-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ff/4GJ0zcJ2xrUdAHBt4WieP1zy9B9MI5z4i/0tUB2/lU1bXvfZM29HO1tDyWHxu EszKiDCNYewIDRmv616IQA== 0001181431-04-035233.txt : 20040714 0001181431-04-035233.hdr.sgml : 20040714 20040714164222 ACCESSION NUMBER: 0001181431-04-035233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040712 FILED AS OF DATE: 20040714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET COMPANY CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 300 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 9252834573 MAIL ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENNINGTON BROOKS III CENTRAL INDEX KEY: 0001057369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20242 FILM NUMBER: 04914165 BUSINESS ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 BUSINESS PHONE: 7063421234 MAIL ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 4 1 rrd47791.xml JULY 12, 2004 FORM 4 X0202 4 2004-07-12 0 0000887733 CENTRAL GARDEN & PET COMPANY CENT 0001057369 PENNINGTON BROOKS III 1280 ATLANTA HIGHWAY MADISON GA 30650 1 1 0 0 Pres. & CEO - Pennington Seed Common Stock 2004-07-12 4 M 0 7333 15.625 A 382590 D Common Stock 2004-07-12 4 S 0 7333 26.6218 D 375257 D Common Stock 71800 I By L.P. Common Stock 73040 I By L.P. Common Stock 6938 I By spouse Common Stock 7604 I By LLC Employee Stock Option (right to buy) 15.625 2004-07-12 4 M 0 7333 0 D 2001-12-10 2004-12-10 Common Stock 7333 7334 D Options exercised through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended. Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. By Pennington Partners, L.P., in which Mr. Pennington has a partnership interest. Mr. Pennington is the President of Pennington Management Company II, LLC, the general partner of Pennington Partners, L.P. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. By BPCB Partners L.P. The general managing partner of BPCB Partners L.P. is BPCB Management Company LLC ("BPCBLLC"), and Mr. Pennington is the sole member of BPCBLLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mr. Pennington disclaims beneficial ownership of 6,938 shares of Central Garden & Pet Company common stock owned by his spouse. By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. One-third of the granted options vested on December 10, 2001, one-third vested on December 10, 2002 and the remaining options vested on December 10, 2003. /s/ By Stacey Cook as Attorney-in-Fact for Brooks M. Pennington III 2004-07-13 -----END PRIVACY-ENHANCED MESSAGE-----