0001209191-18-041957.txt : 20180709
0001209191-18-041957.hdr.sgml : 20180709
20180709125733
ACCESSION NUMBER: 0001209191-18-041957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180705
FILED AS OF DATE: 20180709
DATE AS OF CHANGE: 20180709
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwichtenberg Kay
CENTRAL INDEX KEY: 0001696598
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 18944077
MAIL ADDRESS:
STREET 1: C/O CENTRAL GARDEN & PET COMPANY
STREET 2: 1340 TREAT BOULEVARD, SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-07-05
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001696598
Schwichtenberg Kay
C/O CENTRAL GARDEN & PET COMPANY
1340 TREAT BLVD, SUITE 600
WALNUT CREEK
CA
94597
0
1
0
0
Executive Vice President
Class A Common Stock
2018-07-05
4
M
0
12500
10.63
A
21285
D
Class A Common Stock
2018-07-05
4
F
0
7385
41.56
D
13900
D
Class A Common Stock
2018-07-05
4
M
0
12500
13.82
A
26400
D
Class A Common Stock
2018-07-05
4
F
0
7912
41.56
D
18488
D
Units
389.7679
I
By 401(k) Plan
Stock Option (Right to Buy)
10.63
2018-07-05
4
M
0
12500
0.00
D
2021-03-31
Class A Common Stock
12500
12500
D
Stock Option (Right to Buy)
13.82
2018-07-05
4
M
0
12500
0.00
D
2022-01-29
Class A Common Stock
12500
25000
D
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
Options were granted on April 16, 2015, of which 37,500 have vested and been exercised and the remaining 12,500 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2019.
Options were granted on January 29, 2016, of which 25,000 have vested and been exercised and the remaining 25,000 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020.
/s/Kay Schwichtenberg
2018-07-07