0001209191-16-119683.txt : 20160512 0001209191-16-119683.hdr.sgml : 20160512 20160512184634 ACCESSION NUMBER: 0001209191-16-119683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160511 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0926 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yuhas George A. CENTRAL INDEX KEY: 0001514157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 161645366 MAIL ADDRESS: STREET 1: C/O CENTRAL GARDEN & PET COMPANY STREET 2: 1340 TREAT BOULEVARD, SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-11 0 0000887733 CENTRAL GARDEN & PET CO CENT 0001514157 Yuhas George A. C/O CENTRAL GARDEN & PET COMPANY 1340 TREAT BOULEVARD, SUITE 600 WALNUT CREEK CA 94597 0 1 0 0 General Counsel Class A Common Stock 2016-05-11 4 M 0 45000 9.54 A 88474 D Class A Common Stock 2016-05-11 4 F 0 37943 18.36 D 50531 D Class A Common Stock 2016-05-11 4 M 0 8000 9.26 A 58531 D Class A Common Stock 2016-05-11 4 F 0 6706 18.36 D 51825 D Class A Common Stock 3211.2173 I By 401(k) Plan Stock Option (Right to Buy) 9.54 2016-05-11 4 M 0 45000 0.00 D 2018-03-26 Class A Common Stock 45000 0 D Stock Option (Right to Buy) 9.26 2016-05-11 4 M 0 8000 0.00 D 2017-04-13 Class A Common Stock 8000 0 D Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. On March 26, 2012, the reporting person was granted an option to purchase 45,000 shares of Class A Common Stock of the Issuer. The option vested in four equal annual installments beginning March 26, 2013 and are fully vested and exercisable. On April 13, 2011, the Issuer's Compensation Committee granted the reporting person an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in five equal annual installments beginning April 13, 2012 based on the satisfaction of certain annual performance targets for each of the fiscal years ending September 2011, 2012, 2013, 2014 and 2015. The performance condition was not satisfied for 10,000 shares of Class A Common Stock. /s/ George A. Yuhas 2016-05-12