As filed with the Securities and Exchange Commission on October 1, 2020
Registration No. 333- 221935
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1
to
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CENTRAL GARDEN & PET COMPANY*
(Exact Name of Registrant as specified in its charter)
Delaware | 5199 | 68-0275553 | ||
(State or Other Jurisdiction of Incorporation or Organization) Classification Code Number) |
(Primary Standard Industrial | (I.R.S. Employer Identification No.) |
1340 Treat Boulevard, Suite 600
Walnut Creek, CA 94597
(925) 948-4000
(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrants Principal Executive Offices)
George A. Yuhas
General Counsel
Central Garden & Pet Company
1340 Treat Boulevard, Suite 600, Walnut Creek, CA 94597
(925) 948-4000
(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)
WITH COPIES TO:
John F. Seegal
Brett Cooper
Orrick, Herrington & Sutcliffe LLP
The Orrick Building
405 Howard Street
San Francisco, CA 94105
(415) 773-5918
Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this registration statement.
If the only securities being registered on this Form are to be offered pursuant to dividend or interest reinvestment plans, please check the following box. ☐
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
If this Form is a registration statement pursuant to General Instruction I.D. or a posteffective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. ☒
If this Form is a posteffective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ☒
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ☒ | Accelerated filer | ☐ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
CALCULATION OF REGISTRATION FEE
| ||||
Title of Each Class of Securities to be Registered |
Amount to be Registered/ |
Amount of Registration Fee(3) | ||
Debt Securities |
||||
Subsidiary Guarantees of Debt Securities |
||||
Common Stock |
||||
Class A Common Stock |
||||
Preferred Stock |
||||
Warrants |
||||
| ||||
|
(1) | An indeterminate amount or number of the securities of each identified class are being registered as may from time to time be issued. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities. |
(2) | Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. |
(3) | In accordance with Rule 456(b) and Rule 457(r) under the Securities Act, the registrant is deferring payment of all of the registration fee. Pursuant to Registration Statement No. 333-204881 (the Prior Registration Statement), which was initially filed on June 11, 2015 and became effective on June 25, 2015, Central Garden & Pet Company registered securities to be offered and sold in one or more primary offerings with an initial aggregate offering price of up to $1,000,000,000, Class A common stock to be offered and sold in one or more secondary offerings with an initial aggregate offering price of up to $29,119,302, and common stock to be offered and sold in one or more secondary offerings with an initial aggregate offering price of up to $13,915,169. A filing fee of $116,200 was paid for the securities to be offered in primary offerings and an aggregate of $5,002 was paid for the securities to be offered in secondary offerings, with total fees being offset by $74,729 of fees previously paid under a prior registration statement. |
Pursuant to Rule 415(a)(6), Central Garden & Pet Company is carrying forward from the Prior Registration Statement securities to be offered in a primary offering with an initial aggregate offering price of $600,000,000 that remain unsold, 2,866,073 shares of Class A common stock with an initial aggregate offering price of $29,119,302 that remain unsold, and 1,395,704 shares of common stock with an initial aggregate offering price of $13,915,169 that remain unsold (collectively, the Unsold Securities). The previously paid filing fees associated with the Unsold Securities were subsequently applied to offerings hereunder. Pursuant to Rule 457(n), no filing fee is payable in respect of the guarantees.
