UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-06669
Name of Fund: BlackRock Capital Appreciation Fund, Inc.
Fund Address: 100 Bellevue Parkway, Wilmington, DE 19809
Name and address of agent for service: John Perlowski, Chief Executive Officer, BlackRock Capital Appreciation Fund, Inc., 55 East 52nd Street, New York City, NY 10055.
Registrant’s telephone number, including area code: (800) 441-7762
Date of fiscal year end: 09/30
Date of reporting period: 07/01/2017 – 06/30/2018
Item 1 – Proxy Voting Record – Attached hereto.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-06669
Reporting Period: 07/01/2017 - 06/30/2018
BlackRock Capital Appreciation Fund, Inc.
================== BlackRock Capital Appreciation Fund, Inc. ===================
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reveta Bowers For For Management
1.2 Elect Director Robert Corti For For Management
1.3 Elect Director Hendrik Hartong, III For For Management
1.4 Elect Director Brian Kelly For For Management
1.5 Elect Director Robert A. Kotick For For Management
1.6 Elect Director Barry Meyer For For Management
1.7 Elect Director Robert Morgado For For Management
1.8 Elect Director Peter Nolan For For Management
1.9 Elect Director Casey Wasserman For For Management
1.10 Elect Director Elaine Wynn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 12, 2018 Meeting Type: Annual
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Edward W. Barnholt For For Management
1c Elect Director Robert K. Burgess For For Management
1d Elect Director Frank A. Calderoni For For Management
1e Elect Director James E. Daley For For Management
1f Elect Director Laura B. Desmond For For Management
1g Elect Director Charles M. Geschke For For Management
1h Elect Director Shantanu Narayen For For Management
1i Elect Director Daniel L. Rosensweig For For Management
1j Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For For Management
1.2 Elect Director David R. Brennan For For Management
1.3 Elect Director Christopher J. Coughlin For For Management
1.4 Elect Director Deborah Dunsire For For Management
1.5 Elect Director Paul Friedman For For Management
1.6 Elect Director Ludwig N. Hantson For For Management
1.7 Elect Director John T. Mollen For For Management
1.8 Elect Director Francois Nader For For Management
1.9 Elect Director Judith Reinsdorf For For Management
1.10 Elect Director Andreas Rummelt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 18, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jack Yun Ma as Director For For Management
1.2 Elect Masayoshi Son as Director For For Management
1.3 Elect Walter Teh Ming Kwauk as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Roger W. Ferguson, Jr. For For Management
1.6 Elect Director Diane B. Greene For For Management
1.7 Elect Director John L. Hennessy For For Management
1.8 Elect Director Ann Mather For Withhold Management
1.9 Elect Director Alan R. Mulally For For Management
1.10 Elect Director Sundar Pichai For For Management
1.11 Elect Director K. Ram Shriram For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Adopt Simple Majority Vote Against Against Shareholder
8 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
9 Adopt a Policy on Board Diversity Against Against Shareholder
10 Report on Major Global Content Against Against Shareholder
Management Controversies
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AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Jonathan J. Rubinstein For For Management
1g Elect Director Thomas O. Ryder For For Management
1h Elect Director Patricia Q. Stonesifer For For Management
1i Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy on Board Diversity None None Shareholder
*Withdrawn Resolution*
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 13, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Bob Iger For For Management
1e Elect Director Andrea Jung For For Management
1f Elect Director Art Levinson For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Proxy Access Amendments Against Against Shareholder
6 Establish Human Rights Committee Against Against Shareholder
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Discussion on Company's Corporate None None Management
Governance Structure
4.a Discuss Remuneration Policy for None None Management
Management Board
4.b Adopt Financial Statements and For For Management
Statutory Reports
4.c Receive Clarification on Company's None None Management
Reserves and Dividend Policy
4.d Approve Dividends of EUR 1.40 Per Share For For Management
5.a Approve Discharge of Management Board For For Management
5.b Approve Discharge of Supervisory Board For For Management
6 Approve 200,000 Performance Shares for For For Management
Board of Management
7 Announce Intention to Appoint None None Management
Directors to Management Board
8.a Reelect J.M.C. (Hans) Stork to For For Management
Supervisory Board
8.b Elect T.L. (Terri) Kelly to For For Management
Supervisory Board
8.c Receive Retirement Schedule of the None None Management
Supervisory Board
9 Ratify KPMG as Auditors For For Management
10.a Grant Board Authority to Issue Shares For For Management
up to 5 Percent of Issued Capital for
General Purposes
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
10.a
10.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares up to 5 Percent in Case of
Merger or Acquisition
10.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
10.c
11.a Authorize Repurchase of up to 10 For For Management
Percent of Issued Share Capital
11.b Authorize Additional Repurchase of up For For Management
to 10 Percent of Issued Share Capital
12 Authorize Cancellation of Repurchased For For Management
Shares
