0000887777-24-000003.txt : 20240516
0000887777-24-000003.hdr.sgml : 20240516
20240516062127
ACCESSION NUMBER: 0000887777-24-000003
CONFORMED SUBMISSION TYPE: MA/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240401
DATE AS OF CHANGE: 20240516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DAVENPORT & Co LLC
CENTRAL INDEX KEY: 0000887777
ORGANIZATION NAME:
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 867-00424
FILM NUMBER: 24953505
BUSINESS ADDRESS:
STREET 1: ONE JAMES CENTER
STREET 2: 901 E CARY STREET STE 1100
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 8047802000
MAIL ADDRESS:
STREET 1: P O BOX 85678
CITY: RICHMOND
STATE: VA
ZIP: 23285-5678
FORMER COMPANY:
FORMER CONFORMED NAME: DAVENPORT & CO LLC
DATE OF NAME CHANGE: 20010307
FORMER COMPANY:
FORMER CONFORMED NAME: DAVENPORT & CO OF VIRGINIA INC
DATE OF NAME CHANGE: 20010213
MA/A
1
primary_doc.xml
MA/A
0000887777
XXXXXXXX
Eddie Terzimehic
804-697-2967
eterzimehic@investdavenport.com
eterzimehic@investdavenport.com
DAVENPORT & Co LLC
1588
54-1835842
866-00106-00
867-00424
008-17103
1588
801-13057
1588
ALL 50 UNITED STATES, THE DISTRICT OF COLUMBIA, PUERTO RICO AND THE US VIRGIN ISLANDS
NFA
0001622
FINRA
1588
MSRB
A0364
DAVENPORT & COMPANY LLC
801-13057
901 E CARY STREET STE 1100
RICHMOND
VA
23219
8047802000
Add
8600 LASALLE ROAD SUITE 618
TOWSON
MD
21286
410-296-9426
Add
101 N TRYON STREET SUITE 1220
CHARLOTTE
NC
28246-0100
704-644-5412
Add
19301 WINMEADE DRIVE STUITE 218
LEESBURG
VA
20176-6503
571-223-5893
Add
515 EAST CROSSVILLE ROAD
380
ROSWELL
GA
30075
8046972919
Y
P O BOX 85678
RICHMOND
VA
23285-5678
www.investDavenport.com
THERESA
JO
MANDERSKI
CCO
SVP
901 E CARY STREET SUITE 1100
RICHMOND
VA
23219
804-780-2000
TMANDERSKI@INVESTDAVENPORT.COM
Eddie
NMN
Terzimehic
First Vice President Compliance
DAVENPORT & CO LLC
901 E CARY STREET
RICHMOND
VA
23219
804-697-2967
eterzimehic@investdavenport.com
DAVENPORT FINANCIAL ADVISORS
Y
SCC
S019308-8
VA
December
VA
01-31-1997
N
250
25
20
6
0
250
Municipal Entities
Non-profit organizations
Corporations or other businesses
225
25
250
Colleges
Other
MUSEUMS, CULTURAL INSTITUTIONS, YMCA'S
Hourly Charges
Fixed Fees
Contingent Fees
Other
PER BOND FEES
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
Y
Y
Y
Y
Y
DAVENPORT & COMPANY LLC ALSO OFFERS FINANCIAL SERVICES WHICH INCLUDE EQUITY RESEARCH AND CORPORATE FINANCE.
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Sponsor or syndicator of limited partnerships
1
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
Investment Adviser
Sponsor or syndicator of limited partnerships
DAVENPORT & COMPANY LLC
DAVENPORT & COMPANY LLC
N
Y
Y
ONTARIO SECURITIES COMMISSION
NRD35570
A6
N
N
N
N
N
N
Y
Y
Y
Y
Y
N
N
N
N
THERE ARE NO 25% OR MORE OWNERS TO REPORT ON SCHEDULE B
N
N
N
N
N
Y
N
Y
Y
N
Y
N
Y
Y
N
Y
N
Y
N
N
N
N
N
N
N
N
DAVA CORP
N
MEMBER
03-01-2001
A
Y
1588
DAVENPORT & CO. OF VIRGINIA, INC
N
MEMBER
03-01-1997
E
Y
1588
DAVENPORT CORP.
