-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JABQJxgSM3SI5Tz4sORLC1dx7PThLgTxgOYfeVFC+Ox8tjSki2o8DTghNSEWlDPW X24eyGfMLgnGhLOWtEMysw== 0000950005-03-001079.txt : 20031110 0000950005-03-001079.hdr.sgml : 20031110 20031110205449 ACCESSION NUMBER: 0000950005-03-001079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031110 FILED AS OF DATE: 20031110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELLEGY PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000887247 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 820429727 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 349 OYSTER POINT BLVD. STREET 2: SUITE 200 CITY: SO. SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6506262200 MAIL ADDRESS: STREET 1: 349 OYSTER POINT BLVD. STREET 2: SUITE 200 CITY: SO. SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEIGROD ALAN A CENTRAL INDEX KEY: 0001061901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26372 FILM NUMBER: 03990089 BUSINESS ADDRESS: STREET 1: 601 LIDO PARK DR STREET 2: STE 7A CITY: NEWPORT BEACH STATE: CA ZIP: 92663 BUSINESS PHONE: 7147231217 MAIL ADDRESS: STREET 1: 601 LIDO PARK DR STREET 2: STE 7A CITY: NEWPORT BEACH STATE: CA ZIP: 92663 4 1 p17867_ex.xml X0201 4 2003-11-10 0 0000887247 CELLEGY PHARMACEUTICALS INC CLGY 0001061901 STEIGROD ALAN A 349 OYSTER POINT BOULEVARD SUITE 200 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Stock Option (right to buy) 5.50 2003-11-06 4 D 0 20000 0 D 2006-07-15 Common Stock 20000 0 D Stock Option (right to buy) 5.50 2003-11-06 4 A 0 20000 0 A 2003-11-06 2006-07-15 Common Stock 20000 20000 D Stock Option (right to buy) 4.56 2003-11-06 4 D 0 2500 0 D 2006-11-19 Common Stock 2500 0 D Stock Option (right to buy) 4.56 2003-11-06 4 A 0 2500 0 A 2003-11-06 2006-11-19 Common Stock 2500 2500 D Stock Option (right to buy) 3.25 2003-11-06 4 D 0 1000 0 D 2007-06-04 Common Stock 1000 0 D Stock Option (right to buy) 3.25 2003-11-06 4 A 0 1000 0 A 2003-11-06 2007-06-04 Common Stock 1000 1000 D Stock Option (right to buy) 8.813 2003-11-06 4 D 0 17000 0 D 2007-12-04 Common Stock 17000 0 D Stock Option (right to buy) 8.813 2003-11-06 4 A 0 17000 0 A 2003-11-06 2007-12-04 Common Stock 17000 17000 D Stock Options (right to buy) 5.50 2003-11-06 4 D 0 8000 0 D 2008-05-27 Common Stock 8000 0 D Stock Options (right to buy) 5.50 2003-11-06 4 A 0 8000 0 A 2003-11-06 2008-05-27 Common Stock 8000 8000 D Stock Option (right to buy) 5.00 2003-11-06 4 D 0 8000 0 D 2009-05-19 Common Stock 8000 0 D Stock Option (right to buy) 5.00 2003-11-06 4 A 0 8000 0 A 2003-11-06 2009-05-19 Common Stock 8000 8000 D Stock Option (right to buy) 4.81 2003-11-06 4 D 0 8000 0 D 2010-05-30 Common Stock 8000 0 D Stock Option (right to buy) 4.81 2003-11-06 4 A 0 8000 0 A 2003-11-06 2010-05-30 Common Stock 8000 8000 D Stock Option (right to buy) 6.50 2003-11-06 4 D 0 8000 0 D 2011-05-30 Common Stock 8000 0 D Stock Option (right to buy) 6.50 2003-11-06 4 A 0 8000 0 A 2003-11-06 2011-05-30 Common Stock 8000 8000 D Stock Option (right to buy) 2.56 2003-11-06 4 D 0 8000 0 D 2012-06-04 Common Stock 8000 0 D Stock Option (right to buy) 2.56 2003-11-06 4 A 0 8000 0 A 2003-11-06 2012-06-04 Common Stock 8000 8000 D Stocl Option (right to buy) 1.80 2003-11-06 4 D 0 18056 0 D 2012-07-22 Common Stock 18056 0 D Stocl Option (right to buy) 1.80 2003-11-06 4 A 0 18056 0 A 2003-11-06 2012-07-22 Common Stock 18056 18056 D Stock Option (right to buy) 5.00 2003-11-06 4 D 0 12000 0 D 2013-06-03 Common Stock 12000 0 D Stock Option (right to buy) 5.00 2003-11-06 4 A 0 12000 0 A 2003-11-06 2013-06-03 Common Stock 12000 12000 D Amendment of outstanding option that may be deemed for Section 16 purposes to be a cancellation of option and grant of replacement option. The amendment (A) accelerates the vesting of the option in full and (B) changes the exercise period of the option after termination of the director to the sooner of (i) the expiration of the ten year term of the option and (ii) five years after the termination. The option was originally granted on July 16, 1996 and provided for immediate vesting of 1/4th of the shares and vesting in four equal annual installments of the remaining shares commencing on July 16, 1997. The option was originally granted on November 20, 1996 and provided for vesting in four equal annual installments commencing on November 20, 1997. The option was originally granted on June 5, 1997 and provided for vesting in four equal annual installments commencing on June 5, 1998. The option was originally granted on December 5, 1997 and provided for vesting in three equal annual installments commencing on December 5, 1998. The option was originally granted on May 28, 1998 and provided for vesting in three equal annual installments commencing on May 28, 1999. The option was originally granted on May 20, 1999 and provided for vesting in three equal annual installments commencing on May 20, 2000. The option was originally granted on May 31, 2000 and provided for vesting in three equal annual installments commencing on May 31, 2001. The option was originally granted on May 31, 2001 and provided for vesting in three equal annual installments commencing on May 31, 2002. The option was originally granted on June 5, 2002 and provided for vesting in three equal annual installments commencing on June 5, 2003. The option was originally granted on July 23, 2002 and provided for immediate vesting of 1/4th of the shares and equal vesting of 1/12th of the remaining shares each month thereafter beginning on August 1, 2002. In December 2002, 4510 of the option shares were cancelled with monthly vesting ending on March 1, 2003. The option was originally granted on June 4, 2003 and provided for vesting in three equal annual installments commencing on June 4, 2004. /s/ Alan Steigrod 2003-11-10 -----END PRIVACY-ENHANCED MESSAGE-----