0001387131-13-000735.txt : 20130312 0001387131-13-000735.hdr.sgml : 20130312 20130312163737 ACCESSION NUMBER: 0001387131-13-000735 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130306 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLO DENNIS J PHD CENTRAL INDEX KEY: 0001038322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26372 FILM NUMBER: 13684637 MAIL ADDRESS: STREET 1: PO BOX 1176 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adamis Pharmaceuticals Corp CENTRAL INDEX KEY: 0000887247 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 820429727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 997-2400 MAIL ADDRESS: STREET 1: 11455 EL CAMINO REAL STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: CELLEGY PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950615 4 1 q13-00353.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0306 4 2013-03-06 0 0000887247 Adamis Pharmaceuticals Corp ADMP 0001038322 CARLO DENNIS J PHD C/O ADAMIS PHARMACEUTICALS CORPORATION 11455 EL CAMINO REAL, SUITE 310 DEL MAR CA 92014 0 1 0 0 President & CEO Common Stock 2013-03-06 4 A 0 124378 0 A 7942378 D Common Stock 2013-03-06 4 A 0 111828 0 A 8054206 D Common Stock 100000 I By family member Employee Stock Option (right to buy) 0.67 2013-03-06 4 A 0 535982 0 A 2023-03-06 Common Stock 535982 535982 D The shares being reported are being issued pursuant to restricted stock units, each one of which represents a contingent right to receive one share of the issuer's common stock. All of the restricted stock units vest on March 6, 2014. The shares being reported are being issued pursuant to restricted stock units, each one of which represents a contingent right to receive one share of the issuers common stock. The restricted stock units vest in equal annual installments over three years. The option vests and becomes exercisable as to 1/36 of the option shares on each monthly anniversary of the grant date. /s/Robert O. Hopkins, Power of Attorney for Dennis J. Carlo, Ph.D. 2013-03-07