0000887969-17-000070.txt : 20170815
0000887969-17-000070.hdr.sgml : 20170815
20170815171601
ACCESSION NUMBER: 0000887969-17-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170814
FILED AS OF DATE: 20170815
DATE AS OF CHANGE: 20170815
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRAUB KENNETH H
CENTRAL INDEX KEY: 0001232602
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11174
FILM NUMBER: 171034597
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC
CENTRAL INDEX KEY: 0000887969
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 061340090
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 20520 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
BUSINESS PHONE: 8187730900
MAIL ADDRESS:
STREET 1: 20520 NORDHOFF ST
CITY: CHATSWORTH
STATE: CA
ZIP: 91311
4
1
wf-form4_150283174721248.xml
FORM 4
X0306
4
2017-08-14
1
0000887969
MRV COMMUNICATIONS INC
MRVC
0001232602
TRAUB KENNETH H
C/O MRV COMMUNICATIONS, INC
20520 NORDHOFF STREET
CHATSWORTH
CA
91311
1
0
0
0
Common Stock
2017-08-14
4
D
0
36656
D
0
D
Non Qualified Stock Option (Right to Buy)
16.8
2017-08-14
4
D
0
1318
0
D
Common Stock
1318.0
0
D
Non Qualified Stock Option (Right to Buy)
13.6
2017-08-14
4
D
0
2551
0
D
Common Stock
2551.0
0
D
Non Qualified Stock Option (Right to Buy)
9.1
2017-08-14
4
D
0
6203
0
D
Common Stock
6203.0
0
D
Non Qualified Stock Option (Right to Buy)
13.32
2017-08-14
4
D
0
4472
0
D
Common Stock
4472.0
0
D
Non-Qualified Stock Option (Right to Buy)
9.63
2017-08-14
4
D
0
6212
0
D
Common Stock
6212.0
0
D
Non Qualified Stock Option (Right to Buy)
10.95
2017-08-14
4
D
0
5347
0
D
Common Stock
5347.0
0
D
Non Qualified Stock Option (Right to Buy)
8.9
2017-08-14
4
D
0
6245
0
D
Common Stock
6245.0
0
D
Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below).
Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof.
This Form 4 reports securities disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 2, 2017, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 3, 2017, and by which the Issuer became a wholly-owned subsidiary of ADVA NA Holdings, Inc.
/s/ Kenneth H. Traub
2017-08-15