-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BOfL8Oloxm7/1NFqdPL8EpadQ5vAuE2Gp1OJJG440JhbMPzP6h9G6rvSTpyZJZ+5 bpMjKJa5fm0U8JWdO6J+9Q== 0001014909-99-000174.txt : 19990917 0001014909-99-000174.hdr.sgml : 19990917 ACCESSION NUMBER: 0001014909-99-000174 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990623 FILED AS OF DATE: 19990916 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UNITEDGLOBALCOM INC CENTRAL INDEX KEY: 0000887949 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 841116217 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-21974 FILM NUMBER: 99712557 BUSINESS ADDRESS: STREET 1: 4643 S ULSTER ST STREET 2: STE 1300 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 3037704001 MAIL ADDRESS: STREET 1: 4643 S ULSTER ST STREET 2: STE 1300 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: UNITED INTERNATIONAL HOLDINGS INC DATE OF NAME CHANGE: 19921119 COMPANY DATA: COMPANY CONFORMED NAME: WESTERMAN FREDERICK G III CENTRAL INDEX KEY: 0001090529 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 5701 SOUTH SANTA FE DRIVE CITY: LITTLETON STATE: CO ZIP: 80120 BUSINESS PHONE: 3037231040 MAIL ADDRESS: STREET 1: 5128 SOUTH MORROW PARK RD CITY: SPOKANE STATE: WA ZIP: 99206 3 1
- ------------------ U.S. SECURITIES AND EXCHANGE COMMISSION ---------------------------| | F O R M 3 | Washington, D.C. 20549 | OMB APPROVAL | - ------------------ |--------------------------| INITIAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number 3235-0104| |Expires: September 30,1998| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, |Estimated avg. burden | Section 17(a) of the Public Utility Holding Company Act of 1935 or |hours per response.....0.5| Section 30(f) of the Investment Company Act 1940 ---------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ |1.Name and Address of Reporting Person* |2.Date of Event |4.Issuer Name and Ticker or Trading Symbol | | | Requiring Statement | | | Westerman III Frederick G. | (Month/Day/Year) | UnitedGlobalCom, Inc. (UCOMA) | | | | | |----------------------------------------| 06/23/99 |-----------------------------------------------------------------| | (Last) (First) (MI)| |5.Relationship of Reporting Person to |6.If Amendment, Date of | | | | Issuer (Check all Applicable) | Original (Mon/Day/Year)| | | | | | | |-----------------------| Director 10% Owner | | | 4643 S. Ulster Street, Suite 1300 |3.IRS Identification |--- --- |-------------------------| |----------------------------------------| Number of Reporting | |7.Individual or Joint/ | | (Street) | Person, if an entity | X Officer (give Other | Group Filing | | | (voluntary) |--- title --- (specify | (Check Applicable Line)| | | | below) below) | X Form filed by One | | | | |--- Reporting Person | | | | Chief Financial Officer | Form filed by More | | Denver CO 80237 | -- | ------------------------------------- | than One Reporting | | | | |--- Person | |----------------------------------------|-----------------------------------------------------------------------------------------| | (City) (State) (Zip) | | | | TABLE I - Non-Derivative Securities Beneficially Owned | |----------------------------------------------------------------------------------------------------------------------------------| |1.Title of Security (Instr. 4) |2.Amount of Securities |3.Ownership |4.Nature of Indirect Beneficial | | | Beneficially Owned | Form: | Ownership (Instr. 5) | | | (Instr. 4) | Direct (D) | | | | | or Indirect | | | | | (I)(Instr.5)| | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | |------------------------------------------|-----------------------------|--------------|------------------------------------------| | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class securities owned directly or indirectly. SEC 1473 (7-97) *If the form is filed by more than one reporting person, see Instruction 5(b)(v). PAGE: 1 OF 2
FORM 3 (continued) TABLE II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ |1.Title of |2.Date Exercisable and |3.Title and Amount of Underlying |4.Conversion or |5. |6.Nature of | | Derivative | Expiration Date | Derivative Security (Instr. 4) | Exercise Price |Own. | Indirect | | Security | (Month/Day/Year) | | of Derivative |Form | Beneficial | | (Instr. 4) | | | Security |of | Ownership | | | | | |Deri.| (Instr. 5) | | | | | |Sec. | | | | | | |Dir. | | | | | | |(D) | | | |-----------------------------|--------------------------------------| |or | | | |Date |Expiration | |Amount or Number | |Ind. | | | |Exercisable |Date | Title |of Shares | |(I) | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | |Employee Stock | (1) | 6/23/09 |Class A Common | 100,000 | $62.00 | D | | |Option (right to | | |Stock | | | | | |buy) | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | |-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------| | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The option is exercisable in 48 equal monthly installments commencing June 23, 1999. **Intentional misstatements or omissions of facts constitute Federal /s/ Frederick G. Westerman III September 14, 1999 Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ---------------------------------- ------------------ **Signature of Reporting Person Date Note: File three copies of this form, one of which must be manually signed. Frederick G. Westerman III If space provided is insufficient, see Instruction 6 for procedure. SEC 1473 (7-97) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMD Number. PAGE: 2 OF 2
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