* | Information regarding additional registrants is contained in the Table of Additional Registrant Guarantors on the following page. |
TABLE OF ADDITIONAL REGISTRANT GUARANTORS
The following are additional registrants that may guarantee the debt securities registered hereby:
NAME |
STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION |
I.R.S. EMPLOYER IDENTIFICATION NUMBER |
ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE | |||
All-Glass Aquarium Co., Inc. |
Wisconsin | 39-1144104 | * | |||
Aquatica Tropicals, Inc. |
Delaware | 47-1931804 | * | |||
Arden Companies, LLC |
Michigan | 38-1753502 | * | |||
B2E Biotech, LLC |
Delaware | 20-2228567 | * | |||
B2E Corporation |
New York | 11-3243032 | * | |||
B2E Microbials, LLC |
Delaware | 20-4794120 | * | |||
B2E Manufacturing, LLC |
Delaware | 27-1019314 | * | |||
Blue Springs Hatchery, Inc. |
Delaware | 20-2712744 | * | |||
C & S Products Co., Inc. |
Iowa | 42-1029806 | * | |||
Farnam Companies, Inc. |
Arizona | 86-0101524 | * | |||
Florida Tropical Distributors International, Inc. |
Delaware | 13-4226191 | * | |||
Four Paws Products, Ltd. |
New York | 11-2210716 | * | |||
FourStar Microbial Products LLC |
Delaware | 27-0176880 | * | |||
Gro Tec, Inc. |
Georgia | 58-1734869 | * | |||
Gulfstream Home & Garden, Inc. |
Florida | 58-2255720 | * | |||
Hydro-Organics Wholesale |
California | 68-0446334 | * | |||
IMS Southern, LLC |
Utah | 47-5327235 | * | |||
IMS Trading, LLC |
Utah | 47-4194049 | * | |||
Kaytee Products Incorporated |
Wisconsin | 39-0399490 | * | |||
K&H Manufacturing, LLC |
Delaware | 20-8789809 | * | |||
Matson, LLC |
Washington | 20-0083295 | * | |||
Midwest Tropicals LLC |
Utah | 37-1870445 | * | |||
New England Pottery, LLC |
Delaware | 57-1198837 | * | |||
NEXGEN Turf Research, LLC |
Oregon | 20-5355094 | * | |||
Pennington Seed, Inc. |
Delaware | 58-2394553 | * | |||
Pets International, Ltd. |
Illinois | 36-3390302 | * | |||
Quality Pets, LLC |
Utah | 61-1852453 | * | |||
Segrest, Inc. |
Delaware | 13-4226185 | * | |||
Segrest Farms, Inc. |
Delaware | 56-2306146 | * | |||
Sun Pet, Ltd. |
Delaware | 20-3967065 | * | |||
T.F.H. Publications, Inc. |
Delaware | 22-1918893 | * | |||
Wellmark International |
California | 94-3273583 | * |
* | The agent for service of process is George A. Yuhas, Central Garden & Pet Company, 1340 Treat Boulevard, Suite 600, Walnut Creek, CA 94597 (925) 948-4000. |
Explanatory Note
This Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (Registration Statement No. 333-221935) is filed solely to (i) add Arden Companies, LLC a Michigan limited liability company and C & S Products Co., Inc. an Iowa corporation, both of which are wholly owned subsidiaries of the Company (the New Subsidiary Guarantors), as co-registrants to the Registration Statement to allow the New Subsidiary Guarantors to guarantee debt securities covered by the Registration Statement, (ii) update the information in Part II with respect to the addition of the New Subsidiary Guarantors, and (iii) file additional exhibits to the Registration Statement. No changes or additions are being made hereby to the base prospectus that already forms a part of the Registration Statement. Accordingly, the base prospectus is being omitted from this filing. This post-effective amendment shall become effective immediately upon filing with the Securities and Exchange Commission.
PART II
INFORMATION NOT REQUIRED IN THE PROSPECTUS
Item 14. | Other Expenses of Issuance and Distribution. |
The following table sets forth the costs and expenses payable by the registrant in connection with the offerings described in this registration statement. All of the amounts shown are estimates.
