0001209191-16-138408.txt : 20160823
0001209191-16-138408.hdr.sgml : 20160823
20160823195106
ACCESSION NUMBER: 0001209191-16-138408
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160817
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHICHESTER DAVID N
CENTRAL INDEX KEY: 0001227132
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 161848118
MAIL ADDRESS:
STREET 1: C/O CENTRAL GARDEN & PET CO
STREET 2: 3697 MT DIABLO BLVD STE 310
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-17
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001227132
CHICHESTER DAVID N
1340 TREAT BLVD. STE 600
WALNUT CREEK
CA
94597
1
0
0
0
Class A Common Stock
2016-08-17
5
G
0
E
4063
0.00
D
16422
D
Class A Common Stock
2016-08-22
4
M
0
9247
7.21
A
25669
D
Class A Common Stock
2016-08-22
4
F
0
2722
24.50
D
22947
D
Class A Common Stock
2016-08-22
4
M
0
6761
9.86
A
29708
D
Class A Common Stock
2016-08-22
4
F
0
2721
24.50
D
26987
D
Class A Common Stock
2016-08-22
4
M
0
4000
12.32
A
30987
D
Class A Common Stock
2016-08-22
4
F
0
2012
24.50
D
28975
D
Class A Common Stock
2016-08-23
4
S
0
12553
24.5613
D
16422
D
Common Stock
2804
D
Stock Option (Right to Buy)
7.21
2016-08-22
4
M
0
9247
0.00
D
2017-08-10
Class A Common Stock
9247
0
D
Stock Option (Right to Buy)
9.86
2016-08-22
4
M
0
6761
0.00
D
2018-08-10
Class A Common Stock
6761
6762
D
Stock Option (Right to Buy)
12.32
2016-08-22
4
M
0
4000
0.00
D
2020-08-17
Class A Common Stock
4000
8500
D
Shares withheld by the Issuer in payment of the aggregate option exercise price incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of the exercise.
The range of prices for the shares of Class A Common Stock is from $24.52 to $24.61. Mr. Chichester undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2014, the date of the grant
One-third of the total options granted became exercisable at each of 6 months, 18 months and 30 months after February 10, 2015, the date of the grant.
The options will vest upon the first to occur of termination of employment by the Company (other than for cause) or the expiration of six months after commencement of employment.
/s/ David Chichester
2016-08-23