0001032102-01-500005.txt : 20011018
0001032102-01-500005.hdr.sgml : 20011018
ACCESSION NUMBER: 0001032102-01-500005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRAMAR DIAMOND SHAMROCK CORP
CENTRAL INDEX KEY: 0000887207
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 133663331
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11154
FILM NUMBER: 1756129
BUSINESS ADDRESS:
STREET 1: 6000 N. LOOP 1604 W.
STREET 2: P O BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249-1112
BUSINESS PHONE: 2105922000
MAIL ADDRESS:
STREET 1: P O BOX 696000
STREET 2: THIRD FLOOR
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRAMAR CORP /DE
DATE OF NAME CHANGE: 19930328
COMPANY DATA:
COMPANY CONFORMED NAME: HAVENS CHRISTOPHER
CENTRAL INDEX KEY: 0001032102
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: P O BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
BUSINESS PHONE: 2106418776
MAIL ADDRESS:
STREET 1: P O BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
4
1
edgar.txt
FORM 4 - SEPTEMBER 30, 2001
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person
Havens, Christopher
P.O. Box 696000
San Antonio, TX 78269-6000
2. Issuer Name and Ticker or Trading Symbol
Ultramar Diamond Shamrock Corporation
(UDS)
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year
September 30, 2001
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other
(specify below)
Executive Vice President
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
___________________________________________________________________________________________________________________________________|
1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect |
| Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership |
| | | | Beneficially |(D)or | |
| | | | | A/| | Owned at |Indir | |
| Date |Code|V| Amount | D | Price | End of Month |ect(I)| |
___________________________________________________________________________________________________________________________________|
Common Stock |9/4/01|G |V|150 |D | |51,225.62 (b) |D | |
-----------------------------------------------------------------------------------------------------------------------------------|
___________________________________________________________________________________________________________________________________|
___________________________________________________________________________________________________________________________________
Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned |
___________________________________________________________________________________________________________________________________|
1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of|
Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |
|or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |
|cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |
|Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |
|Deriva- | | | |Date |Expir| | |ficially |Ind| |
|tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| |
|Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | |
|rity |Date |Code|V| Amount | |ble | | | |Month |(I)| |
___________________________________________________________________________________________________________________________________|
| | | | | | | | | | | | | | |
___________________________________________________________________________________________________________________________________|
Explanation of Responses:
(b) 40,049 of such shares were issued pursuant to Long Term Incentive Plans and
remain subject to forfeiture as
of September 30,
2001.
SIGNATURE OF REPORTING PERSON
/s/ Christopher L. Havens (By Power of Attorney)
DATE
October 10, 2001