-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bxz3jZ+uW416odb6tz7qFH3xcPPDn0YrFG+j7sMtp7jeKK8S9z0B1CSe0QasEr6I uxHM5tJc9etBJaqXjT3MWw== 0001181431-04-050470.txt : 20041103 0001181431-04-050470.hdr.sgml : 20041103 20041103133018 ACCESSION NUMBER: 0001181431-04-050470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET COMPANY CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 300 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252834573 MAIL ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENNINGTON BROOKS III CENTRAL INDEX KEY: 0001057369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20242 FILM NUMBER: 041115670 BUSINESS ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 BUSINESS PHONE: 7063421234 MAIL ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 4 1 rrd56662.xml PENNINGTON FORM 4 NOV 1, 2004 REVISED TWO X0202 4 2004-11-01 0 0000887733 CENTRAL GARDEN & PET COMPANY CENT 0001057369 PENNINGTON BROOKS III 1280 ATLANTA HIGHWAY MADISON GA 30650 1 1 0 0 Pres. & CEO - Pennington Seed Common Stock 2004-11-01 4 S 0 25786 35.3438 D 46014 I By L.P. Common Stock 2004-11-01 4 S 0 2155 35.3438 D 70885 I By L.P. Common Stock 2004-11-01 4 S 0 5459 35.3438 D 369798 D Common Stock 2004-11-02 4 S 0 19842 35.9666 D 26172 I By L.P. Common Stock 2004-11-02 4 S 0 1658 35.9666 D 69227 I By L.P. Common Stock 2004-11-02 4 S 0 4200 35.9666 D 365598 D Common Stock 6938 I By Spouse Common Stock 7604 I By LLC Sale (and all sales reported in this Form 4) effected through sales plan(s) pursuant to Rule 10b5-1(c)(1) of the Exchange Act of 1934, as amended. Reflects total shares sold by holder on date indicated. See Exhibit 99.1 for details of individual trade executions. Reflects average price of all shares sold by holder on date indicated. See Exhibit 99.1 for details of individual trade executions. By Pennington Partners, L.P., in which Mr. Pennington has a partnership interest. Mr. Pennington is the President of Pennington Management Company II, LLC, the general partner of Pennington Partners, L.P. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Reflects total shares sold by holder on date indicated. See Exhibit 99.2 for details of individual trade executions. Reflects average price of all shares sold by holder on date indicated. See Exhibit 99.2 for details of individual trade executions. By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC"), and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. . Reflects total shares sold by holder on date indicated. See Exhibit 99.3 for details of individual trade executions. Reflects average price of all shares sold by holder on date indicated. See Exhibit 99.3 for details of individual trade executions. Reflects total shares sold by holder on date indicated. See Exhibit 99.4 for details of individual trade executions. Reflects average price of all shares sold by holder on date indicated. See Exhibit 99.4 for details of individual trade executions. By Pennington Partners, L.P., in which Mr. Pennington has a partnership interest. Mr. Pennington is the President of Pennington Management Company II, LLC, the general partner of Pennington Partners, L.P. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Reflects total shares sold by holder on date indicated. See Exhibit 99.5 for details of individual trade executions. Reflects average price of all shares sold by holder on date indicated. See Exhibit 99.5 for details of individual trade executions. By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC"), and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Reflects total shares sold by holder on date indicated. See Exhibit 99.6 for details of individual trade executions. Reflects average price of all shares sold by holder on date indicated. See Exhibit 99.6 for details of individual trade executions. Mr. Pennington disclaims beneficial ownership of 6,938 shares of Central Garden & Pet Company common stock owned by his spouse. By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Exhibit List 99.1 -- Details of Sale Transactions on November 1, 2004 by Pennington Partners, L.P. 99.2 -- Details of Sale Transactions on November 1, 2004 by BPCB Partners L.P. 99.3 -- Details of Sale Transactions on November 1, 2004 by Brooks M. Pennington III 99.4 -- Details of Sale Transactions on November 2, 2004 by Pennington Partners, L.P. 99.5 -- Details of Sale Transactions on November 2, 2004 by BPCB Partners L.P. 99.6 -- Details of Sale Transactions on November 2, 2004 by Brooks M. Pennington III /s/ Brooks M. Pennington III 2004-11-03 EX-99.1 2 rrd47243_53312.htm DETAILS OF SALE TRANSACTIONS ON NOVEMBER 1, 2004 BY PENNINGTON PARTNERS, L.P. rrd47243_53312.html 
Exhibit 99.1

All transactions listed below relate to sales of Common Stock of Central Garden & Pet Company
on November 1, 2004 by Pennington Partners, L.P.

