0001209191-19-032757.txt : 20190524 0001209191-19-032757.hdr.sgml : 20190524 20190524170315 ACCESSION NUMBER: 0001209191-19-032757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190522 FILED AS OF DATE: 20190524 DATE AS OF CHANGE: 20190524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROETH GEORGE C CENTRAL INDEX KEY: 0001211495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 19855177 MAIL ADDRESS: STREET 1: 1221 BROADWAY CITY: OAKLAND STATE: CA ZIP: 94612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-22 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001211495 ROETH GEORGE C C/O CENTRAL GARDEN & PET COMPANY 1340 TREAT BLVD, SUITE 600 WALNUT CREEK CA 94597 1 1 0 0 President and CEO Class A Common Stock 2019-05-22 4 M 0 14546 13.75 A 43793 I By the Roeth Family Trust Class A Common Stock 2019-05-22 4 F 0 10951 26.98 D 32842 I By the Roeth Family Trust Class A Common Stock 2019-05-23 4 S 0 3595 26.5279 D 29247 I By the Roeth Family Trust Class A Common Stock 111716 D Units 969.69 I By 401(k) Plan Stock Option (Right to Buy) 13.75 2019-05-22 4 M 0 14546 0.00 D 2019-08-09 Class A Common Stock 14546 0 D Mr. Roeth disclaims beneficial ownership of the shares of the Company's Class A Common Stock owned by the K Roeth & G Roeth TTEE The Roeth Family Trust dated 1/15/16 except to the extent of his pecuniary interest therein. Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. The Reporting Person transferred 29,247 shares of directly held CENTA to the Roeth Family Trust. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. Options were granted on February 9, 2016, and all shares are vested and have been exercised. /s/George Roeth 2019-05-17