SEC registration fee |
$ | * | ||
Rating agency fees |
** | |||
Legal fees and expenses |
** | |||
Accounting fees and expenses |
** | |||
Financial printers fees and expenses |
** | |||
Trustee fees and expenses |
** | |||
Transfer agent fees and expenses |
** | |||
Miscellaneous expenses |
** | |||
|
|
|||
Total |
$ | ** |
* | Deferred in accordance with Rule 456(b) and 457(r) under the Securities Act of 1933. |
** | These expenses depend upon the number of issuances and cannot be estimated at this time. An estimate of the aggregate expenses in connection with the issuance and distribution of the securities being offered will be included in the applicable prospectus supplement. |
Item 15. | Indemnification of Directors and Officers. |
Section 145 of the Delaware General Corporation Law (the DGCL) provides that a corporation may indemnify directors and officers as well as other employees and individuals against expenses (including attorneys fees), judgments, fines and amounts paid in settlement in connection with specified actions, suits or proceedings, whether civil, criminal, administrative or investigative (other than an action by or in the right of the corporationa derivative action), if they acted in good faith and in a manner they reasonably believed to be in or not opposed to the best interests of the corporation and, with respect to any criminal action or proceeding, had no reasonable cause to believe their conduct was unlawful. A similar standard is applicable in the case of derivative actions, except that indemnification only extends to expenses (including attorneys fees) actually and reasonably incurred in connection with the defense or settlement of such action, and the statute requires court approval before there can be any indemnification where the person seeking indemnification has been found liable to the corporation. The statute provides that it is not exclusive of other indemnification that may be granted by a corporations bylaws, disinterested director vote, stockholder vote, agreement or otherwise.
Under the terms of our Bylaws and subject to the applicable provisions of Delaware law, we have indemnified each of our directors and officers and, subject to the discretion of the Board of Directors, any other person, against expenses incurred or paid in connection with any claim made against such director or officer or any actual or threatened action, suit or proceeding in which such director or officer may be involved by reason of being or having been a director or officer of us, or of serving or having served at our request as a director, officer, employee or agent of another corporation, partnership, joint venture, trust or other enterprise, or by reason of any action taken or not taken by such director or officer in such capacity, and against the amount or amounts paid by such director or officer in settlement of any such claim, action, suit or proceeding or any judgment or order entered therein.
Section 102(b)(7) of the DGCL permits a provision in the certificate of incorporation of each corporation organized thereunder, such as the Company, eliminating or limiting, with certain exceptions, the personal liability of a director to the corporation or its stockholders for monetary damages for breach of fiduciary duty as a director. Our Restated Certificate of Incorporation eliminates the liability of directors to the extent permitted by the DGCL.
The law of the state of incorporation and/or the provisions of the certificates or articles of incorporation, the bylaws or the limited liability company agreements, as applicable, of all of the subsidiaries listed in the Table of Additional Registrants included in the Registration Statement, provide for the limitation of liability and indemnification of officers, directors, managers and persons performing similar functions, as applicable, of the subsidiaries similar to those described above.
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Item 16. | Exhibits. |
* | To be filed by amendment or Form 8-K. |
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Item 17. | Undertakings. |
(a) The undersigned registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement:
(i) to include any prospectus required by Section 10(a)(3) of the Securities Act of 1933;
(ii) to reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the Calculation of Registration Fee table in the effective registration statement; and
(iii) to include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement;
provided, however, that paragraphs (a)(1)(i), (a)(1)(ii) and (a)(1)(iii) of this section do not apply if the information required to be included in a post-effective amendment by these paragraphs is contained in reports filed with or furnished to the SEC by us per Section 13 or Section 15(d) of the Securities Exchange Act of 1934 that are incorporated by reference into this registration statement or is contained in a form of prospectus filed pursuant to Rule 424(b) that is part of this registration statement.
(2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(4) That, for the purpose of determining liability under the Securities Act of 1933 to any purchaser:
(A) each prospectus filed by the registrant pursuant to Rule 424(b)(3) shall be deemed to be part of the registration statement as of the date the filed prospectus was deemed part of and included in the registration statement; and
(B) each prospectus required to be filed pursuant to Rule 424(b)(2), (b)(5), or (b)(7) as part of a registration statement in reliance on Rule 430B relating to an offering made pursuant to Rule 415(a)(1)(i), (vii), or (x) for the purpose of providing the information required by Section 10(a) of the Securities Act of 1933 shall be deemed to be part of and included in the registration statement as of the earlier of the date such form of prospectus is first used after effectiveness or the date of the first contract of sale of securities in the offering described in the prospectus. As provided in Rule 430B, for liability purposes of the issuer and any person that is at that date an underwriter, such date shall be deemed to be a new effective date of the registration statement relating to the securities in the registration statement to which that prospectus relates, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; provided, however, that no statement made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchaser with a time of contract of sale prior to such effective date, supersede or modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such effective date; or
(C) if we are subject to Rule 430C, each prospectus filed pursuant to Rule 424(b) as part of the registration statement relating to an offering, other than registration statements relying on Rule 430B or other than prospectuses filed in reliance on Rule 430A, shall be deemed to be part of and included in the registration statement as of the date it is first used after effectiveness; provided, however, that no statement
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made in a registration statement or prospectus that is part of the registration statement or made in a document incorporated or deemed incorporated by reference into the registration statement or prospectus that is part of the registration statement will, as to a purchase with a time of contract of sale prior to such first use, supersede, modify any statement that was made in the registration statement or prospectus that was part of the registration statement or made in any such document immediately prior to such date of first use.
