0001387131-15-003778.txt : 20151231 0001387131-15-003778.hdr.sgml : 20151231 20151231163044 ACCESSION NUMBER: 0001387131-15-003778 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20151231 DATE AS OF CHANGE: 20151231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Adamis Pharmaceuticals Corp CENTRAL INDEX KEY: 0000887247 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 820429727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36242 FILM NUMBER: 151316116 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 997-2400 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: CELLEGY PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950615 8-K 1 admp-8k_123115.htm CURRENT REPORT

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K


 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported): December 31, 2015



 

ADAMIS PHARMACEUTICALS CORPORATION

(Exact Name of Registrant as Specified in Charter)

 

Delaware  0-26372   82-0429727
(State or other jurisdiction
of incorporation)
(Commission File Number) (IRS Employer
Identification No.)
     
11682 El Camino Real, Suite 300   92130
San Diego, CA   (Zip Code)
(Address of Principal Executive Offices)    

 

Registrant’s telephone number, including area code: (858) 997-2400

 

(Former name or Former Address, if Changed Since Last Report.)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 
 

 

Item 1.01     Entry Into a Material Definitive Agreement.

On December 31, 2015, Adamis Pharmaceuticals Corporation (the “Company”) entered into new restated employment agreements with its executive officers, including: Dennis J. Carlo, Ph.D., President and Chief Executive Officer; David J. Marguglio, Senior Vice President of Corporate Development; Robert O. Hopkins, Chief Financial Officer; Karen K. Daniels, Vice President of Operations; and Thomas Moll, Ph.D., Vice President of Research. The agreements supersede the existing prior employment agreements that each such officer had with the Company. The agreements do not make any changes to current titles or base salary amounts, bonus provisions, job responsibilities or benefits as previously disclosed in the Company’s filings with the Securities and Exchange Commission, do not make substantive changes to provisions in the prior agreements regarding severance payment amounts, stock options, termination of employment, or other similar matters, and are intended to clarify certain provisions in the prior agreements relating to procedures for making certain payments under the agreements following termination of employment.

Item 5.02     Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(e) The information set forth under Item 1.01 above with respect to new employment agreements entered into between the Company and its executive officers is incorporated herein by reference.

 

Item 9.01     Financial Statements and Exhibits

 

(d) Exhibits.

None.

 

 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

  ADAMIS PHARMACEUTICALS CORPORATION
   
Dated:  December 31, 2015 By:  /s/ Robert O. Hopkins
    Robert O. Hopkins
Chief Financial Officer