SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lynch William Lawrence

(Last) (First) (Middle)
1340 TREAT BLVD
SUITE 600

(Street)
WALNUT CREEK CA 94597-7578

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/13/2018
3. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [ CENT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 44,643(1) D
Units 188.2611 I By 401(K) Plan(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (3) 01/20/2023 Class A Common Stock 19,590 $30.94 D
Stock Option (Right to Buy) (4) 01/19/2024 Class A Common Stock 16,516 $36.7 D
Explanation of Responses:
1. Restricted shares of Class A Common Stock were granted on August 2, 2016 and shall vest in annual increments of 33 1/3% beginning on August 2, 2019.
2. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
3. Options were granted on January 20, 2017 and shall vest and be exercisable as follows: 4,897 on January 20, 2018; 4,898 on January 20, 2019; 4,897 on January 20, 2020; 4,898 on January 20, 2021.
4. The options were granted on January 19, 2018 and shall vest and be exercisable as follows: 4,129 on January 19, 2019; 4,129 on January 19, 2020; 4,129 on January 19, 2021; 4,129 on January 19, 2022.
Remarks:
Exhibit 24.1 Power of Attorney
/s/William L Lynch 02/21/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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