0001209191-19-032757.txt : 20190524
0001209191-19-032757.hdr.sgml : 20190524
20190524170315
ACCESSION NUMBER: 0001209191-19-032757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190522
FILED AS OF DATE: 20190524
DATE AS OF CHANGE: 20190524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROETH GEORGE C
CENTRAL INDEX KEY: 0001211495
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 19855177
MAIL ADDRESS:
STREET 1: 1221 BROADWAY
CITY: OAKLAND
STATE: CA
ZIP: 94612
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0928
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-05-22
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001211495
ROETH GEORGE C
C/O CENTRAL GARDEN & PET COMPANY
1340 TREAT BLVD, SUITE 600
WALNUT CREEK
CA
94597
1
1
0
0
President and CEO
Class A Common Stock
2019-05-22
4
M
0
14546
13.75
A
43793
I
By the Roeth Family Trust
Class A Common Stock
2019-05-22
4
F
0
10951
26.98
D
32842
I
By the Roeth Family Trust
Class A Common Stock
2019-05-23
4
S
0
3595
26.5279
D
29247
I
By the Roeth Family Trust
Class A Common Stock
111716
D
Units
969.69
I
By 401(k) Plan
Stock Option (Right to Buy)
13.75
2019-05-22
4
M
0
14546
0.00
D
2019-08-09
Class A Common Stock
14546
0
D
Mr. Roeth disclaims beneficial ownership of the shares of the Company's Class A Common Stock owned by the K Roeth & G Roeth TTEE The Roeth Family Trust dated 1/15/16 except to the extent of his pecuniary interest therein.
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
The Reporting Person transferred 29,247 shares of directly held CENTA to the Roeth Family Trust.
The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
Options were granted on February 9, 2016, and all shares are vested and have been exercised.
/s/George Roeth
2019-05-17