N
MEMBER
03-01-1997
B
Y
1588
DAVENPORT IV, INC
N
MEMBER
05-01-2016
NA
N
812716554
John
Paul
Ackerly
SVP, Director
03-01-2004
NA
Y
2460550
Sean
James
Allburn
SVP, Director
03-01-2007
NA
N
2605269
David
Charles
Anderson
SVP, Director
03-01-2007
NA
N
2312279
Hylah
Boyd
Ballowe
SVP, Director
03-01-2007
NA
N
2533434
William
Randolph
Barksdale
SVP, Director
03-01-2004
NA
N
720050
Michael
Sunderland
Beall
EVP, Director
01-01-1996
NA
N
707266
Kevin
George
Boll
SVP, Director
03-01-2010
NA
N
2881689
Edward
Trigg
Brown
EVP, Director
12-01-1990
NA
Y
850295
Irving
Lee
Chapman
President, CEO, COO, Director
03-01-2013
NA
Y
2489697
Edward
Fiscus
Cole
SVP, Director
03-01-2011
NA
N
4146443
James
Edward
Crawley
SVP, Director
03-01-2006
NA
N
1776949
Richard
Edward
Dolan
SVP, Director
03-01-2004
NA
N
2348347
Maureen
Ann
Gallihugh
SVP, Director
03-01-2014
NA
N
1125521
Harrison
Moncure
Geho
SVP, Director
03-01-2013
NA
N
2361637
Kenneth
Stuart
Gregory
SVP, Director
03-01-2007
NA
N
1160002
William
Robertson Beverley
Hershey
SVP, Director
03-01-2011
NA
Y
2909345
Lucy
Williams
Hooper
EVP, Director
03-01-2002
NA
Y
733228
Michael
Joseph David
Kane
SVP, Director
03-01-2006
NA
N
704604
Robert
Francis
Mizell
EVP, CFO, Director
12-01-1990
NA
Y
1836694
Joseph
Walter
Pauke
SVP, Director
03-01-2010
NA
N
1208500
Joel
Mason
Ray
SVP, Director
03-01-2014
NA
N
1483620
Ann
Minornuckols
Richmond
SVP, Director, Treasurer
01-01-1996
NA
N
2144754
Courtney
Edward
Rogers
SVP, Director
03-01-2006
NA
N
2237168
David
Peter
Rose
SVP, Director
03-01-2001
NA
N
1288846
George
Levin
Smith
SVP, Director
03-01-2010
NA
N
2988110
Timothy
Stewart
Taylor
SVP, Director
03-01-2006
NA
N
1492229
Edin
Nmn
Terzimehic
FVP, ROSFP
12-01-2008
NA
N
4634023
Eugene
Massie
Valentine
SVP, Director
03-01-2007
NA
N
1072110
Henry
Lee
Valentine
SVp, Director
12-01-1992
NA
N
1137054
John
Garth
Vine
SVp, Director
03-01-2012
NA
N
1147747
