-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IO6htXK/oNVGFw4VW7mQrAQWJ+BUbqCbbSUY1whbm0zQ/v6MlKe0jRPUztSh2WZq qC7/f7D0iqvgJPZ997MmVg== 0000929624-97-000403.txt : 19970409 0000929624-97-000403.hdr.sgml : 19970409 ACCESSION NUMBER: 0000929624-97-000403 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970408 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET COMPANY CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-21603 FILM NUMBER: 97576637 BUSINESS ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 300 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 5102834573 MAIL ADDRESS: STREET 2: 3697 MT DIABLO BLVD SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 424B3 1 PROSPECTUS SUPPLEMENT FILED PURSUANT TO RULE 424(B)(3) REGISTRATION STATEMENT NO. 333-21603 PROSPECTUS SUPPLEMENT NO. 1 (To Prospectus Dated March 18, 1997) [CENTRAL GARDEN & PET LOGO] $115,000,000 6% CONVERTIBLE SUBORDINATED NOTES DUE 2003 AND SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION THEREOF This Prospectus Supplement supplements information contained in that certain Prospectus dated March 18, 1997 (the "Prospectus") of Central Garden & Pet Company relating to the potential sale from time to time of up to $115,000,000 aggregate principal amount of Notes and the Conversion Shares by the Selling Securityholders. This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus. Capitalized terms used herein but not defined have the meanings assigned to such terms in the Prospectus. The following table supplements the information set forth in the Prospectus under the caption "Selling Securityholders" with respect to the Selling Securityholders and the respective principal amounts of Notes and Conversion Shares beneficially owned by such Selling Securityholder that may be offered pursuant to the Prospectus: Forum Capital Markets LP....................... 1,000,000 * 35,714 * * Dillon, Read & Co. Inc. ....................... 2,500,000 2.2 89,285 * *
The following line item contained in the table set forth in the Prospectus under the caption "Selling Securityholders" shall be deleted in its entirety: Swiss Bank Corporation--London Branch(7)....... 1,845,000 1.6 65,892 * *
The lines "CFW-C, L.P. ... 7,500,000, 6.5, 257,857, 2.0, 1.1"; "General Motors Employees Domestic Trust ... 6,920,000, 6.0, 247,142, 1.7, 1.0"; "Alex. Brown & Sons, Inc. ... 699,000, *, 24,964, *, *"; and "Any other holder of Notes or future transferee from any such holder ... 17,011,000, 14.8, 607,535, 4.1, 2.4" (other than the footnotes thereto which remain unchanged) contained in the table set forth in the Prospectus under the caption "Selling Securityholders" shall be deleted in their entirety and replaced with the following:
CFW-C, L.P..................................... 9,700,000 8.4 346,428 2.5 1.5 General Motors Employees Domestic Trust........ 7,420,000 6.5 265,000 1.8 1.0 Alex. Brown & Sons, Inc.*...................... 1,531,000 1.3 54,678 * * Any other holder of Notes or future or future transferee from any such holder(8)(9)....... 11,824,000 10.3 422,285 2.8 1.7 - ----------
* Alex. Brown & Sons Incorporated or its affiliates has provided, and may continue to provide, investment banking services to the Company, for which it received or will receive customary fees. All information in this Prospectus Supplement is as of April 7, 1997. The date of this Prospectus Supplement is April 8, 1997
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