-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzeaiJwtY7QXgockIeO5uHXDwdYZr7CM1DIrdlyCL2XjKFJxfjTRSgooD3MoM8SF s7PmsCNOrbtdC15KFntNgw== 0001181431-04-047393.txt : 20041012 0001181431-04-047393.hdr.sgml : 20041012 20041012170006 ACCESSION NUMBER: 0001181431-04-047393 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041011 FILED AS OF DATE: 20041012 DATE AS OF CHANGE: 20041012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET COMPANY CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 300 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252834573 MAIL ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENNINGTON BROOKS III CENTRAL INDEX KEY: 0001057369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20242 FILM NUMBER: 041075276 BUSINESS ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 BUSINESS PHONE: 7063421234 MAIL ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 4 1 rrd54715.xml OCTOBER 11, 2004 FORM 4 X0202 4 2004-10-11 0 0000887733 CENTRAL GARDEN & PET COMPANY CENT 0001057369 PENNINGTON BROOKS III 1280 ATLANTA HIGHWAY MADISON GA 30650 1 1 0 0 Pres. & CEO - Pennington Seed Common Stock 71800 I By L.P. Common Stock 73040 I By L.P. Common Stock 6938 I By spouse Common Stock 7604 I By LLC Common Stock 2004-10-11 4 M 0 7334 15.625 A 382591 D Common Stock 2004-10-11 4 S 0 1000 30.80 D 381591 D Common Stock 2004-10-11 4 S 0 100 30.78 D 381491 D Common Stock 2004-10-11 4 S 0 1100 30.75 D 380391 D Common Stock 2004-10-11 4 S 0 2000 30.73 D 378391 D Common Stock 2004-10-11 4 S 0 800 30.72 D 377591 D Common Stock 2004-10-11 4 S 0 1000 30.69 D 376591 D Common Stock 2004-10-11 4 S 0 500 30.65 D 376091 D Common Stock 2004-10-11 4 S 0 500 30.62 D 375591 D Common Stock 2004-10-11 4 S 0 334 30.58 D 375257 D Employee Stock Option (right to buy) 15.625 2004-10-11 4 M 0 7334 0 D 2001-12-10 2004-12-10 Common Stock 7334 0 D By Pennington Partners, L.P., in which Mr. Pennington has a partnership interest. Mr. Pennington is the President of Pennington Management Company II, LLC, the general partner of Pennington Partners, L.P. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC"), and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mr. Pennington disclaims beneficial ownership of 6,938 shares of Central Garden & Pet Company common stock owned by his spouse. By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Options exercised through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Sale (and all sales reported in this Form 4) effected through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. One-third of the granted options vested on December 10, 2001, one-third vested on December 10, 2002 and the remaining options vested on December 10, 2003. /s/ Brooks M. Pennington III 2004-10-12 -----END PRIVACY-ENHANCED MESSAGE-----