Bradley
Lawrence
Watson
SVP, Director
03-01-2014
NA
N
2415210
Coleman
III
Wortham
Chairman, Director
03-01-2013
A
Y
472921
JOHN
ROBERT
GANSMAN
MANAGING DIRECTOR
04-04-2016
NA
N
2382152
GRAYSON
BISHOP
PRILLAMAN
MANAGING DIRECTOR
04-04-2016
NA
N
2707727
JAMES
EDWARD
SANDERSON
SVP, DIRECTOR
04-04-2016
NA
N
4886781
ARIC
NORMAN
WAGNER
MANAGING DIRECTOR
03-29-2017
NA
N
2267313
VIRGINIA
BARTON
JARRETT
SVP, DIRECTOR
04-01-2018
NA
N
1302171
THOMAS
WINSTON
PRICE
SVP, DIRECTOR
04-01-2018
NA
N
2895319
GEOFFREY
ADAM
SULANKE
SVP, DIRECTOR
04-01-2018
NA
N
4808910
THERESA
J
MANDERSKI
CHIEF COMPLIANCE OFFICER, SVP - AML COMPLIANCE OFFICER
02-14-2014
NA
N
2928010
BRIAN
MITCHELL
BRIGULIO
SVP, DIRECTOR
03-27-2019
NA
N
4970410
KYLE
A
LAUX
SVP, DIRECTOR
03-27-2019
NA
N
4550086
JOSEPH
D
MASON
SVP, DIRECTOR
03-27-2019
NA
N
5111792
TAMMY
RENE
SEVERT
SVP, DIRECTOR
03-27-2019
NA
N
3020053
FRANKLIN
ALEXANDER
TRICE
DIRECTOR
03-25-2020
NA
N
2219809
ROLAND
MARION
KOOCH JR
DIRECTOR
03-25-2020
NA
N
2382419
JON
TAYLOR
MCELHANEY
DIRECTOR
03-25-2020
NA
Y
2883725
THOMAS
RAMEY
MCDONALD
DIRECTOR
03-25-2020
NA
N
5571688
JEFFREY
FLOYD
OMOHUNDRO
DIRECTOR
03-25-2020
NA
N
2155707
RICHARD
GAILLARD
OWEN
DIRECTOR
03-25-2020
NA
N
1197506
CHRISTOPHER
GLENN
PEARSON
DIRECTOR
03-25-2020
NA
N
4979730
TEN EYCK
THOMPSON
WELLFORD JR
DIRECTOR
03-25-2020
NA
N
4985143
HOLLY
RAY
CROCKETT
DIRECTOR
06-10-2021
NA
N
1682414
SHANE
M
CASON
DIRECTOR
03-30-2022
NA
N
4500533
DAVID
GOATER
DUNWODY
DIRECTOR
03-30-2022
NA
N
6064452
FREDERICK
GORDON
FRAM
CAO
03-31-2023
NA
N
1701062
VIRGINIA
WORTHAM
KEHLENBECK
DIRECTOR
03-31-2023
NA
N
4555885
JOHN
ANTHONY
PISCITELLI
DIRECTOR
03-31-2023
NA
N
1359023
WILLIAM
ISAAC
DAVIS
DIRECTOR
03-31-2023
NA
N
4665777
ARMISTEAD
CHURCHILL
YOUNG
DIRECTOR
03-31-2023
NA
N
2444107
DAVA CORP
N
MEMBER
03-01-2001
A
Y
1588
DAVENPORT & CO. OF VIRGINIA, INC
N
MEMBER
03-01-1997
E
Y
1588
DAVENPORT CORP.
