0001104659-16-118797.txt : 20160506 0001104659-16-118797.hdr.sgml : 20160506 20160506165624 ACCESSION NUMBER: 0001104659-16-118797 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140507 FILED AS OF DATE: 20160506 DATE AS OF CHANGE: 20160506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vericel Corp CENTRAL INDEX KEY: 0000887359 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943096597 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 64 SIDNEY ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 7349305555 MAIL ADDRESS: STREET 1: 64 SIDNEY ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: AASTROM BIOSCIENCES INC DATE OF NAME CHANGE: 19960428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hagen Heidi CENTRAL INDEX KEY: 0001585084 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35280 FILM NUMBER: 161628934 MAIL ADDRESS: STREET 1: AASTROM BIOSCIENCES, INC. STREET 2: 24 FRANK LLOYD WRIGHT DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48105 4/A 1 a4a.xml 4/A X0306 4/A 2014-05-07 2014-06-24 0 0000887359 Vericel Corp ASTM 0001585084 Hagen Heidi C/O AASTROM BIOSCIENCES, INC., P.O. BOX 376 ANN ARBOR MI 48106 1 0 0 0 Stock Option (right to buy) 4.12 2014-05-07 4 A 0 3000 0.00 A 2024-05-07 Common Stock 3000 3000 D Award of options to purchase common stock with 100% vesting in twelve equal quarterly installments commencing on the grant date. This amendment to Form 4 is being filed solely to attach the reporting person's Power of Attorney as Exhibit 24 and to correct a clerical error in Section 8 of Table II to properly reflect the "Price of Derivative Security" figure with respect to stock options previously granted on May 7, 2014 and does not revise any other information set forth in the original filing. Exhibit List: Exhibit 24 - Power of Attorney /s/ Gerard Michel, attorney-in-fact 2016-05-06 EX-24 2 ex-24.htm EX-24

Exhibit 24

 

 

Aastrom Biosciences

Domino’s Farms, Lobby K

24 Frank Lloyd Wright Drive

Ann Arbor, MI 48105

T  734 930–5555    F  734 665–0485

www.aastrom.com

 

LIMITED POWER OF ATTORNEY FOR

SECTION 16 REPORTING OBLIGATIONS

 

Know all by these presents, that the undersigned’s hereby makes, constitutes and appoints each of Dominick Colangelo, Gerard Michel and Mitchell S. Bloom as the undersigned’s true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to:

 

(1)                                 prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Aastrom Biosciences, Inc., a Michigan corporation (the “Company”), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the “Exchange Act”);

 

(2)                                 seek or obtain, as the undersigned’s representative and on the undersigned’s behalf, information on transactions in the Company’s securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and

 

(3)                                 perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing.

 

The undersigned acknowledges that:

 

(1)                                 this Power of Attorney authorizes, but does not require, such attorney-in-fact to act in his or her discretion on information provided to such attorney-in-fact without independent verification of such information;

 

(2)                                 any documents prepared and/or executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable;

 



 

(3)                                 neither the Company nor such attorney-in-fact assumes (i) any liability for the undersigned’s responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and

 

(4)                                 this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned’s obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act.

 

The undersigned hereby gives and grants the foregoing attorney-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.

 

This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16th day of June, 2014.

 

 

/s/ Heidi Hagen

 

 

Signature

 

 

 

 

 

 

 

 

Heidi Hagen

 

 

Print Name

 

 

