0001209191-16-148000.txt : 20161102
0001209191-16-148000.hdr.sgml : 20161102
20161102172741
ACCESSION NUMBER: 0001209191-16-148000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ranelli John
CENTRAL INDEX KEY: 0001489054
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 161969149
MAIL ADDRESS:
STREET 1: C/O CENTRAL GARDEN & PET COMPANY
STREET 2: 1340 TREAT BOULEVARD, SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-31
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001489054
Ranelli John
C/O CENTRAL GARDEN & PET COMPANY
1340 TREAT BOULEVARD, SUITE 600
WALNUT CREEK
CA
94597
1
0
0
0
Class A Common Stock
2016-10-31
4
M
0
156903
12.50
A
421607
D
Class A Common Stock
2016-10-31
4
F
0
135770
22.71
D
285837
D
Class A Common Stock
2016-10-31
4
M
0
156903
15.00
A
442740
D
Class A Common Stock
2016-10-31
4
F
0
140945
22.71
D
301795
D
Class A Common Stock
2016-11-01
4
S
0
628
22.8293
D
638
I
By John R. Ranelli Trust
Common Stock
2016-11-01
4
S
0
7258
23.7271
D
81863
I
By John R. Ranelli Trust
Common Stock
96379
D
Stock Option (Right to Buy)
12.50
2016-10-31
4
M
0
156903
0.00
D
2019-02-11
Class A Common Stock
156903
52302
D
Stock Option (Right to Buy)
15.00
2016-10-31
4
M
0
156903
0.00
D
2019-02-11
Class A Common Stock
156903
52302
D
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
The range of prices for the shares of Class A Common Stock is from $22.67 to $23.14. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust Dated 12/24/97 except to the extent of his pecuniary interest therein.
The range of prices for the shares of Common Stock is from $23.46 to $24.16. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The option vests in four equal annual installments beginning February 11, 2013.
/s/ Howard Machek, as Attorney-in-Fact for John Ranelli
2016-11-02