0001209191-20-037236.txt : 20200617
0001209191-20-037236.hdr.sgml : 20200617
20200617161029
ACCESSION NUMBER: 0001209191-20-037236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200616
FILED AS OF DATE: 20200617
DATE AS OF CHANGE: 20200617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENNINGTON BROOKS III
CENTRAL INDEX KEY: 0001057369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 20969828
MAIL ADDRESS:
STREET 1: 1280 ATLANTA HWY
CITY: MADISON
STATE: GA
ZIP: 30650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-06-16
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001057369
PENNINGTON BROOKS III
1340 TREAT BLVD
SUITE 600
WALNUT CREEK
CA
94597
1
0
0
0
Class A Common Stock
2020-06-16
4
M
0
3298
31.76
A
40809
D
Class A Common Stock
2020-06-16
4
F
0
3231
32.81
D
37578
D
Class A Common Stock
2020-06-17
4
S
0
67
33.13
D
37511
D
Class A Common Stock
3876
I
By Spouse
Class A Common Stock
15208
I
By LLC
Units
1881.283
I
401(k) Plan
Common Stock
159950
D
Common Stock
6938
I
By Spouse
Common Stock
7604
I
By LLC
Stock Option (Right to Buy)
31.76
2020-06-16
4
M
0
3298
0.00
D
2020-08-14
Class A Common Stock
3298
0
D
Options exercised under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high anf low sales prices on the date of exercise.
Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse.
By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
Options were granted on February 14, 2017, and all shares are vested and have been exercised.
/s/JoAnn Jonte as attorney-in-fact for Brooks M. Pennington III
2020-06-17