0001181431-15-004487.txt : 20150311
0001181431-15-004487.hdr.sgml : 20150311
20150311161203
ACCESSION NUMBER: 0001181431-15-004487
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150309
FILED AS OF DATE: 20150311
DATE AS OF CHANGE: 20150311
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN WILLIAM E
CENTRAL INDEX KEY: 0000936179
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 15692688
MAIL ADDRESS:
STREET 2: 3697 MOUNT DIABLO BLVD, SUITE 310
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
4
1
rrd423514.xml
W. BROWN FORM 4 3-9-2015
X0306
4
2015-03-09
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0000936179
BROWN WILLIAM E
1340 TREAT BLVD., SUITE 600
WALNUT CREEK
CA
94597
1
0
1
0
Class A Common Stock
2015-03-09
4
M
0
115000
10.00
A
2977717
D
Class A Common Stock
2015-03-09
4
F
0
113801
10.17
D
2863916
D
Class A Common Stock
240000
I
By Irrevocable Trusts
Stock Option (right to buy)
10
2015-03-09
4
M
0
115000
0
D
2015-04-15
Class A Common Stock
115000
115000
D
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales price on the date of exercise.
These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein.
The option vested in five equal annual installments beginning April 14, 2010, of which 20,000 shares in the original grant expired based on the failure to satisfy certain annual performance targets.
/s/ JoAnn Jonte as Attorney-in-Fact for William E. Brown
2015-03-11