-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R9WvxaTyHFmHGDtri0LLQwbTXmPd7lbzB3rZRHwewJGBDtypo4cr7xTCKXswxxDM RPaUeoLfvm7h75fCPBuvyg== 0000929624-97-000044.txt : 19970128 0000929624-97-000044.hdr.sgml : 19970128 ACCESSION NUMBER: 0000929624-97-000044 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960928 FILED AS OF DATE: 19970127 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENTRAL GARDEN & PET COMPANY CENTRAL INDEX KEY: 0000887733 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MISCELLANEOUS NONDURABLE GOODS [5190] IRS NUMBER: 680275553 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 000-20242 FILM NUMBER: 97511232 BUSINESS ADDRESS: STREET 1: 3697 MT DIABLO BLVD SUITE 300 CITY: LAFAYETTE STATE: CA ZIP: 94549 BUSINESS PHONE: 5102834573 MAIL ADDRESS: STREET 2: 3697 MT DIABLO BLVD SUITE 310 CITY: LAFAYETTE STATE: CA ZIP: 94549 10-K405/A 1 AMENDMENT NO. 2 TO FORM 10K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT NO. 2 [X] ANNUAL REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended Commission File Number September 28, 1996 0-20242 - -------------------------- ---------------------- CENTRAL GARDEN & PET COMPANY ------------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 68-0275553 - ------------------------------- ---------------------- (State or other jurisdiction of (IRS Employer incorporation or organization) Identification Number) 3697 Mt. Diablo Boulevard, Lafayette, California 94549 ------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Telephone Number: (510) 283-4573 Securities registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class on which registered - ------------------- --------------------- None None - ------------------- --------------------- Securities registered pursuant to Section 12(g) of the Act: Common Stock ----------------------------------------- (Title of Class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes X No ----- ----- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K ((S) 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X] At December 11, 1996, the aggregate market value of the registrant's Common Stock and Class B Stock held by non-affiliates of the registrant was approximately $243,820,529 and $275,378, respectively. At December 11, 1996, the number of shares outstanding of registrant's Common Stock was 12,607,290. In addition, on such date the registrant had outstanding 1,865,939 shares of its Class B Stock which is convertible into Common Stock on a share-for-share basis. DOCUMENTS INCORPORATED BY REFERENCE None. Signatures ---------- Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Date: January 24, 1997 CENTRAL GARDEN & PET COMPANY By /s/ WILLIAM E. BROWN ------------------------------------- William E. Brown Chairman of the Board 7 Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated.
Signature Capacity Date --------- -------- ---- /s/ WILLIAM E. BROWN Chairman and Chief Executive January 24, 1997 - ------------------------ Officer (Principal Executive William E. Brown Officer /s/ ROBERT B. JONES Vice President, Chief Financial January 24, 1997 - ------------------------ Officer (Principal Financial Robert B. Jones Officer and Principal Accounting Officer) /s/ GLENN W. NOVOTNY Director January 24, 1997 - ------------------------ Glenn W. Novotny /s/ DANIEL P. HOGAN, JR. Director January 24, 1997 - ------------------------ Daniel P. Hogan, Jr. /s/ LEE D. HINES, JR. Director January 24, 1997 - ------------------------ Lee D. Hines, Jr.
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