricted stock vests on June 1, 2017, one year from the date of grant.
Represents an annual grant of stock options to the Reporting Person in his capacity as a director of the Issuer.
By: /s/ Kenneth H. Traub
2016-06-03