Shares		Price		Shares Beneficially Owned After Transaction
617		35.56		71,183
540		35.55		70,643
617		35.53		70,026
78		35.52		69,948
2,161		35.51		67,787
1,390		35.50		66,397
695		35.48		65,702
232		35.47		65,470
154		35.46		65,316
232		35.45		65,084
386		35.44		64,698
386		35.43		64,312
541		35.42		63,771
386		35.41		63,385
386		35.40		62,999
695		35.39		62,304
78		35.38		62,226
309		35.37		61,917
541		35.36		61,376
695		35.35		60,681
1,003		35.34		59,678
2,007		35.33		57,671
1,003		35.32		56,668
309		35.31		56,359
386		35.30		55,973
695		35.29		55,278
154		35.28		55,124
1,004		35.27		54,120
1,004		35.26		53,116
1,312		35.25		51,804
154		35.24		51,650
232		35.23		51,418
154		35.22		51,264
78		35.21		51,186
1,466		35.20		49,720
1,158		35.19		48,562
309		35.18		48,253
927		35.17		47,326
695		35.16		46,631
617		35.15		46,014
EX-99.2 3 rrd47243_53313.htm DETAILS OF SALE TRANSACTIONS ON NOVEMBER 1, 2004 BY BPCB PARTNERS L.P. rrd47243_53313.html 
Exhibit 99.2

All transactions listed below relate to sales of Common Stock of Central Garden & Pet Company
on November 1, 2004 by BPCB Partners L.P.

Shares		Price		Shares Beneficially Owned After Transaction
52		35.56		72988
46		35.55		72942
52		35.53		72890
6		35.52		72884
181		35.51		72703
116		35.50		72587
58		35.48		72529
19		35.47		72510
13		35.46		72497
19		35.45		72478
32		35.44		72446
32		35.43		72414
45		35.42		72369
32		35.41		72337
32		35.40		72305
58		35.39		72247
6		35.38		72241
26		35.37		72215
45		35.36		72170
58		35.35		72112
84		35.34		72028
168		35.33		71860
84		35.32		71776
26		35.31		71750
32		35.30		71718
58		35.29		71660
13		35.28		71647
84		35.27		71563
84		35.26		71479
110		35.25		71369
13		35.24		71356
19		35.23		71337
13		35.22		71324
6		35.21		71318
123		35.20		71195
97		35.19		71098
26		35.18		71072
77		35.17		70995
58		35.16		70937
52		35.15		70885
EX-99.3 4 rrd47243_53314.htm DETAILS OF SALE TRANSACTIONS ON NOVEMBER 1, 2004 BY BROOKS M. PENNINGTON III rrd47243_53314.html 
Exhibit 99.3

All transactions listed below relate to sales of Common Stock of Central Garden & Pet Company
on November 1, 2004 by Brooks Pennington III.

Shares		Price		Shares Beneficially Owned After Transaction
131		35.56	 	375,126
114		35.55	 	375,012
131		35.53		374,881
16		35.52	 	374,865
458		35.51	 	374,407
294		35.50	 	374,113
147		35.48	 	373,966
49		35.47	 	373,917
33		35.46	 	373,884
49		35.45	 	373,835
82		35.44	 	373,753
82		35.43	 	373,671
114		35.42	 	373,557
82		35.41	 	373,475
82		35.40	 	373,393
147		35.39	 	373,246
16		35.38	 	373,230
65		35.37	 	373,165
114		35.36	 	373,051
147		35.35	 	372,904
213		35.34	 	372,691
425		35.33	 	372,266
213		35.32	 	372,053
65		35.31	 	371,988
82		35.30	 	371,906
147		35.29	 	371,759
33		35.28	 	371,726
212		35.27	 	371,514
212		35.26	 	371,302
278		35.25	 	371,024
33		35.24	 	370,991
49		35.23	 	370,942
33		35.22	 	370,909
16		35.21	 	370,893
311		35.20	 	370,582
245		35.19	 	370,337
65		35.18		370,272
196		35.17	 	370,076
147		35.16	 	369,929
131		35.15	 	369,798
EX-99.4 5 rrd47243_53315.htm DETAILS OF SALE TRANSACTIONS ON NOVEMBER 2, 2004 BY PENNINGTON PARTNERS, L.P. rrd47243_53315.html 
Exhibit 99.4

