0000950170-24-015492.txt : 20240214 0000950170-24-015492.hdr.sgml : 20240214 20240214191331 ACCESSION NUMBER: 0000950170-24-015492 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240212 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENNINGTON BROOKS III CENTRAL INDEX KEY: 0001057369 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33268 FILM NUMBER: 24641431 MAIL ADDRESS: STREET 1: 1280 ATLANTA HWY CITY: MADISON STATE: GA ZIP: 30650 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET CO CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 BUSINESS PHONE: 9259484000 MAIL ADDRESS: STREET 1: 1340 TREAT BOULEVARD STREET 2: SUITE 600 CITY: WALNUT CREEK STATE: CA ZIP: 94597 FORMER COMPANY: FORMER CONFORMED NAME: CENTRAL GARDEN & PET COMPANY DATE OF NAME CHANGE: 19941019 4 1 ownership.xml 4 X0508 4 2024-02-12 0000887733 CENTRAL GARDEN & PET CO CENT 0001057369 PENNINGTON BROOKS III 1340 TREAT BLVD SUITE 600 WALNUT CREEK CA 94597 true false false false false Common Stock 2024-02-12 4 G false 240 42.43 D 134910 D Common Stock 2024-02-12 4 G false 119 42.43 D 134791 D Common Stock 2024-02-12 4 G false 953 42.43 D 133838 D Common Stock 2024-02-12 4 G false 240 42.43 D 133598 D Class A Common Stock 2024-02-13 4 A false 3281 0 A 40743 D Class A Common Stock 6579 I By Spouse Class A Common Stock 20911 I By LLC Class A Common Stock 43750 I By BPCP Common Stock 6938 I By Spouse Common Stock 7604 I By LLC Units 2241.088 I By 401(k) Plan The range of prices for the shares of Class A Common Stock is from $41.24 to $43.62. The Reporting Person undertakes that the Reporting Person will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities gifted at each separate price. Restricted stock award granted under the Company's 2003 Omnibus Equity Incentive Plan, as amended. On December 7, 2023, Company declared a stock dividend, payable to all holders on record of Common Stock and Class A Common Stock as of January 8, 2024, of one share of Class A Common Stock for every four shares Common Stock and Class A Common Stock outstanding. As a result, the Reporting Person received 34,522 shares of Class A Common Stock as of February 8, 2024. On December 7, 2023, Company declared a stock dividend, payable to all holders on record of Common Stock and Class A Common Stock as of January 8, 2024, of one share of Class A Common Stock for every four shares Common Stock and Class A Common Stock outstanding. As a result, the Reporting Person received 2,703 shares of Class A Common Stock as of February 8, 2024 . Mr. Pennington disclaims beneficial ownership of 6,579 shares of the Issuer's Class A Common Stock owned by his spouse and 6,938 shares of the Issuer's Common Stock owned by his spouse. On December 7, 2023, Company declared a stock dividend, payable to all holders on record of Common Stock and Class A Common Stock as of January 8, 2024, of one share of Class A Common Stock for every four shares Common Stock and Class A Common Stock outstanding. As a result, the Reporting Person received 5,703 shares of Class A Common Stock as of February 8, 2024 . By Pennington Management Company II, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the President of Pennington Management Company II, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. On December 7, 2023, Company declared a stock dividend, payable to all holders on record of Common Stock and Class A Common Stock as of January 8, 2024, of one share of Class A Common Stock for every four shares Common Stock and Class A Common Stock outstanding. As a result, the Reporting Person received 8,750 shares of Class A Common Stock as of February 8, 2024 . By BPCB Timber Company, LLC, in which Mr. Pennington has an ownership interest. Mr. Pennington is the Managing Member of BPCB Timber Company, LLC. Mr. Pennington disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. /s/Sonny Pennington 2024-02-14