0001209191-21-032689.txt : 20210514
0001209191-21-032689.hdr.sgml : 20210514
20210514161002
ACCESSION NUMBER: 0001209191-21-032689
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210507
FILED AS OF DATE: 20210514
DATE AS OF CHANGE: 20210514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hanson John Edward
CENTRAL INDEX KEY: 0001756648
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 21924650
MAIL ADDRESS:
STREET 1: C/O CENTRAL GARDEN & PET COMPANY
STREET 2: 1340 TREAT BOULEVARD, SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0925
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-05-07
2021-05-11
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001756648
Hanson John Edward
1340 TREAT BOULEVARD
SUITE 600
WALNUT CREEK
CA
94597-7578
0
1
0
0
Senior Vice President
Class A Common Stock
2021-05-07
4
M
0
4782
27.88
A
49892
D
Class A Common Stock
2021-05-07
4
F
0
3281
53.62
D
46611
D
Class A Common Stock
2021-05-07
4
M
0
7022
21.37
A
53633
D
Class A Common Stock
2021-05-07
4
F
0
4260
53.62
D
49373
D
Class A Common Stock
2021-05-07
4
M
0
5263
28.50
A
54636
D
Class A Common Stock
2021-05-07
4
F
0
3651
53.62
D
50985
D
Units
1156
I
By 401(k) Plan
Stock Option (Right to Buy)
27.88
2021-05-07
4
M
0
4782
0.00
D
2025-02-12
Class A Common Stock
4782
2392
D
Stock Option (Right to Buy)
21.37
2021-05-07
4
M
0
7022
0.00
D
2025-08-04
Class A Common Stock
7022
21068
D
Stock Option (Right to Buy)
28.50
2021-05-07
4
M
0
5263
0.00
D
2026-02-10
Class A Common Stock
5263
15790
D
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock withheld by the Issuer in payment of the aggregate option exercise and withholding tax liability incurred upon the above-reported exercise of options.
The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of shares of Class A Common Stock beneficially owned by Mr. Hanson following the Reported Transaction.
The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
Options were granted on February 12, 2019, of which 4,782 have vested and are exercisable, and the remaining 2,392 shares shall be exercisable on August 12, 2021.
The purpose of this amendment to the Form 4 filed on May 11, 2021 with the U.S. Securities and Exchange Commission is to correct the number of Stock Options (Right to Buy) of Class A Common Stock beneficially owned by Mr. Hanson following the Reported Transaction.
Options were granted on August 4, 2019 and will vest and be exercisable as follows: 7,022 on August 4, 2020; 7,023 on August 4, 2021; 7,022 on August 4, 2022; and 7,023 on August 4, 2023.
Options were granted on February 10, 2020 and shall vest and be exercisable in four annual increments of 25% beginning on February 10, 2021.
/s/John E. Hanson
2021-05-14