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
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AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Crawford W. Beveridge For For Management
1c Elect Director Karen Blasing For For Management
1d Elect Director Reid French For For Management
1e Elect Director Mary T. McDowell For For Management
1f Elect Director Lorrie M. Norrington For For Management
1g Elect Director Betsy Rafael For For Management
1h Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Michael D. White For For Management
1m Elect Director Thomas D. Woods For For Management
1n Elect Director R. David Yost For For Management
1o Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 23, 2018 Meeting Type: Annual
Record Date: DEC 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director R. Andrew Eckert For For Management
1.3 Elect Director Vincent A. Forlenza For For Management
1.4 Elect Director Claire M. Fraser For For Management
1.5 Elect Director Christopher Jones For For Management
1.6 Elect Director Marshall O. Larsen For For Management
1.7 Elect Director Gary A. Mecklenburg For For Management
1.8 Elect Director David F. Melcher For For Management
1.9 Elect Director Willard J. Overlock, Jr. For For Management
1.10 Elect Director Claire Pomeroy For For Management
1.11 Elect Director Rebecca W. Rimel For For Management
1.12 Elect Director Timothy M. Ring For For Management
1.13 Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 05, 2018 Meeting Type: Annual
Record Date: MAR 07, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Susan L. Decker For For Management
1.7 Elect Director William H. Gates, III For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Methane Emissions Against Against Shareholder
Management, Including Reduction Targets
3 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Jeffery H. Boyd For For Management
1.3 Elect Director Jeffrey E. Epstein For For Management
1.4 Elect Director Glenn D. Fogel For For Management
1.5 Elect Director Mirian Graddick-Weir For For Management
1.6 DElect irector James M. Guyette For For Management
1.7 Elect Director Robert J. Mylod, Jr. For For Management
1.8 Elect Director Charles H. Noski For For Management
1.9 Elect Director Nancy B. Peretsman For For Management
1.10 Elect Director Nicholas J. Read For For Management
1.11 Elect Director Thomas E. Rothman For For Management
1.12 Elect Director Craig W. Rydin For For Management
1.13 Elect Director Lynn M. Vojvodich For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelda J. Connors For For Management
1b Elect Director Charles J. Dockendorff For For Management
1c Elect Director Yoshiaki Fujimori For For Management
1d Elect Director Donna A. James For For Management
1e Elect Director Edward J. Ludwig For For Management
1f Elect Director Stephen P. MacMillan For For Management
1g Elect Director Michael F. Mahoney For For Management
1h Elect Director David J. Roux For For Management
1i Elect Director John E. Sununu For For Management
1j Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: MAR 23, 2018 Meeting Type: Court
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
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BROADCOM LIMITED
Ticker: AVGO Security ID: Y09827109
Meeting Date: APR 04, 2018 Meeting Type: Annual
Record Date: FEB 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director James V. Diller For For Management
1c Elect Director Gayla J. Delly For For Management
1d Elect Director Lewis C. Eggebrecht For For Management
1e Elect Director Kenneth Y. Hao For For Management
1f Elect Director Eddy W. Hartenstein For For Management
1g Elect Director Check Kian Low For For Management
1h Elect Director Donald Macleod For For Management
1i Elect Director Peter J. Marks For For Management
1j Elect Director Henry Samueli For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Issuance of Shares With or For For Management
Without Preemptive Rights
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 13, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director Dennis A. Muilenburg For For Management
1.6 Elect Director William A. Osborn For For Management
1.7 Elect Director Debra L. Reed For For Management
1.8 Elect Director Edward B. Rust, Jr. For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director D. James Umpleby, III For For Management
1.11 Elect Director Miles D. White For For Management
1.12 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Amend Compensation Clawback Policy Against Against Shareholder
6 Require Director Nominee with Human Against Against Shareholder
Rights Experience
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 18, 2017 Meeting Type: Annual
Record Date: MAY 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Fowden For For Management
1.2 Elect Director Barry A. Fromberg For Withhold Management
1.3 Elect Director Robert L. Hanson For For Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director James A. Locke, III For For Management
1.6 Elect Director Daniel J. McCarthy For Withhold Management
1.7 Elect Director Richard Sands For For Management
1.8 Elect Director Robert Sands For For Management
1.9 Elect Director Judy A. Schmeling For Withhold Management
1.10 Elect Director Keith E. Wandell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Three Years Management
5 Amend Omnibus Stock Plan For For Management
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COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director Warren H. Haber For For Management
1f Elect Director John W. Hill For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director David J. Steinberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMINO'S PIZZA, INC.
