UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.05 (a). Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics
As part of its periodic review of the Code of Ethics and Business Conduct, amended and restated effective as of June 8, 2023 (the “Code”), of FTI Consulting, Inc. (“FTI Consulting”), which applies to all of the directors, officers and employees of FTI Consulting, on September 24, 2024 the Board of Directors of FTI Consulting approved the further amendment and restatement of the Code, effective as of September 26, 2024, which amends, restates and replaces the Code in its entirety (the “Restated Code”). The revisions contained in the Restated Code were made, among other things, to update for (1) changes in Labor and Human Rights laws and policies, (ii) clarifications to FTI Consulting’s gifts and entertainment policy, and (iii) other non-substantive administrative, stylistic and typographical changes.
The foregoing summary description of the principal changes contained in the Restated Code is qualified in its entirety by reference to the Restated Code, a copy of which is filed herewith as Exhibit 14.1 to this Current Report on Form 8-K, and incorporated by reference herein. FTI Consulting has posted the Restated Code in the section of its corporate website accessed at “About FTI – Governance.”
Item 9.01 (d). Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. |
Description | |
| 14.1 | FTI Consulting, Inc. Code of Ethics and Business Conduct Amended and Restated Effective as of September 26, 2024. | |
| 104 | The Cover Page from FTI Consulting’s Current Report on Form 8-K dated September 24, 2024, formatted in Inline XBRL. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, FTI Consulting, Inc. has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| FTI CONSULTING, INC. | ||||||
| Dated: September 26, 2024 | ||||||
| By: | /s/ CURTIS P. LU | |||||
| Name: | Curtis P. Lu | |||||
| Title: | General Counsel | |||||
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