(5) That, for the purpose of determining liability of the registrant under the Securities Act of 1933 to any purchaser in the initial distribution of the securities, the undersigned registrant undertakes that in a primary offering of securities of the undersigned registrant pursuant to this registration statement, regardless of the underwriting method used to sell the securities to the purchaser, if the securities are offered or sold to such purchaser by means of any of the following communications, the undersigned registrant will be a seller to the purchaser and will be considered to offer or sell such securities to such purchaser:
(i) any preliminary prospectus or prospectus of the undersigned registrant relating to the offering required to be filed pursuant to Rule 424;
(ii) any free writing prospectus relating to the offering prepared by or on behalf of the undersigned registrant or used or referred to by the undersigned registrant;
(iii) the portion of any other free writing prospectus relating to the offering containing material information about the undersigned registrant or its securities provided by or on behalf of the undersigned registrant; and
(iv) any other communication that is an offer in the offering made by the undersigned registrant to the purchaser.
(b) The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrants annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 that is incorporated by reference into the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(c) Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.
(d) The undersigned registrant hereby undertakes that:
(1) For purposes of determining any liability under the Securities Act of 1933, the information omitted from the form of prospectus filed as part of this registration statement in reliance upon Rule 430A and contained in a form of prospectus filed by the registrant pursuant to Rule 424(b)(1) or (4) or 497(h) under the Securities Act shall be deemed to be part of this registration statement as of the time it was declared effective; and
(2) For the purpose of determining any liability under the Securities Act of 1933, each post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
(e) The undersigned registrant hereby undertakes to file an application for the purpose of determining the eligibility of the trustee to act under subsection (a) of Section 310 of the Trust Indenture Act in accordance with the rules and regulations prescribed by the Commission under Section 305(b)(2) of the Trust Indenture Act.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
CENTRAL GARDEN & PET COMPANY | ||
By: | /S/ NICHOLAS LAHANAS | |
Nicholas Lahanas, Chief Financial Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints, jointly and severally, Timothy Cofer, Nicholas Lahanas and George A. Yuhas, and each of them, as his or her attorney-in-fact, with full power of substitution, for him or her in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto such attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or her might or could do in person, hereby ratifying and confirming all that each of said attorneys-in-fact or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done or by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this post-effective amendment to Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ TIMOTHY COFER Timothy Cofer |
President and Chief Executive Officer and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer) |
October 1, 2020 | ||
/S/ HOWARD A. MACHEK Howard A. Machek |
Senior Vice President and Chief Accounting Officer (Principal Accounting Officer) |
October 1, 2020 | ||
/S/ * William E. Brown |
Chairman and Director | October 1, 2020 | ||
/S/ * Thomas J. Colligan |
Director | October 1, 2020 | ||
Brendan Dougher |
Director | October 1, 2020 | ||
Michael J. Edwards |
Director | October 1, 2020 |
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Signature |
Title |
Date | ||
Michael Griffith |
Director | October 1, 2020 | ||
Chris Metz |
Director | October 1, 2020 | ||
/S/ * Brooks M. Pennington III |
Director | October 1, 2020 | ||
/S/ * John R. Ranelli |
Director | October 1, 2020 | ||
/S/ * M. Beth Springer |
Director | October 1, 2020 | ||
*By: /s/ George A. Yuhas |
||||
George A. Yuhas, Attorney-in-fact |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
ALL-GLASS AQUARIUM CO., INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ TODD REGAN Todd Regan |
President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
AQUATICA TROPICALS, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ * Sandy Moore |
Director | October 1, 2020 | ||
*By: /s/ George A. Yuhas |
||||
George A. Yuhas, Attorney-in-fact |
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Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
ARDEN COMPANIES, LLC | ||
By: | /S/ Juli S. Musch | |
Juli S. Musch, Chief Financial Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints, jointly and severally, Timothy Cofer, Nicholas Lahanas and George A. Yuhas, and each of them, as his or her attorney-in-fact, with full power of substitution, for him or her in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto such attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or her might or could do in person, hereby ratifying and confirming all that each of said attorneys-in-fact or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done or by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ CHARLES F. THOMPSON Charles F. Thompson |
President (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JULI S. MUSCH Juli S. Musch |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager and sole Member |
October 1, 2020 |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
