0001181431-13-009363.txt : 20130213
0001181431-13-009363.hdr.sgml : 20130213
20130213194947
ACCESSION NUMBER: 0001181431-13-009363
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130211
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENNINGTON BROOKS III
CENTRAL INDEX KEY: 0001057369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 13605526
MAIL ADDRESS:
STREET 1: 1280 ATLANTA HWY
CITY: MADISON
STATE: GA
ZIP: 30650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
4
1
rrd370010.xml
BROOKS PENNINGTON III FORM 4 2-11-2013
X0306
4
2013-02-11
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001057369
PENNINGTON BROOKS III
1280 ATLANTA HIGHWAY
MADISON
GA
30650
1
0
0
0
Class A Common Stock
2013-02-11
4
A
0
2240
0
A
94282
D
Class A Common Stock
38080
I
By L.P
Class A Common Stock
3876
I
By Spouse
Class A Common Stock
15208
I
By LLC
Common Stock
159950
D
Common Stock
49040
I
By L.P
Common Stock
6938
I
By Spouse
Common Stock
7604
I
By LLC
Stock Option (right to buy)
8.93
2013-02-11
4
A
0
22397
0
A
2016-08-11
Class A Common Stock
22397
22397
D
Restricted stock award granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Mr. Pennington disclaims beneficial ownership of 6,938 shares of the Issuer's Common Stock owned by his spouse and 3,876 shares of the Issuer's Class A Common Stock owned by his spouse.
By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Stock options granted under the Company's Nonemployee Director Equity Incentive Plan, as amended.
One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 11, 2013, the date of the grant.
/s/ JoAnn Jonte, as attorney-in-fact for Brooks Pennington III
2013-02-13