-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IgEXg4qlkqhOccB67LxcpFn+wq0lQMzkoX9yTdZwFEklDmZHWbtDI8gSdGt39U/S 7soDwlJw8ikDs7KSMs+KDg== 0000887936-05-000003.txt : 20050110 0000887936-05-000003.hdr.sgml : 20050110 20050110135914 ACCESSION NUMBER: 0000887936-05-000003 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040218 FILED AS OF DATE: 20050110 DATE AS OF CHANGE: 20050110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FTI CONSULTING INC CENTRAL INDEX KEY: 0000887936 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 521261113 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 BESTGATE RD STREET 2: SUITE 100 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 4102248770 MAIL ADDRESS: STREET 1: 900 BESTGATE RD STREET 2: SUITE 100 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: FORENSIC TECHNOLOGIES INTERNATIONAL CORP DATE OF NAME CHANGE: 19960306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINAPOLI DOMINIC CENTRAL INDEX KEY: 0001280178 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14875 FILM NUMBER: 05520409 BUSINESS ADDRESS: STREET 1: 900 BESTGATE ROAD STREET 2: SUITE 100 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 4102248770 MAIL ADDRESS: STREET 1: 900 BESTGATE RD. STREET 2: SUITE 100 CITY: ANNAPOLIS STATE: MD ZIP: 21401 3/A 1 din57.xml X0202 3/A 2004-02-18 2004-02-23 0 0000887936 FTI CONSULTING INC FCN 0001280178 DINAPOLI DOMINIC 900 BESTGATE ROAD SUITE 100 ANNAPOLIS MD 214013066 0 1 0 0 EVP & Chief Operating Officer Common Stock 59622 D Call Option (obligation to sell) 43.64 2006-09-06 2006-09-06 Common Stock 27638 D Employee Stock Option (right to buy) 24.28 2003-08-30 2012-08-30 Common Stock 67500 D Put Option (right to sll) 27.68 2006-09-06 2006-09-06 Common Stock 27638 D The reporting person acquired the shares of Common Stock subject to the zero-cost collar in connection with FTI's acquisition of the Business Recovery Services business of PriceWaterhouseCoopers, LLP in August 2002. In connection with that acquisition, certain former partners of PwC, including the reporting person, received shares of our Common Stock that were subject to contractual restrictions on transfer and sale. On April 25, 2003, the reporting person entered into a zero-cost collar arrangement with a securities broker pursuant to which he wrote a covered call option and purchased a put option with respect to 27,638 of the restricted shares of Common Stock that he received in connection with that transaction. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be exercised (and settled in stock or cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire . Option vests in three equal annual installments beginning one year after the grant date. By: Theodore I. Pincus, Attorney-in-Fact 2005-01-10 -----END PRIVACY-ENHANCED MESSAGE-----