Ticker: DPZ Security ID: 25754A201
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Brandon For For Management
1.2 Elect Director C. Andrew Ballard For Withhold Management
1.3 Elect Director Andrew B. Balson For For Management
1.4 Elect Director Diana F. Cantor For Withhold Management
1.5 Elect Director J. Patrick Doyle For For Management
1.6 Elect Director Richard L. Federico For For Management
1.7 Elect Director James A. Goldman For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy and Plan to Eliminate Against Against Shareholder
Deforestation in Supply Chain
--------------------------------------------------------------------------------
DOWDUPONT INC.
Ticker: DWDP Security ID: 26078J100
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: FEB 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Edward D. Breen For For Management
1d Elect Director Robert A. Brown For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Marillyn A. Hewson For For Management
1h Elect Director Lois D. Juliber For For Management
1i Elect Director Andrew N. Liveris For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Paul Polman For For Management
1l Elect Director Dennis H. Reilley For For Management
1m Elect Director James M. Ringler For Against Management
1n Elect Director Ruth G. Shaw For For Management
1o Elect Director Lee M. Thomas For For Management
1p Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Eliminate Supermajority Vote Against For Shareholder
Requirement
6 Report on Pay Disparity Against Against Shareholder
7 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
8 Report on Impact of the Bhopal Against Against Shareholder
Chemical Explosion
9 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Amend Certificate of Incorporation For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
5a Elect Director David E. Alexander For For Management
5b Elect Director Antonio Carrillo For For Management
5c Elect Director Jose M. Gutierrez For For Management
5d Elect Director Pamela H. Patsley For For Management
5e Elect Director Ronald G. Rogers For For Management
5f Elect Director Wayne R. Sanders For For Management
5g Elect Director Dunia A. Shive For For Management
5h Elect Director M. Anne Szostak For For Management
5i Elect Director Larry D. Young For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Report on Risks Related to Obesity Against Against Shareholder
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EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark W. Begor For For Management
1b Elect Director Mark L. Feidler For For Management
1c Elect Director G. Thomas Hough For For Management
1d Elect Director Robert D. Marcus For For Management
1e Elect Director Siri S. Marshall For For Management
1f Elect Director Scott A. McGregor For For Management
1g Elect Director John A. McKinley For For Management
1h Elect Director Robert W. Selander For For Management
1i Elect Director Elane B. Stock For For Management
1j Elect Director Mark B. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
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FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 31, 2018 Meeting Type: Annual
Record Date: APR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Susan D. For For Management
Desmond-Hellmann
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Jan Koum - Withdrawn None None Management
Resolution
1.7 Elect Director Sheryl K. Sandberg For For Management
1.8 Elect Director Peter A. Thiel For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Establish Board Committee on Risk Against Against Shareholder
Management
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Major Global Content Against Against Shareholder
Management Controversies (Fake News)
7 Report on Gender Pay Gap Against Against Shareholder
8 Report on Responsible Tax Principles Against Against Shareholder
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Herbert, II For For Management
1.2 Elect Director Katherine August-deWilde For For Management
1.3 Elect Director Thomas J. Barrack, Jr. For For Management
1.4 Elect Director Frank J. Fahrenkopf, Jr. For For Management
1.5 Elect Director L. Martin Gibbs For For Management
1.6 Elect Director Boris Groysberg For Against Management
1.7 Elect Director Sandra R. Hernandez For For Management
1.8 Elect Director Pamela J. Joyner For For Management
1.9 Elect Director Reynold Levy For For Management
1.10 Elect Director Duncan L. Niederauer For For Management
11 Elect Director George G.C. Parker For For Management
1.12 Elect Director Cheryl Spielman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 23, 2018 Meeting Type: Annual
Record Date: FEB 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director Jaime Chico Pardo For For Management
1F Elect Director D. Scott Davis For For Management
1G Elect Director Linnet F. Deily For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director George Paz For For Management
1L Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Require Independent Board Chairman Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay T. Flatley For For Management
