-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OdiJZtcBesSfKQPtlcniHD1uo9N9Wu4gXTRq7McVFZQunU3EoZDGVoFCzEp2s/Ct 70tXgtPO3AG1pson9RKNLQ== 0001012870-01-001088.txt : 20010308 0001012870-01-001088.hdr.sgml : 20010308 ACCESSION NUMBER: 0001012870-01-001088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010226 FILED AS OF DATE: 20010307 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMPEX CORP /DE/ CENTRAL INDEX KEY: 0000887433 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 133667696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-20292 FILM NUMBER: 1563144 BUSINESS ADDRESS: STREET 1: 500 BROADWAY STREET 2: MAIL STOP 3-36 CITY: REDWOOD CITY STATE: CA ZIP: 94063-3199 BUSINESS PHONE: 6503672011 MAIL ADDRESS: STREET 1: 500 BROADWAY STREET 2: MAIL STOP 3-36 CITY: REDWOOD CITY STATE: CA ZIP: 94063-3199 FORMER COMPANY: FORMER CONFORMED NAME: AMPEX INC /DE/ DATE OF NAME CHANGE: 19940505 FORMER COMPANY: FORMER CONFORMED NAME: AMPEX INC DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: TALCOTT JOEL D CENTRAL INDEX KEY: 0001028344 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O AMPEX CORP STREET 2: 500 BROADWAY CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 2128567000 MAIL ADDRESS: STREET 1: C/O BATTLE FOWLER LLP STREET 2: 75 E 55TH ST CITY: NEW YORK STATE: NY ZIP: 10022 4 1 0001.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL - -------------------------- Washington, D.C. 20549 ----------------------------- [_]Check this box OMB Number: 3235-0287 if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Expires: December 31, 2001 of Section 16. Form 4 Estimated average burden or Form 5 obligations Filed pursuant to Section 16(a) of the Securities Exchange hours per response........0.5 may continue. See Act of 1934, Section 17(a) of the Public Utility Holding ----------------------------- Instruction 1(b). Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses) ______________________________________________________________________________ 1. Name and Address of Reporting Person* Talcott, Joel D. ______________________________________________________________________________ (Last) (First) (Middle) 500 Broadway, M/S 1101 ______________________________________________________________________________ (Street) Redwood City, CA 94063 ______________________________________________________________________________ (City) (State) (Zip) ______________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Ampex Corporation (AXC) ______________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an entity (voluntary) ______________________________________________________________________________ 4. Statement for Month/Year 02/01 ______________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ______________________________________________________________________________ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [_] Other (specify below) VP, General Counsel & Secretary - ------------------------------- ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More Than One Reporting Person ________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ________________________________________________________________________________
1. 2. 3. 4. 5. 6. 7. Title of Security Transaction Transaction Securities Acquired (A) or Amount of Owner- Nature of (Instr. 3) Date Code Disposed of (D) Securities ship Indirect (Month/Day) (Instr. 8) (Instr. 3, 4 and 5) Beneficially Form: Beneficial Year) ---------------------------------------------- Owned at End Direct Ownership Code V Amount (A)or Price of Month (D) or (Instr. 4) (D) (Instr. 3 Indirect and 4) (I) (Instr.4)
- -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). -----END PRIVACY-ENHANCED MESSAGE-----