0001209191-18-005004.txt : 20180123 0001209191-18-005004.hdr.sgml : 20180123 20180123191504 ACCESSION NUMBER: 0001209191-18-005004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161228 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN WILLIAM E CENTRAL INDEX KEY: 0000936179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 18543757 MAIL ADDRESS: STREET 2: 3697 MOUNT DIABLO BLVD, SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-28 0 0000887733 CENTRAL GARDEN & PET CO CENT 0000936179 BROWN WILLIAM E C/O CENTRAL GARDEN & PET COMPANY 1340 TREAT BLVD., SUITE 600 WALNUT CREEK CA 94597 0 1 0 0 Chairman Class A Common Stock 2016-12-28 4 G 0 6750 0.00 D 2057839 D Class A Common Stock 242700 I By Irrevocable Trusts Class A Common Stock 2017-05-22 4 G 0 270 0.00 D 2057569 D Class A Common Stock 2017-05-22 4 G 0 2210 0.00 D 2055359 D Class A Common Stock 2017-12-29 5 G 0 E 1813 0.00 D 2053546 D Class A Common Stock 2018-01-19 4 A 0 8174 0.00 A 2061720 D Common Stock 1574019 D On December 28, 2016, the Reporting Person gifted an aggregate amount of 2,700 shares of Class A Common Stock of the Issuer, respectively, for the benefit of various family Irrevocable Trusts. These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein The Reporting Person was awarded by the Issuer's Compensation Committee on January 9, 2018 a grant of 8,174 shares of restricted Class A Common Stock, which will vest in increments of 1/3 at the end of years 3, 4 and 5. /s/ Jo-Ann Jonte as Attorney-in-Fact for William E. Brown 2018-01-23