B2E BIOTECH, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEN ELSBURY Ken Elsbury |
President and Chief Operating Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
B2E CORPORATION | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEN ELSBURY Ken Elsbury |
President, Chief Executive Officer and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
B2E MICROBIALS, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEN ELSBURY Ken Elsbury |
President and Chief Operating Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-12
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
B2E MANUFACTURING, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEN ELSBURY Ken Elsbury |
President and Chief Operating Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-13
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
BLUE SPRINGS HATCHERY, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ * Sandy Moore |
Director | October 1, 2020 | ||
*By: /s/ George A. Yuhas |
||||
George A. Yuhas, Attorney-in-fact |
II-14
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
C & S PRODUCTS CO., INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints, jointly and severally, Timothy Cofer, Nicholas Lahanas and George A. Yuhas, and each of them, as his or her attorney-in-fact, with full power of substitution, for him or her in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto such attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or her might or could do in person, hereby ratifying and confirming all that each of said attorneys-in-fact or any of them, or his, her or their substitute or substitutes, may lawfully do or cause to be done or by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEVIN ALSTOTT Kevin Alstott |
President (Principal Executive Officer) |
October 1, 2020 | ||
/S/ BRADLEY SMITH Bradley Smith |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TODD REGAN Todd Regan |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 |
II-15
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
FARNAM COMPANIES, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEVIN TOMPKINS Kevin Tompkins |
President (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-16
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
FLORIDA TROPICAL DISTRIBUTORS INTERNATIONAL, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ * Sandy Moore |
Director | October 1, 2020 | ||
*By: /s/ George A. Yuhas |
||||
George A. Yuhas, Attorney-in-fact |
II-17
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
FOUR PAWS PRODUCTS, LTD. | ||
By: | /S/ GEORGE A. YUHAS | |
George Yuhas, Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ GLEN S. AXELROD Glen S. Axelrod |
Chief Executive Officer, President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ RAY GALLAGHER Ray Gallagher |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-18
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
FOURSTAR MICROBIAL PRODUCTS LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEN ELSBURY Ken Elsbury |
President and Chief Operating Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-19
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
GRO TEC, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ W. DAN PENNINGTON W. Dan Pennington |
Executive Vice President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Chief Financial Officer, Vice President and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-20
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
GULFSTREAM HOME & GARDEN, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ STEVE BARTON Steve Barton |
President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Treasurer and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-21
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
HYDRO-ORGANICS WHOLESALE | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ STEVE BARTON Steve Barton |
President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-22
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
IMS SOUTHERN, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ GLEN S. AXELROD Glen S. Axelrod |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ RAY GALLAGHER Ray Gallagher |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-23
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
IMS TRADING, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ GLEN S. AXELROD Glen S. Axelrod |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ RAY GALLAGHER Ray Gallagher |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-24
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
KAYTEE PRODUCTS INCORPORATED | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ TODD REGAN Todd Regan |
President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer, Vice President and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ Timothy J. Kane Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-25
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
K&H MANUFACTURING, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chairman and Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Treasurer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, the sole member |
October 1, 2020 |
II-26
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
MATSON, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ STEVE BARTON Steve Barton |
President (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Vice PresidentFinance and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-27
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
MIDWEST TROPICALS LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ KEVIN JORDAN Kevin Jordan |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-28
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020 .
