0000921895-12-002280.txt : 20121207
0000921895-12-002280.hdr.sgml : 20121207
20121207173711
ACCESSION NUMBER: 0000921895-12-002280
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121205
FILED AS OF DATE: 20121207
DATE AS OF CHANGE: 20121207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARTIN WILLIAM C
CENTRAL INDEX KEY: 0001205885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 121251132
MAIL ADDRESS:
STREET 1: C/O RAGING CAPITAL MANAGEMENT LLC
STREET 2: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC
CENTRAL INDEX KEY: 0000887969
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 061340090
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20415 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 8187730900
MAIL ADDRESS:
STREET 1: 20415 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Fund, LP
CENTRAL INDEX KEY: 0001360436
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 121251130
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
BUSINESS PHONE: 609-910-0954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
FORMER NAME:
FORMER CONFORMED NAME: RAGING CAPITAL FUND L P
DATE OF NAME CHANGE: 20060424
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Management, LLC
CENTRAL INDEX KEY: 0001444376
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 121251131
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
BUSINESS PHONE: 6099100954
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08553
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raging Capital Fund (QP), LP
CENTRAL INDEX KEY: 0001467569
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 121251129
BUSINESS ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08853
BUSINESS PHONE: 917-549-8868
MAIL ADDRESS:
STREET 1: TEN PRINCETON AVENUE
CITY: ROCKY HILL
STATE: NJ
ZIP: 08853
4
1
form407738019_12072012.xml
OWNERSHIP DOCUMENT
X0306
4
2012-12-05
0
0000887969
MRV COMMUNICATIONS INC
MRVC
0001205885
MARTIN WILLIAM C
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
0001444376
Raging Capital Management, LLC
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
0001360436
Raging Capital Fund, LP
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
0
1
See explanation of responses
0001467569
Raging Capital Fund (QP), LP
TEN PRINCETON AVENUE
ROCKY HILL
NJ
08553
0
0
1
0
Common Stock, par value $0.0017
2012-12-05
4
P
0
1083528
0.5396
A
20819104
I
By Raging Capital Fund (QP), LP
Common Stock, par value $0.0017
2012-12-06
4
P
0
1893
0.5400
A
20820997
I
By Raging Capital Fund (QP), LP
Common Stock, par value $0.0017
2012-12-07
4
P
0
30026
0.5400
A
20851023
I
By Raging Capital Fund (QP), LP
Common Stock, par value $0.0017
2012-12-05
4
P
0
519798
0.5396
A
9846951
I
By Raging Capital Fund, LP
Common Stock, par value $0.0017
2012-12-06
4
P
0
907
0.5400
A
9847858
I
By Raging Capital Fund, LP
Common Stock, par value $0.0017
2012-12-07
4
P
0
14404
0.5400
A
9862262
I
By Raging Capital Fund, LP
This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Represents shares of Common Stock owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund QP.
Represents shares of Common Stock owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund.
By: /s/ William C. Martin
2012-12-07
By: Raging Capital Management, LLC, By: /s/ William C. Martin, Managing Member
2012-12-07
By: Raging Capital Fund, LP, By: Raging Capital Management, LLC, General Partner, By: /s/ William C. Martin, Managing Member
2012-12-07
By: Raging Capital Fund (QP), LP, By: Raging Capital Management, LLC, General Partner, By: /s/ William C. Martin, Managing Member
2012-12-07