0000897101-18-000883.txt : 20180905 0000897101-18-000883.hdr.sgml : 20180905 20180905150116 ACCESSION NUMBER: 0000897101-18-000883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180831 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PHILIP IRVING CENTRAL INDEX KEY: 0001235464 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05005 FILM NUMBER: 181054939 MAIL ADDRESS: STREET 1: 4503 BROWNDALE AVENUE CITY: EDINA STATE: MN ZIP: 55424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTRICON CORP CENTRAL INDEX KEY: 0000088790 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 231069060 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1260 RED FOX ROAD CITY: ARDEN HILLS STATE: MN ZIP: 55112 BUSINESS PHONE: 6516369770 MAIL ADDRESS: STREET 1: 1260 RED FOX ROAD CITY: ARDEN HILLS STATE: MN ZIP: 55112 FORMER COMPANY: FORMER CONFORMED NAME: SELAS CORP OF AMERICA DATE OF NAME CHANGE: 19920703 4 1 ownership.xml FORM 4 X0306 4 2018-08-31 0 0000088790 INTRICON CORP IIN 0001235464 SMITH PHILIP IRVING C/O INTRICON CORPORATION 1260 RED FOX ROAD ARDEN HILLS MN 55112 1 0 0 0 Common Stock 2018-08-31 4 M 0 6667 5.85 A 6667 D Common Stock 2018-08-31 4 M 0 3333 8.80 A 10000 D Common Stock 2018-08-31 4 S 0 2102 73.48 D 7898 D Common Stock 2018-08-31 4 S 0 5958 74.17 D 1940 D Common Stock 2018-08-31 4 S 0 1940 74.96 D 0 D Employee Stock Option (Right to Buy) 5.85 2018-08-31 4 M 0 6667 0 D 2026-04-27 Common Stock 6667 3333 D Employee Stock Option (Right to Buy) 8.80 2018-08-31 4 M 0 3333 0 D 2027-04-26 Common Stock 3333 6667 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.675. The reporting person undertakes to provide to IntriCon Corporation any, security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.50. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.45. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This option becomes exercisable in three equal annual installments beginning on April 28, 2017 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan). This option becomes exercisable in three equal annual installments beginning on April 27, 2018 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan). /s/ Scott Longval, attorney-in-fact 2018-09-05