1b Elect Director John W. Thompson For For Management
1c Elect Director Gary S. Guthart For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Steven J. Freiberg For For Management
1g Elect Director Julius Genachowski For For Management
1h Elect Director Choon Phong Goh For For Management
1i Elect Director Merit E. Janow For For Management
1j Elect Director Nancy Karch For For Management
1k Elect Director Oki Matsumoto For For Management
1l Elect Director Rima Qureshi For For Management
1m Elect Director Jose Octavio Reyes For For Management
Lagunes
1n Elect Director Jackson Tai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicolas Galperin For For Management
1.2 Elect Director Meyer 'Micky' Malka Rais For For Management
1.3 Elect Director Javier Olivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Co. S.A. as Auditors For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 29, 2017 Meeting Type: Annual
Record Date: SEP 29, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Helmut Panke For For Management
1.8 Elect Director Sandra E. Peterson For For Management
1.9 Elect Director Penny S. Pritzker For For Management
1.10 Elect Director Charles W. Scharf For For Management
1.11 Elect Director Arne M. Sorenson For For Management
1.12 Elect Director John W. Stanton For For Management
1.13 Elect Director John W. Thompson For For Management
1.14 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Filip Balcaen For For Management
1.2 Elect Director Bruce C. Bruckmann For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2018 Meeting Type: Annual
Record Date: DEC 15, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dwight M. 'Mitch' Barns For For Management
1b Elect Director Gregory H. Boyce For For Management
1c Elect Director David L. Chicoine For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Hugh Grant For For Management
1f Elect Director Laura K. Ipsen For For Management
1g Elect Director Marcos M. Lutz For For Management
1h Elect Director C. Steven McMillan For For Management
1i Elect Director Jon R. Moeller For For Management
1j Elect Director George H. Poste For For Management
1k Elect Director Robert J. Stevens For For Management
1l Elect Director Patricia Verduin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws to Create Board Human Against Against Shareholder
Rights Committee
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For Withhold Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Adopt Proxy Access Right Against For Shareholder
6 Adopt Compensation Clawback Policy Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Adopt Simple Majority Vote Against For Shareholder
9 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 21, 2017 Meeting Type: Annual
Record Date: JUL 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Three Years Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Political Contributions Against Against Shareholder
Disclosure
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director Persis S. Drell For For Management
1d Elect Director James C. Gaither For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Mark L. Perry For For Management
1j Elect Director A. Brooke Seawell For For Management
1k Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Wences Casares For For Management
1c Elect Director Jonathan Christodoro For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Belinda J. Johnson For For Management
1g Elect Director Gail J. McGovern For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Amend Proxy Access Right Against Against Shareholder
7 Report on Political Contributions Against Against Shareholder
8 Amend Board Governance Documents to Against Against Shareholder
Define Human Rights Responsibilities
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director Brian D. Jellison For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Robert E. Knowling, Jr. For For Management
1.7 Elect Director Wilbur J. Prezzano For For Management
1.8 Elect Director Laura G. Thatcher For For Management
1.9 Elect Director Richard F. Wallman For Withhold Management
1.10 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Other Business For Against Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William D. Green For For Management
1.3 Elect Director Charles E. Haldeman, Jr. For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca Jacoby For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Maria R. Morris For For Management
1.8 Elect Director Douglas L. Peterson For For Management
1.9 Elect Director Michael Rake For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Keith Block For For Management
1c Elect Director Craig Conway For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Bernard Tyson For For Management
1j Elect Director Robin Washington For For Management
1k Elect Director Maynard Webb For For Management
1l Elect Director Susan Wojcicki For For Management
2 Amend Right to Call Special Meeting For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
7 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Dong Sheng as Director For For Management