N
MEMBER
03-01-1997
B
Y
1588
DAVENPORT IV, INC
N
MEMBER
05-01-2016
NA
N
812716554
John
Paul
Ackerly
SVP, Director
03-01-2004
NA
Y
2460550
Sean
James
Allburn
SVP, Director
03-01-2007
NA
N
2605269
David
Charles
Anderson
SVP, Director
03-01-2007
NA
N
2312279
Hylah
Boyd
Ballowe
SVP, Director
03-01-2007
NA
N
2533434
William
Randolph
Barksdale
SVP, Director
03-01-2004
NA
N
720050
Michael
Sunderland
Beall
EVP, Director
01-01-1996
NA
N
707266
Kevin
George
Boll
SVP, Director
03-01-2010
NA
N
2881689
Edward
Trigg
Brown
EVP, Director
12-01-1990
NA
Y
850295
Irving
Lee
Chapman
President, CEO, COO, Director
03-01-2013
NA
Y
2489697
Edward
Fiscus
Cole
SVP, Director
03-01-2011
NA
N
4146443
James
Edward
Crawley
SVP, Director
03-01-2006
NA
N
1776949
Richard
Edward
Dolan
SVP, Director
03-01-2004
NA
N
2348347
Amend
Maureen
Ann
Gallihugh
SVP, Director
03-01-2014
NA
Y
1125521
Harrison
Moncure
Geho
SVP, Director
03-01-2013
NA
N
2361637
Kenneth
Stuart
Gregory
SVP, Director
03-01-2007
NA
N
1160002
William
Robertson Beverley
Hershey
SVP, Director
03-01-2011
NA
Y
2909345
Lucy
Williams
Hooper
EVP, Director
03-01-2002
NA
Y
733228
Michael
Joseph David
Kane
SVP, Director
03-01-2006
NA
N
704604
Robert
Francis
Mizell
EVP, CFO, Director
12-01-1990
NA
Y
1836694
Joseph
Walter
Pauke
SVP, Director
03-01-2010
NA
N
1208500
Joel
Mason
Ray
SVP, Director
03-01-2014
NA
N
1483620
Ann
Minornuckols
Richmond
SVP, Director, Treasurer
01-01-1996
NA
N
2144754
Courtney
Edward
Rogers
SVP, Director
03-01-2006
NA
N
2237168
David
Peter
Rose
SVP, Director
03-01-2001
NA
N
1288846
George
Levin
Smith
SVP, Director
03-01-2010
NA
N
2988110
Timothy
Stewart
Taylor
SVP, Director
03-01-2006
NA
N
1492229
Edin
Nmn
Terzimehic
FVP, ROSFP
12-01-2008
NA
N
4634023
Eugene
Massie
Valentine
SVP, Director
03-01-2007
NA
N
1072110
Henry
Lee
Valentine
SVp, Director
12-01-1992
NA
N
1137054
John
Garth
Vine
SVp, Director
03-01-2012
NA
N
1147747
Bradley
Lawrence
Watson
SVP, Director
03-01-2014
NA
N
2415210
Coleman
III
Wortham
Chairman, Director
03-01-2013
A
Y
472921
JOHN
ROBERT
GANSMAN
MANAGING DIRECTOR
04-04-2016
NA
N
2382152
GRAYSON
BISHOP
PRILLAMAN
MANAGING DIRECTOR
04-04-2016
NA
N
2707727
JAMES
EDWARD
SANDERSON
SVP, DIRECTOR
04-04-2016
NA
N
4886781
ARIC
NORMAN
WAGNER
MANAGING DIRECTOR
03-29-2017
NA
N
2267313
VIRGINIA
BARTON
JARRETT
SVP, DIRECTOR
04-01-2018
NA
N
1302171
THOMAS
WINSTON
PRICE
SVP, DIRECTOR
04-01-2018
NA
N
2895319
GEOFFREY
ADAM
SULANKE
SVP, DIRECTOR
04-01-2018
NA
N
4808910
Delete
THERESA
J
MANDERSKI