NEW ENGLAND POTTERY, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ J.D. Walker J.D. Walker |
President (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Vice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, the sole Member | October 1, 2020 |
II-29
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020 .
NEXGEN TURF RESEARCH, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer of Pennington Seed, Inc., its manager |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ W. DAN PENNINGTON W. Dan Pennington |
Chief Executive Officer of (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Executive Vice President, Chief Financial Officer and Treasurer of Pennington Seed, Inc., its manager (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 |
II-30
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
PENNINGTON SEED, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ W. DAN PENNINGTON W. Dan Pennington |
Chief Executive Officer and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ JOHN JORDAN John Jordan |
Executive Vice President, Chief Financial Officer, Treasurer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ J.D. Walker J.D. Walker |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-31
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020 .
PETS INTERNATIONAL, LTD. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ TODD REGAN Todd Regan |
Chairman, Chief Executive Officer, President and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-32
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020 .
QUALITY PETS, LLC | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ KEVIN JORDAN Kevin Jordan |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer of Central Garden & Pet Company, as manager |
October 1, 2020 |
II-33
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020 .
SEGREST, INC. | ||
By: | /S/ BGEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ * |
Director | October 1, 2020 | ||
Sandy Moore |
||||
*By: /s/ George A. Yuhas George A. Yuhas, Attorney-in-fact |
II-34
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
SEGREST FARMS, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ * Sandy Moore |
Director | October 1, 2020 | ||
*By: /s/ George A. Yuhas |
||||
George A. Yuhas, Attorney-in-fact |
II-35
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
SUN PET, LTD. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ JOHN HANSON John Hanson |
Chief Executive Officer (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ * Sandy Moore |
Director | October 1, 2020 | ||
*By: /s/ George A. Yuhas |
||||
George A. Yuhas, Attorney-in-fact |
II-36
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
T.F.H. PUBLICATIONS, INC. | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ GLEN S. AXELROD Glen S. Axelrod |
President, Chief Executive Officer and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ RAY GALLAGHER Ray Gallagher |
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 |
II-37
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this post-effective amendment to Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Walnut Creek, State of California, on October 1, 2020.
WELLMARK INTERNATIONAL | ||
By: | /S/ GEORGE A. YUHAS | |
George A. Yuhas Authorized Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date | ||
/S/ KEN ELSBURY Ken Elsbury |
President, Chief Executive Officer and Director (Principal Executive Officer) |
October 1, 2020 | ||
/S/ NICHOLAS LAHANAS Nicholas Lahanas |
Chief Financial Officer and Director (Principal Financial Officer and Principal Accounting Officer) |
October 1, 2020 | ||
/S/ GEORGE A. YUHAS George A. Yuhas |
Director | October 1, 2020 | ||
/S/ TIMOTHY J. KANE Timothy J. Kane |
Director | October 1, 2020 |
II-38
Exhibit 5.1
October 1, 2020
Central Garden & Pet Company |
Orrick, Herrington & Sutcliffe LLP The Orrick Building San Francisco, CA 94105-2669
+1 415 773 5700
orrick.com | |||
Re: | Central Garden & Pet Company |
Post-Effective Amendment No. 1 to Registration Statement on Form S-3
Ladies and Gentlemen:
At your request, we have examined the Post-Effective Amendment No. 1 to Registration Statement on Form S-3 (the Registration Statement), filed on date hereof with the Securities and Exchange Commission (the Commission) relating to the offering from time to time, pursuant to Rule 415 of the General Rules and Regulations of the Commission promulgated under the Securities Act of 1933 (the Securities Act):
