0000897101-18-000883.txt : 20180905
0000897101-18-000883.hdr.sgml : 20180905
20180905150116
ACCESSION NUMBER: 0000897101-18-000883
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180831
FILED AS OF DATE: 20180905
DATE AS OF CHANGE: 20180905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PHILIP IRVING
CENTRAL INDEX KEY: 0001235464
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05005
FILM NUMBER: 181054939
MAIL ADDRESS:
STREET 1: 4503 BROWNDALE AVENUE
CITY: EDINA
STATE: MN
ZIP: 55424
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INTRICON CORP
CENTRAL INDEX KEY: 0000088790
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670]
IRS NUMBER: 231069060
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1260 RED FOX ROAD
CITY: ARDEN HILLS
STATE: MN
ZIP: 55112
BUSINESS PHONE: 6516369770
MAIL ADDRESS:
STREET 1: 1260 RED FOX ROAD
CITY: ARDEN HILLS
STATE: MN
ZIP: 55112
FORMER COMPANY:
FORMER CONFORMED NAME: SELAS CORP OF AMERICA
DATE OF NAME CHANGE: 19920703
4
1
ownership.xml
FORM 4
X0306
4
2018-08-31
0
0000088790
INTRICON CORP
IIN
0001235464
SMITH PHILIP IRVING
C/O INTRICON CORPORATION
1260 RED FOX ROAD
ARDEN HILLS
MN
55112
1
0
0
0
Common Stock
2018-08-31
4
M
0
6667
5.85
A
6667
D
Common Stock
2018-08-31
4
M
0
3333
8.80
A
10000
D
Common Stock
2018-08-31
4
S
0
2102
73.48
D
7898
D
Common Stock
2018-08-31
4
S
0
5958
74.17
D
1940
D
Common Stock
2018-08-31
4
S
0
1940
74.96
D
0
D
Employee Stock Option (Right to Buy)
5.85
2018-08-31
4
M
0
6667
0
D
2026-04-27
Common Stock
6667
3333
D
Employee Stock Option (Right to Buy)
8.80
2018-08-31
4
M
0
3333
0
D
2027-04-26
Common Stock
3333
6667
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.675. The reporting person undertakes to provide to IntriCon Corporation any, security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.50. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.45. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option becomes exercisable in three equal annual installments beginning on April 28, 2017 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan).
This option becomes exercisable in three equal annual installments beginning on April 27, 2018 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan).
/s/ Scott Longval, attorney-in-fact
2018-09-05