-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QsoEZr55pSIPa4/wPBm7dxJ+/oJsNBbNFbnR9Pz557AS778iYQ2P2rdcd2qI9K/S Dz0tNkrfPs9Vkq0rGdZJog== 0001209191-09-046689.txt : 20091002 0001209191-09-046689.hdr.sgml : 20091002 20091002124817 ACCESSION NUMBER: 0001209191-09-046689 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20091002 DATE AS OF CHANGE: 20091002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLATINUM EQUITY LLC CENTRAL INDEX KEY: 0001228754 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101268 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: SUITE 2700 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3107121850 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gores Tom CENTRAL INDEX KEY: 0001471783 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101267 MAIL ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KEMET CORP CENTRAL INDEX KEY: 0000887730 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 570923789 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2835 KEMET WAY STREET 2: 2835 KEMET WAY CITY: SIMPSONVILLE STATE: SC ZIP: 29681 BUSINESS PHONE: 8039636300 MAIL ADDRESS: STREET 1: P O BOX 5928 STREET 2: P.O. BOX 5928 CITY: GREENVILLE STATE: SC ZIP: 29606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platinum Equity Capital Partners II LP CENTRAL INDEX KEY: 0001414265 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101271 BUSINESS ADDRESS: STREET 1: 360 North Crescent Drive CITY: Beverly Hills STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 712-1850 MAIL ADDRESS: STREET 1: 360 North Crescent Drive CITY: Beverly Hills STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K FINANCING, LLC CENTRAL INDEX KEY: 0001467087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101265 BUSINESS ADDRESS: STREET 1: C/O PLATINUM CAPITAL PARTNERS II, L.P. STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 712-1195 MAIL ADDRESS: STREET 1: C/O PLATINUM CAPITAL PARTNERS II, L.P. STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K EQUITY, LLC CENTRAL INDEX KEY: 0001468035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101266 BUSINESS ADDRESS: STREET 1: C/O PLATINUM CAPITAL PARTNERS II, L.P. STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: (310) 712-1195 MAIL ADDRESS: STREET 1: C/O PLATINUM CAPITAL PARTNERS II, L.P. STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platinum Equity Investment Holdings II, LLC CENTRAL INDEX KEY: 0001471784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101269 BUSINESS ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-712-1195 MAIL ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: K Holdings, LLC CENTRAL INDEX KEY: 0001471785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101264 BUSINESS ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-712-1195 MAIL ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Platinum Equity Partners II, LLC CENTRAL INDEX KEY: 0001471786 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15491 FILM NUMBER: 091101270 BUSINESS ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-712-1195 MAIL ADDRESS: STREET 1: C/O PLATINUM EQUITY STREET 2: 360 NORTH CRESCENT DRIVE, SOUTH BUILDING CITY: BEVERLY HILLS STATE: CA ZIP: 90210 3/A 1 c90671_3ax0.xml MAIN DOCUMENT DESCRIPTION X0203 3/A 2009-06-30 2009-07-10 0 0000887730 KEMET CORP KEME.OB 0001468035 K EQUITY, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001467087 K FINANCING, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001471785 K Holdings, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001414265 Platinum Equity Capital Partners II LP 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001471786 Platinum Equity Partners II, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001471784 Platinum Equity Investment Holdings II, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001228754 PLATINUM EQUITY LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section 0001471783 Gores Tom 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS CA 90210 0 0 1 1 Refer to Remarks section Warrant (right to buy) 0.50 2019-06-30 Common Stock, $0.01 Par Value 80544685 D As of the date hereof, this warrant is exercisable for 80,544,685 shares of the Issuer's common stock at an exercise price of $0.50 per share. The number of shares of common stock issuable under the warrant and the exercise price of the warrant are subject to certain adjustments including, among other matters, so long as any of the Issuer's 2.25% Convertible Senior Notes due 2026 (the "Notes") remain outstanding (excluding for this purpose any Notes beneficially owned by the Reporting Persons or any of their affiliates), in the event of certain issuances by the Issuer of additional shares of common stock such that the warrant will continue to represent the right to purchase up to 49.9% of the Issuer's outstanding common stock on a post-warrant basis at a maximum aggregate purchase price of $40,272,343. The warrant expires on June 30, 2019. The warrant is held directly by K Equity, LLC ("K Equity"). The warrant was acquired by K Financing, LLC ("K Financing") on June 30, 3009 and was subsequently assigned by K Financing to K Equity on July 9, 2009. Both K Financing and K Equity are wholly-owned subsidiaries of K Holdings, LLC ("K Holdings"). The warrant is held indirectly by (i) K Holdings, as the sole member of both K Financing and K Equity, (ii) Platinum Equity Capital Partners II, L.P. ("PECP II"), the controlling member of K Holdings, (iii) Platinum Equity Partners II, LLC ("Platinum Partners"), the general partner of PECP II, (iv) Platinum Equity Investment Holdings II, LLC ("Platinum Investment"), the senior managing member of Platinum Partners, (v) Platinum Equity, LLC ("Platinum Equity"), the sole member of Platinum Investment, and (vi) Tom Gores, the ultimate beneficial owner and Chairman of Platinum Equity. The entities/persons listed in Item 1 above, may be deemed to beneficially own the securities reported herein and owned directly by K Equity. Each of such entities/persons disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for the purpose of Section 16 or for any other purpose, except to the extent of such reporting person's pecuniary interest therein. This amendment is being filed to (i) include EDGAR codes for each of the joint filers identified in the original filing of this Form 3 and (ii) check the corresponding box in Item 6 above. This report is filed jointly by K Equity, LLC, K Financing, LLC, K Holdings, LLC, Platinum Equity Capital Partners II, L.P., Platinum Equity Partners II, LLC, Platinum Equity Investment Holdings II, LLC, Platinum Equity, LLC, and Tom Gores, all of whom may be deemed to beneficially own more than 10% of a class of the Issuer's securities. The address of each reporting person is 360 North Crescent Drive, South Building, Beverly Hills, California 90210. /s/ K Financing, LLC, by Eva Kalawski, authorized signatory 2009-10-02 /s/ K Equity, LLC, by K Holdings, LLC, by Eva Kalawski, authorized signatory 2009-10-02 /s/ K Holdings, LLC, by Eva Kalawski, authorized signatory 2009-10-02 /s/ Platinum Equity Capital Partners II, L.P., by Platinum Equity Partners II, LLC, its general partner, by Platinum Equity Investment Holdings II, LLC, its senior managing member, by Eva Kalawski, authorized signatory 2009-10-02 /s/ Platinum Equity Partners II, LLC, by Platinum Equity Investment Holdings II, LLC, its senior managing member, by Eva Kalawski, authorized signatory 2009-10-02 /s/ Platinum Equity Investment Holdings II, LLC, by Eva Kalawski, authorized signatory 2009-10-02 /s/ Platinum Equity, LLC, by Eva Kalawski, authorized signatory 2009-10-02 /s/ Tom Gores*, by Mary Ann Sigler, attorney-in-fact 2009-10-02 -----END PRIVACY-ENHANCED MESSAGE-----