2


GRAPHIC 3 g107881kii001.gif GRAPHIC begin 644 g107881kii001.gif M1TE&.#=ATP!F '< "'^&E-O9G1W87)E.B!-:6-R;W-O9G0@3V9F:6-E "P M TP!F (?___\ 0E( A,[WM0CFWM[%SM:]YA"]&8Q2:UHZG-Z$:U(A8V-: M*5KOC!F,C)R,2EI:"%J,2I2,2AF,"!D0SF-C")00C&-CSJ7O[][O[_?FK8R] M2HR]>XP9E-X0:Y0ZSN;OYA#O&8P0SN9CK=ZUK:U22E*,*5J]YC&]&:V]YK6] MYG-C[^:]4BF]&2F]&>^,"%J]YI2]YE)CSN:]4@B]&0B]&]"G#&4*90Z M&>^4G#%"K6,Z*924K6,Z[Z64[Z7OYK5KWC$0&>]KG#$0[Z5KK6-K[V,I6A 0 M*90I2EIC2I1CC-Z4SF-"SF,(6CJ4")1"C&,Z")24SJ5KSF,(6A 0")3OWG/O MWI2]K>^]K8SO2HSO>XP(E+6]K4*4SN;FK>_FK:V]K6.]2JV]>ZV]2N^]>^_F MK\XQE+64K:V4[^8Z[^;O4BGOYC'O&2GO&:WO&>\0[^;OYE(0G)0Z MG)3O4@CO&0CO&ZWO>^^][][OA&-C:\X0[Q!C*\[OA$)C2LX0SA!C",X0C!#OM4+%YO_O*5I::WLQ M:YR,K\0K3$0[W-C*:40K7-C[[6,C.^,:X2,:PB, M*0AC2N\0SC%C".\0C#$0[U)C*800K5)C[Y2,C,XZ:WMCI90 6EJ,K90(A.;_ M__?_WO<(0E( 0F,(_P !"!Q(L*#!@P@3*ES(L*'#AQ C2IQ(L:+%BQ@S:MS( ML:/'CR!#BAQ)LJ3)DRA3JES)LJ7+ES!CRIQ)LZ;-FSASZMS)LZ?/GT"#"AU* MM*C1HTB3*EW*M*G3IOWX/9T*DU^9 0.H:F7Y!.LM#%O#FL1PZ]: 6V+3BN1G MYNP ,VKC>NSJ]8GOQ398CV;"K!AB/PPY')["^[AQPL%#_X* MN3)"NHRE6MXL$,-5QF4X<^Y'U^Q9QZ(KDV5\%FQJR()-G[WE]_5A?D_X@K;] MV+-;QG9Y Y;\NZQKX7@QI&+-%_E?#&V+GW:.-[?TL\&IJ_5M6C=M[6I)3_\N MCA:\2P)M"J@B258WX\;F6V80L$^ #RJ:GN$[K6_U^/QI11,!VO85]\(FG5D MG7M\W9)@@"@%0Y]]!0J00 $=<3<>7X) N%(PN]@GHHC!;-1/=*P!YZ%*$H[H M8@+K79388MWU5U9V*YJDBHLACMB!(QE8Y)M_LMU26(XH$="! &OTR&2/:^PS M @$5+,F>E('$I8I,4:CHB'ILX2M"8<)K_E@J I(8$H@"J8CKA"*X" M\.:5H1):JT@%+.HEJD^^V.A B2U'YK.4#@O2H2+VF*N::W003)A#7N?=5P]* MZU$&IO*)K(OGBG@A )\^2QZMXGJD1:)=ZCDBO?3E0:-WO_W68;QU.GGMG;H" M@P ;LH$Z6[0 =]1&N=7B6^V> GBP@"M8*,"@=+,V'!*Y W>9KH@>!&"R/PN0 MPN^@\'J<$:0$1IRIQ"-ZP(C).!.A@\*W9.GR1RWJJBFR:RR \]&N$)$*@_#] M#+2I%.M:H =8'&TU%DFXU['3'E$[?;3(6^O2J^44%Q*RKB(-! M\WAOW;-;S<@O+=^.D1;61NUBX;T?C04)PH/4QJF8%MT[Z0%\T;BE!1"0/0:J M'Y0!!MEOWU &!3A"0A[9MPF^]NR'W[[VW .POOO9$] ]01D08'X>CL3O_?P$ M"-[[,G"_UJG)7A4S7.^PD(?[<20#9<,9D!KBB BZ@G$)X4<&'%"UNRT"0R5( MGM6R%\'#?6&"!LF (Q!PM]KUJ@ =-!DCKC>0 ESM?AE(P+U4M0ODW2@3Q8K78%R8 ^[I9$,KH.6__(!Q.!B#-_."!(;?P(/FZV@! & $T1 @& M%G&Z#A*BBP7Y(L[H*$,@'8UZ=*2>(PA00I-1#V02 G7"UP[%I\8R.2.5',M#!12RB@[9;2 6-2$A(W".0 ,@ )YOH M !(XP@%@7 2"7G%/ZH" [(+P"*,Z8@\((") < ""O/0048L I7\* S+\@\ M@:BQA031X.& 29#GZ&Q &&<\0N W /1!X$ [@(8@$^BM&"%, ?)QMH0Q8!5,LU M-()Y2.0]<,8#*N6A;(P+%PR#6$YAFK*))1V(&4^'LW(>A!\$T"&37(2'(@*Q MIBV)()B6:C*(&J0 7S 9%PO 5B$.Q!$XPX)0&<)3AAK$H6UU54&%0:5A!H"+ M?[UHY@A0T&X.M!_CY '.&J@0L79IGG=S8C])0@##(6 3 +BER>Z8$&XJCJ*, M/9U7!8+7C;J4(#S 9J\@R,0\_X2KH(O @")-1E$ENA8 N_V=*3,7S*.U-@"K M/<@(N&0ME1ZM!&!RB2-J&:3I&I&=OLKI:*5BV",2I !2#,#O-DN0OAYULAEE M:P!0RU97X"-<&MPJ33&$@5+6+J]ALJ')>$ "3#K0@*MZY2) ^Y)?4 ZY00)L M &)Y$'$&,90-[='&Z,4(NM4!9=,F .B*L[T*A!_R70"5 M"F XQI62$6 )I-RX!Z>VN0F?ZB<23.9E*_ M&]ZC.0"[ BEH%\YK,GT4 'R.^(7A&"B5F0:@$0@Y+A8PI-]L$F"-XDTJ/PQ; M@/[*]?_&JRS0@0/0A4S&Q!$'1@ B\5%+FY[8L/SL#&[?VF0G$_ @1,49A\GX M2JL!,DP5!&H 3"R0%),99\ILK1.#Z<< $#,#4F3?'/B:*#^F M H $0'RM*KETCP5\T&TP42!$%9RZ@LQ4Q'=M<593*-JC^0,!O9*L)0]"26P> M+K=WC2"E 6!I%&/:?G$5+P;DR[SC,A35P2R >K =$Q8#.4Q24:^=!Q+AZW[W MHK](91FQ0$<3\]055 XV ;AY-%Q .H9@/LAQ,2C?>P3SHXS_.":0@;O(<1N% MB(N<32#8%6O>&^[X;_*VS7652UK\SUI[\GWT89= &MEZ !F,D(@ M90X E(%2:*O1D;)0UWFN,9U+A62@T_GPLY1G&T$B T ?DI8F:'>[7H2@F:;V MXZG)1\Q49[,F6O4B W5 M+DV_EW1S5CV7^K5!>=.[]J#!).W,TK!