(i) | by Central Garden & Pet Company, a Delaware corporation (the Company), of the following securities in an indeterminate amount, in U.S. dollars or in one or more foreign currencies: (a) senior and subordinated debt securities of the Company (collectively, the Debt Securities); (b) guarantees of the Debt Securities (the Guarantees) by various Company subsidiaries (the Subsidiary Guarantors); (c) common stock of the Company, par value $0.01 per share (the Common Stock), including Common Stock that may be issued upon conversion of the Debt Securities or the Warrants (as defined below); (d) Class A common stock, par value $0.01 per share (the Class A Common Stock), including Class A Common Stock that may be issued upon conversion of the Debt Securities or the Warrants; (e) preferred stock of the Company, par value $0.01 per share (the Preferred Stock), including preferred stock that may be issued upon conversion of the Debt Securities or the Warrants; and (f) warrants to purchase Debt Securities, Common Stock, Class A Common Stock and Preferred Stock (collectively, the Warrants); and |
(ii) | by certain selling securityholders of the Company to be named in a prospectus supplement of shares of Class A Common Stock and Common Stock. |
The offering of the Debt Securities and related Guarantees, the Common Stock, the Class A Common Stock, the Preferred Stock and the Warrants (collectively, the Securities) will be as set forth in the prospectus contained in the Registration Statement (the Prospectus), as supplemented by one or more supplements to the Prospectus. The Debt Securities may be issued pursuant to an indenture between the Company and a financial institution to be identified therein as trustee in the forms included as Exhibits 4.6 and 4.7 to the Registration Statement, as such indentures may be supplemented from time to time (each, an Indenture).
October 1, 2020
Page 2
This opinion is being furnished in accordance with the requirements of Item 601(b)(5) of Regulation S-K under the Securities Act, and no opinion is expressed herein as to any matter pertaining to the contents of the Registration Statement or Prospectus, other than as to the enforceability of the Debt Securities, the Guarantees and the Warrants, and the validity of the Common Stock, the Class A Common Stock and the Preferred Stock.
We have examined the originals, or copies identified to our satisfaction, of such corporate records of the Company, certificates of public officials, officers of the Company, the Subsidiary Guarantors, and other persons, and such other documents, agreements and instruments as we have deemed relevant and necessary for the basis of our opinions hereinafter expressed. In such examination, we have assumed the following: (a) the authenticity of original documents and the genuineness of all signatures; (b) the conformity to the originals of all documents submitted to us as copies; and (c) the truth, accuracy, and completeness of the information, representations, and warranties contained in the records, documents, instruments, and certificates we have reviewed.
Based on and subject to the foregoing, and assuming that: (i) the Registration Statement and any amendments thereto (including post-effective amendments) will have become effective and comply with all applicable laws; (ii) the Registration Statement will be effective and will comply with all applicable laws at the time the Securities are offered or issued as contemplated by the Registration Statement; (iii) a Prospectus Supplement will have been prepared and filed with the Commission describing the Securities offered thereby and will comply with all applicable laws; (iv) all Securities will be issued and sold in compliance with applicable federal and state securities laws and in the manner stated in the Registration Statement and the appropriate Prospectus Supplement; (v) a definitive purchase, underwriting, or similar agreement with respect to any Securities offered or issued will have been duly authorized and validly executed and delivered by the Company and the other parties thereto; and (vi) any Securities issuable upon conversion, exchange, or exercise of any Security being offered or issued will be duly authorized, created, and, if appropriate, reserved for issuance upon such conversion, exchange, or exercise, we are of opinion that:
1. | The Debt Securities (including any Debt Securities duly issued upon the exchange or conversion of any Debt Securities that are exchangeable or convertible into another series of Debt Securities) and the Guarantees will constitute legally valid and binding obligations of the Company and the Subsidiary Guarantors, as applicable, at such time as: (a) the applicable Indenture, in substantially the form filed as an exhibit to the Registration Statement, has been duly authorized, executed, and delivered by the Company and the trustee named therein; (b) such trustee is qualified to act as trustee |
October 1, 2020
Page 3
