0001209191-18-041957.txt : 20180709 0001209191-18-041957.hdr.sgml : 20180709 20180709125733 ACCESSION NUMBER: 0001209191-18-041957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180705 FILED AS OF DATE: 20180709 DATE AS OF CHANGE: 20180709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwichtenberg Kay CENTRAL INDEX KEY: 0001696598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 18944077 MAIL ADDRESS: STREET 1: C/O CENTRAL GARDEN & PET COMPANY STREET 2: 1340 TREAT BOULEVARD, SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-07-05 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001696598 Schwichtenberg Kay C/O CENTRAL GARDEN & PET COMPANY 1340 TREAT BLVD, SUITE 600 WALNUT CREEK CA 94597 0 1 0 0 Executive Vice President Class A Common Stock 2018-07-05 4 M 0 12500 10.63 A 21285 D Class A Common Stock 2018-07-05 4 F 0 7385 41.56 D 13900 D Class A Common Stock 2018-07-05 4 M 0 12500 13.82 A 26400 D Class A Common Stock 2018-07-05 4 F 0 7912 41.56 D 18488 D Units 389.7679 I By 401(k) Plan Stock Option (Right to Buy) 10.63 2018-07-05 4 M 0 12500 0.00 D 2021-03-31 Class A Common Stock 12500 12500 D Stock Option (Right to Buy) 13.82 2018-07-05 4 M 0 12500 0.00 D 2022-01-29 Class A Common Stock 12500 25000 D Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. Options were granted on April 16, 2015, of which 37,500 have vested and been exercised and the remaining 12,500 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2019. Options were granted on January 29, 2016, of which 25,000 have vested and been exercised and the remaining 25,000 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020. /s/Kay Schwichtenberg 2018-07-07