3b Elect Iain Ferguson Bruce as Director For For Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Antonio Gracias For Against Management
1.2 Elect Director James Murdoch For For Management
1.3 Elect Director Kimbal Musk For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Require Independent Board Chairman Against For Shareholder
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Linda R. Gooden For For Management
1j Elect Director Wayne M. Hewett For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
1m Elect Director Mark Vadon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
5 Prepare Employment Diversity Report Against Against Shareholder
and Report on Diversity Policies
6 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
7 Clawback of Incentive Payments Against Against Shareholder
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 18, 2018 Meeting Type: Annual
Record Date: FEB 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director David F. Hodnik For For Management
1.3 Elect Director Richard J. Kramer For For Management
1.4 Elect Director Susan J. Kropf For For Management
1.5 Elect Director John G. Morikis For For Management
1.6 Elect Director Christine A. Poon For For Management
1.7 Elect Director John M. Stropki For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Matthew Thornton, III For For Management
1.10 Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 20, 2018 Meeting Type: Annual
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barr For Withhold Management
1.2 Elect Director William Dries For Withhold Management
1.3 Elect Director Mervin Dunn For Withhold Management
1.4 Elect Director Michael Graff For Withhold Management
1.5 Elect Director Sean Hennessy For Withhold Management
1.6 Elect Director W. Nicholas Howley For For Management
1.7 Elect Director Raymond Laubenthal For For Management
1.8 Elect Director Gary E. McCullough For For Management
1.9 Elect Director Douglas Peacock For For Management
1.10 Elect Director Robert Small For Withhold Management
1.11 Elect Director John Staer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. DiRomualdo For For Management
1.2 Elect Director Catherine A. Halligan For For Management
1.3 Elect Director George R. Mrkonic For For Management
1.4 Elect Director Lorna E. Nagler For For Management
1.5 Elect Director Sally E. Blount For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director Erroll B. Davis, Jr. For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Bhavesh V. Patel For For Management
1j Elect Director Jose H. Villarreal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Ballard, Jr. For For Management
1b Elect Director Richard T. Burke For For Management
1c Elect Director Timothy P. Flynn For For Management
1d Elect Director Stephen J. Hemsley For For Management
1e Elect Director Michele J. Hooper For For Management
1f Elect Director F. William McNabb, III For For Management
1g Elect Director Valerie C. Montgomery For For Management
Rice
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director Kenneth I. Shine For For Management
1j Elect Director David S. Wichmann For For Management
1k Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta N. Bhatia For For Management
1.2 Elect Director Jeffrey M. Leiden For For Management
1.3 Elect Director Bruce I. Sachs For For Management
2 Reduce Supermajority Vote Requirement For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Drug Pricing Increases Against Against Shareholder
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 30, 2018 Meeting Type: Annual
Record Date: DEC 01, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Gary A. Hoffman For For Management
1e Elect Director Alfred F. Kelly, Jr. For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Suzanne Nora Johnson For For Management
1i Elect Director John A.C. Swainson For For Management
1j Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Fanning For For Management
1b Elect Director J. Thomas Hill For For Management
1c Elect Director Cynthia L. Hostetler For For Management
1d Elect Director Richard T. O'Brien For For Management
1e Elect Director Kathleen L. Quirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: APR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For For Management
1.2 Elect Director David A. Duffield For For Management
1.3 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ZAYO GROUP HOLDINGS, INC.
Ticker: ZAYO Security ID: 98919V105
Meeting Date: NOV 02, 2017 Meeting Type: Annual
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phil Canfield For For Management
1.2 Elect Director Steve Kaplan For For Management
1.3 Elect Director Linda Rottenberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanjay Khosla For For Management
1.2 Elect Director Willie M. Reed For For Management
1.3 Elect Director Linda Rhodes For For Management
1.4 Elect Director William C. Steere, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BlackRock Capital Appreciation Fund, Inc.
| By: | /s/ John Perlowski | |
| John Perlowski | ||
| Chief Executive Officer of | ||
| BlackRock Capital Appreciation Fund, Inc. |
Date: August 30, 2018