0001209191-16-138408.txt : 20160823 0001209191-16-138408.hdr.sgml : 20160823 20160823195106 ACCESSION NUMBER: 0001209191-16-138408 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160817 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHICHESTER DAVID N CENTRAL INDEX KEY: 0001227132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 161848118 MAIL ADDRESS: STREET 1: C/O CENTRAL GARDEN & PET CO STREET 2: 3697 MT DIABLO BLVD STE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-17 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001227132 CHICHESTER DAVID N 1340 TREAT BLVD. STE 600 WALNUT CREEK CA 94597 1 0 0 0 Class A Common Stock 2016-08-17 5 G 0 E 4063 0.00 D 16422 D Class A Common Stock 2016-08-22 4 M 0 9247 7.21 A 25669 D Class A Common Stock 2016-08-22 4 F 0 2722 24.50 D 22947 D Class A Common Stock 2016-08-22 4 M 0 6761 9.86 A 29708 D Class A Common Stock 2016-08-22 4 F 0 2721 24.50 D 26987 D Class A Common Stock 2016-08-22 4 M 0 4000 12.32 A 30987 D Class A Common Stock 2016-08-22 4 F 0 2012 24.50 D 28975 D Class A Common Stock 2016-08-23 4 S 0 12553 24.5613 D 16422 D Common Stock 2804 D Stock Option (Right to Buy) 7.21 2016-08-22 4 M 0 9247 0.00 D 2017-08-10 Class A Common Stock 9247 0 D Stock Option (Right to Buy) 9.86 2016-08-22 4 M 0 6761 0.00 D 2018-08-10 Class A Common Stock 6761 6762 D Stock Option (Right to Buy) 12.32 2016-08-22 4 M 0 4000 0.00 D 2020-08-17 Class A Common Stock 4000 8500 D Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise. The range of prices for the shares of Class A Common Stock is from $24.52 to $24.61. Mr. Chichester undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of the grant One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant. The options will vest upon the first to occur of termination of employment by the Company (other than for cause) or the expiration of six months after commencement of employment. /s/ David Chichester 2016-08-23