0001209191-16-148000.txt : 20161102 0001209191-16-148000.hdr.sgml : 20161102 20161102172741 ACCESSION NUMBER: 0001209191-16-148000 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ranelli John CENTRAL INDEX KEY: 0001489054 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 161969149 MAIL ADDRESS: STREET 1: C/O CENTRAL GARDEN & PET COMPANY STREET 2: 1340 TREAT BOULEVARD, SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-31 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001489054 Ranelli John C/O CENTRAL GARDEN & PET COMPANY 1340 TREAT BOULEVARD, SUITE 600 WALNUT CREEK CA 94597 1 0 0 0 Class A Common Stock 2016-10-31 4 M 0 156903 12.50 A 421607 D Class A Common Stock 2016-10-31 4 F 0 135770 22.71 D 285837 D Class A Common Stock 2016-10-31 4 M 0 156903 15.00 A 442740 D Class A Common Stock 2016-10-31 4 F 0 140945 22.71 D 301795 D Class A Common Stock 2016-11-01 4 S 0 628 22.8293 D 638 I By John R. Ranelli Trust Common Stock 2016-11-01 4 S 0 7258 23.7271 D 81863 I By John R. Ranelli Trust Common Stock 96379 D Stock Option (Right to Buy) 12.50 2016-10-31 4 M 0 156903 0.00 D 2019-02-11 Class A Common Stock 156903 52302 D Stock Option (Right to Buy) 15.00 2016-10-31 4 M 0 156903 0.00 D 2019-02-11 Class A Common Stock 156903 52302 D Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise. Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. The range of prices for the shares of Class A Common Stock is from $22.67 to $23.14. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. Mr. Ranelli disclaims beneficial ownership of the shares of the Company's Common Stock and Class A Common Stock owned by the John R. Ranelli Trust Dated 12/24/97 except to the extent of his pecuniary interest therein. The range of prices for the shares of Common Stock is from $23.46 to $24.16. Mr. Ranelli undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. The option vests in four equal annual installments beginning February 11, 2013. /s/ Howard Machek, as Attorney-in-Fact for John Ranelli 2016-11-02