0001181431-14-038848.txt : 20141215 0001181431-14-038848.hdr.sgml : 20141215 20141215163441 ACCESSION NUMBER: 0001181431-14-038848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141211 FILED AS OF DATE: 20141215 DATE AS OF CHANGE: 20141215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN WILLIAM E CENTRAL INDEX KEY: 0000936179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 141286902 MAIL ADDRESS: STREET 2: 3697 MOUNT DIABLO BLVD, SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 4 1 rrd420119.xml W. BROWN FORM 4 12-11-2014 X0306 4 2014-12-11 0 0000887733 CENTRAL GARDEN & PET CO CENT 0000936179 BROWN WILLIAM E 1340 TREAT BLVD., SUITE 600 WALNUT CREEK CA 94597 1 0 1 0 Class A Common Stock 2014-12-11 4 D 0 50000 0 D 2862717 D Class A Common Stock 240000 I By Irrevocable Trusts The restricted shares were forfeited on December 11, 2014 because the annual and cumulative performance targets for each of the fiscal years ending September 2012, 2013 and 2014 were not satisfied. These securities are owned directly by various family Irrevocable Trusts and indirectly by the Reporting Person and his spouse as co-trustees of the Irrevocable Trusts. The Reporting Person and his spouse, as co-trustees, have and share investment control over the securities held in each of the Irrevocable Trusts but disclaim beneficial ownership of the reported securities held by the Irrevocable Trusts except to the extent of his and his wife's pecuniary interest therein. /s/ William E. Brown 2014-12-12