CHIEF COMPLIANCE OFFICER, SVP - AML COMPLIANCE OFFICER
02-14-2014
NA
N
2928010
BRIAN
MITCHELL
BRIGULIO
SVP, DIRECTOR
03-27-2019
NA
N
4970410
KYLE
A
LAUX
SVP, DIRECTOR
03-27-2019
NA
N
4550086
JOSEPH
D
MASON
SVP, DIRECTOR
03-27-2019
NA
N
5111792
TAMMY
RENE
SEVERT
SVP, DIRECTOR
03-27-2019
NA
N
3020053
FRANKLIN
ALEXANDER
TRICE
DIRECTOR
03-25-2020
NA
N
2219809
ROLAND
MARION
KOOCH JR
DIRECTOR
03-25-2020
NA
N
2382419
JON
TAYLOR
MCELHANEY
DIRECTOR
03-25-2020
NA
Y
2883725
THOMAS
RAMEY
MCDONALD
DIRECTOR
03-25-2020
NA
N
5571688
JEFFREY
FLOYD
OMOHUNDRO
DIRECTOR
03-25-2020
NA
N
2155707
RICHARD
GAILLARD
OWEN
DIRECTOR
03-25-2020
NA
N
1197506
Amend
CHRISTOPHER
GLENN
PEARSON
DIRECTOR
03-25-2020
NA
Y
4979730
TEN EYCK
THOMPSON
WELLFORD JR
DIRECTOR
03-25-2020
NA
N
4985143
HOLLY
RAY
CROCKETT
DIRECTOR
06-10-2021
NA
N
1682414
SHANE
M
CASON
DIRECTOR
03-30-2022
NA
N
4500533
DAVID
GOATER
DUNWODY
DIRECTOR
03-30-2022
NA
N
6064452
Amend
FREDERICK
GORDON
FRAM
CAO AND AML OFFICER
03-31-2023
NA
N
1701062
VIRGINIA
WORTHAM
KEHLENBECK
DIRECTOR
03-31-2023
NA
N
4555885
JOHN
ANTHONY
PISCITELLI
DIRECTOR
03-31-2023
NA
N
1359023
WILLIAM
ISAAC
DAVIS
DIRECTOR
03-31-2023
NA
N
4665777
ARMISTEAD
CHURCHILL
YOUNG
DIRECTOR
03-31-2023
NA
N
2444107
NewAdd
JONATHAN
AUBREY
STRATTON
CHIEF COMPLIANCE OFFICER -BROKE DEALER
04-01-2024
NA
N
4808131
NewAdd
LEAVENWORTH
MCGILL
FERRELL
DIRECTOR
04-01-2024
NA
N
4578007
NewAdd
ROBERT
A
GRAGNANI
DIRECTOR
04-01-2024
NA
N
5098764
NewAdd
JOSEPH
ANTHONY
LOMBARD III
DIRECTOR
04-01-2024
NA
N
4013073
NewAdd
NATHANIEL
H
RULLMAN
DIRECTOR
04-01-2024
NA
N
5897465
9-D2
9-D4
DAVENPORT & COMPANY LLC
1588
98793
9-E2
DAVENPORT & COMPANY LLC
1588
98791
1
9-E2
DAVENPORT & COMPANY LLC
1588
98794
HENRY
LEE
VALENTINE
II
N
452245
DAVENPORT & COMPANY LLC
1588
98794
9-E2
DAVENPORT & COMPANY LLC
1588
98795
9-E2
DAVENPORT & COMPANY LLC
1588
98796
9-E2
DAVENPORT & COMPANY LLC
1588
98797
9-E2
DAVENPORT & COMPANY LLC
1588
98799
9-D2
9-D4
DAVENPORT & COMPANY LLC
1588
98800
9-D2
DAVENPORT & COMPANY LLC
1588
150187
9-D2
9-D4
DAVENPORT & COMPANY LLC
1588
164029
9-E2
DAVENPORT & COMPANY LLC
1588
1166466
9-E2
DAVENPORT & COMPANY LLC
1588
1201251
9-E2
DAVENPORT & COMPANY LLC
1588
1572958
1
9-E2
9-E4
HARRISON
MONCURE
GEHO
N
2361637
HARRISON MONCURE GEHO
2361637
677788
9-C2
9-C4
9-C5
DAVENPORT & COMPANY LLC
1588
1786809
9-E2
DAVENPORT & COMPANY LLC
1588
1907645
9-E2
DAVENPORT & COMPANY LLC
1588
1963752
EDDIE TERZIMEHIC
EDDIE TERZIMEHIC
SVP-COMPLIANCE
04-01-2024
N
N
N
N
N
Y
Y
Y
Y
N
N
N
Y
N
N
N
N
N
N
N
Y