under such Indenture, (c) the forms and the terms of the Debt Securities and the Guarantees and their issuance and sale have been approved by appropriate action of the Company and the Subsidiary Guarantors, as applicable, and the Debt Securities and the Guarantees have been duly executed, authenticated and delivered by the Company and the Subsidiary Guarantors, as applicable, in accordance with the applicable Indenture or a supplemental indenture thereto; (d) the applicable Indenture has been qualified under the Trust Indenture Act of 1939, as amended; and (e) the Debt Securities and the Guarantees have been issued and sold as contemplated by the Registration Statement, the Prospectus and any prospectus supplement relating thereto and the applicable Indenture or supplemental indenture thereto. |
2. | The Common Stock to be issued and sold by the Company will be validly issued, fully paid, and nonassessable at such time as: (a) the terms of the issuance and sale of the Common Stock have been duly authorized by appropriate action of the Company and (b) the Common Stock has been duly issued and sold as contemplated by the Registration Statement, the Prospectus and any prospectus supplement relating thereto. The shares of Common Stock to be sold by the selling securityholders are duly authorized, validly issued, fully paid, and non-assessable. |
3. | The Class A Common Stock to be issued and sold by the Company will be validly issued, fully paid, and nonassessable at such time as: (a) the terms of the issuance and sale of the Class A Common Stock have been duly authorized by appropriate action of the Company and (b) the Class A Common Stock has been duly issued and sold as contemplated by the Registration Statement, the Prospectus and any prospectus supplement relating thereto. The shares of Class A Common Stock to be sold by the selling securityholders are duly authorized, validly issued, fully paid, and non-assessable. |
4. | The Preferred Stock will be validly issued, fully paid, and nonassessable at such time as: (a) the terms of the issuance and sale of the Preferred Stock have been duly authorized by appropriate action of the Company and (b) the Preferred Stock has been duly issued and sold as contemplated by the Registration Statement, the Prospectus and any prospectus supplement relating thereto. |
5. | The Warrants will be valid and legally binding obligations of the Company at such time as: (a) the terms of the Warrants and of their issuance and sale have been approved by appropriate action of the Company and the applicable warrant agent; and (b) the Warrants have been duly executed, authenticated and delivered in accordance with the applicable warrant agreement. |
October 1, 2020
Page 4
The opinions set forth in paragraphs (1) and (5) above are subject, as to enforcement, to (a) the effect of bankruptcy, insolvency, liquidation, receivership, moratorium, reorganization, fraudulent conveyance or similar laws relating to or affecting the rights of creditors generally; (b) general principles of equity, including, without limitation, concepts of materiality, reasonableness, good faith, fair dealing, and the rules governing the availability of specific performance or injunctive relief, whether enforcement is sought in a proceeding in equity or at law; and (c) provisions of law that require that a judgment for money damages rendered by a court in the United States be expressed only in United States dollars.
We express no opinion as to laws other than the laws of the State of New York with respect to the opinions set forth in paragraphs (1) and (5) above and the General Corporation Law of the State of Delaware with respect to the opinions set forth in paragraphs (2) through (4) above, and we express no opinion with respect to the applicability thereto, or the effect thereon, of the laws of any other jurisdiction or, in the case of Delaware, any other laws, or as to any matters of municipal law or the laws of any local agencies within any state.
We hereby consent to the reference to us under the heading Validity of the Securities in the Prospectus and to the filing of this opinion as Exhibit 5.1 to the Registration Statement. By giving this consent, we do not admit that we are within the category of persons whose consent is required under Section 7 of the Securities Act and the rules and regulations promulgated thereunder.
Very truly yours,
/s/ ORRICK, HERRINGTON & SUTCLIFFE LLP
ORRICK, HERRINGTON & SUTCLIFFE LLP
Exhibit 23.1
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in this Registration Statement No. 333-221935 on Form S-3 of our report dated November 26, 2019 relating to the financial statements of Central Garden & Pet Company and the effectiveness of Central Garden & Pet Companys internal control over financial reporting, appearing in the Annual Report on Form 10-K of Central Garden & Pet Company for the year ended September 28, 2019. We also consent to the reference to us under the heading Experts in such Registration Statement.
/s/ DELOITTE & TOUCHE LLP
San Francisco, California
September 30, 2020