0001181431-12-048908.txt : 20120906
0001181431-12-048908.hdr.sgml : 20120906
20120906134622
ACCESSION NUMBER: 0001181431-12-048908
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120904
FILED AS OF DATE: 20120906
DATE AS OF CHANGE: 20120906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PENNINGTON BROOKS III
CENTRAL INDEX KEY: 0001057369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33268
FILM NUMBER: 121076357
MAIL ADDRESS:
STREET 1: 1280 ATLANTA HWY
CITY: MADISON
STATE: GA
ZIP: 30650
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO
CENTRAL INDEX KEY: 0000887733
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190]
IRS NUMBER: 680275553
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0929
BUSINESS ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
BUSINESS PHONE: 9259484000
MAIL ADDRESS:
STREET 1: 1340 TREAT BOULEVARD
STREET 2: SUITE 600
CITY: WALNUT CREEK
STATE: CA
ZIP: 94597
FORMER COMPANY:
FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY
DATE OF NAME CHANGE: 19941019
4
1
rrd355270.xml
BROOKS PENNINGTON III FORM 4 9-4-2012
X0306
4
2012-09-04
0
0000887733
CENTRAL GARDEN & PET CO
CENT
0001057369
PENNINGTON BROOKS III
1280 ATLANTA HIGHWAY
MADISON
GA
30650
1
0
0
0
Class A Common Stock
2012-09-04
4
M
0
5000
9.06
A
97042
D
Class A Common Stock
2012-09-04
4
F
0
4216
11.8
D
92826
D
Class A Common Stock
2012-09-05
4
S
0
784
12.22
D
92042
D
Class A Common Stock
38080
I
By L.P
Class A Common Stock
3876
I
By Spouse
Class A Common Stock
15208
I
By LLC
Stock Option (right to buy)
9.04
2012-09-04
4
M
0
5000
0
D
2013-08-08
Class A Common Stock
5000
12076
D
Options exercised through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the average of the respective average of the high and low sales prices on August 31, 2012 and on the date of exercise.
Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.
The range of prices for the shares of Class A Common Stock is from $12.22 to $13.2199. Mr. Pennington undertakes that he will provide, upon request by the staff of the U.S.Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC") and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Mr. Pennington disclaims beneficial ownership of 3,876 shares of the Issuer's Class A Common Stock owned by his spouse.
By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
One-third of the total options granted will become exercisable at each of 6 months, 18 months and 30 months after February 8, 2010, the date of grant.
/s/ Brooks Pennington III
2012-09-06