0001209191-16-119683.txt : 20160512
0001209191-16-119683.hdr.sgml : 20160512
20160512184634
ACCESSION NUMBER: 0001209191-16-119683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160511
FILED AS OF DATE: 20160512
DATE AS OF CHANGE: 20160512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0926
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yuhas George A.
CENTRAL INDEX KEY: 0001514157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 161645366
MAIL ADDRESS:
STREET 1: C/O CENTRAL GARDEN & PET COMPANY
STREET 2: 1340 TREAT BOULEVARD, SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-11
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001514157
Yuhas George A.
C/O CENTRAL GARDEN & PET COMPANY
1340 TREAT BOULEVARD, SUITE 600
WALNUT CREEK
CA
94597
0
1
0
0
General Counsel
Class A Common Stock
2016-05-11
4
M
0
45000
9.54
A
88474
D
Class A Common Stock
2016-05-11
4
F
0
37943
18.36
D
50531
D
Class A Common Stock
2016-05-11
4
M
0
8000
9.26
A
58531
D
Class A Common Stock
2016-05-11
4
F
0
6706
18.36
D
51825
D
Class A Common Stock
3211.2173
I
By 401(k) Plan
Stock Option (Right to Buy)
9.54
2016-05-11
4
M
0
45000
0.00
D
2018-03-26
Class A Common Stock
45000
0
D
Stock Option (Right to Buy)
9.26
2016-05-11
4
M
0
8000
0.00
D
2017-04-13
Class A Common Stock
8000
0
D
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
On March 26, 2012, the reporting person was granted an option to purchase 45,000 shares of Class A Common Stock of the Issuer. The option vested in four equal annual installments beginning March 26, 2013 and are fully vested and exercisable.
On April 13, 2011, the Issuer's Compensation Committee granted the reporting person an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in five equal annual installments beginning April 13, 2012 based on the satisfaction of certain annual performance targets for each of the fiscal years ending September 2011, 2012, 2013, 2014 and 2015. The performance condition was not satisfied for 10,000 shares of Class A Common Stock.
/s/ George A. Yuhas
2016-05-12