0001209191-21-032689.txt : 20210514 0001209191-21-032689.hdr.sgml : 20210514 20210514161002 ACCESSION NUMBER: 0001209191-21-032689 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210507 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hanson John Edward CENTRAL INDEX KEY: 0001756648 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 21924650 MAIL ADDRESS: STREET 1: C/O CENTRAL GARDEN & PET COMPANY STREET 2: 1340 TREAT BOULEVARD, SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0925 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-05-07 2021-05-11 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001756648 Hanson John Edward 1340 TREAT BOULEVARD SUITE 600 WALNUT CREEK CA 94597-7578 0 1 0 0 Senior Vice President Class A Common Stock 2021-05-07 4 M 0 4782 27.88 A 49892 D Class A Common Stock 2021-05-07 4 F 0 3281 53.62 D 46611 D Class A Common Stock 2021-05-07 4 M 0 7022 21.37 A 53633 D Class A Common Stock 2021-05-07 4 F 0 4260 53.62 D 49373 D Class A Common Stock 2021-05-07 4 M 0 5263 28.50 A 54636 D Class A Common Stock 2021-05-07 4 F 0 3651 53.62 D 50985 D Units 1156 I By 401(k) Plan Stock Option (Right to Buy) 27.88 2021-05-07 4 M 0 4782 0.00 D 2025-02-12 Class A Common Stock 4782 2392 D Stock Option (Right to Buy) 21.37 2021-05-07 4 M 0 7022 0.00 D 2025-08-04 Class A Common Stock 7022 21068 D Stock Option (Right to Buy) 28.50 2021-05-07 4 M 0 5263 0.00 D 2026-02-10 Class A Common Stock 5263 15790 D Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock withheld by the Issuer in payment of the aggregate option exercise and withholding tax liability incurred upon the above-reported exercise of options. The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Hanson following the Reported Transaction. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. Options were granted on February 12, 2019, of which 4,782 have vested and are exercisable, and the remaining 2,392 shares shall be exercisable on August 12, 2021. The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of Stock Options (Right to Buy) of Class A Common Stock beneficially owned by Mr. Hanson following the Reported Transaction. Options were granted on August 4, 2019 and will vest and be exercisable as follows: 7,022 on August 4, 2020; 7,023 on August 4, 2021; 7,022 on August 4, 2022; and 7,023 on August 4, 2023. Options were granted on February 10, 2020 and shall vest and be exercisable in four annual increments of 25% beginning on February 10, 2021. /s/John E. Hanson 2021-05-14