All transactions listed below relate to sales of Common Stock of Central Garden & Pet Company
on November 2, 2004 by Pennington Partners, L.P.

Shares		Price		Shares Beneficially Owned After Transaction
78		36.15		45,936
309		36.11		45,627
463		36.08		45,164
386		36.07		44,778
251		36.06		44,527
445		36.05		44,082
1,004		36.04		43,078
809		36.03		42,269
692		36.02		41,577
2,367		36.01		39,210
3,235		36.00		35,975
386		35.98		35,589
309		35.97		35,280
491		35.96		34,789
973		35.95		33,816
1,188		35.94		32,628
780		35.93		31,848
2,362		35.92		29,486
778		35.91		28,708
528		35.90		28,180
78		35.89		28,102
232		35.87		27,870
386		35.86		27,484
154		35.85		27,330
78		35.84		27,252
77		35.83		27,175
154		35.82		27,021
77		35.79		26,944
77		35.78		26,867
77		35.77		26,790
232		35.76		26,558
77		35.75		26,481
309		35.70		26,172
EX-99.5 6 rrd47243_53316.htm DETAILS OF SALE TRANSACTIONS ON NOVEMBER 2, 2004 BY BPCB PARTNERS L.P. rrd47243_53316.html 
Exhibit 99.5

All transactions listed below relate to sales of Common Stock of Central Garden & Pet Company
on November 2, 2004 by BPCB Partners L.P.

Shares		Price		Shares Beneficially Owned After Transaction
6		36.15		70879
26		36.11		70853
39		36.08		70814
32		36.07		70782
21		36.06		70761
36		36.05		70725
84		36.04		70641
68		36.03		70573
57		36.02		70516
198		36.01		70318
270		36.00		70048
32		35.98		70016
26		35.97		69990
41		35.96		69949
84		35.95		69865
99		35.94		69766
65		35.93		69701
198		35.92		69503
65		35.91		69438
44		35.90		69394
6		35.89		69388
19		35.87		69369
32		35.86		69337
13		35.85		69324
6		35.84		69318
7		35.83		69311
13		35.82		69298
7		35.79		69291
6		35.78		69285
7		35.77		69278
19		35.76		69259
6		35.75		69253
26		35.70		69227
EX-99.6 7 rrd47243_53317.htm DETAILS OF SALE TRANSACTIONS ON NOVEMBER 2, 2004 BY BROOKS M. PENNINGTON III rrd47243_53317.html 
Exhibit 99.6

All transactions listed below relate to sales of Common Stock of Central Garden & Pet Company
on November 2, 2004 by Brooks Pennington III.

Shares		Price		Shares Beneficially Owned After Transaction
16		36.15		369782
65		36.11		369717
98		36.08		369619
82		36.07		369537
53		36.06		369484
94		36.05		369390
212		36.04		369178
171		36.03		369007
147		36.02		368860
501		36.01		368359
685		36.00		367674
82		35.98		367592
65		35.97		367527
104		35.96		367423
207		35.95		367216
251		35.94		366965
165		35.93		366800
500		35.92		366300
165		35.91		366135
112		35.90		366023
16		35.89		366007
49		35.87		365958
82		35.86		365876
33		35.85		365843
16		35.84		365827
16		35.83		365811
33		35.82		365778
16		35.79		365762
17		35.78		365745
16		35.77		365729
49		35.76		365680
17		35.75		365663
65		35.70		365598
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