0001019716-01-500010.txt : 20011018
0001019716-01-500010.hdr.sgml : 20011018
ACCESSION NUMBER: 0001019716-01-500010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: ULTRAMAR DIAMOND SHAMROCK CORP
CENTRAL INDEX KEY: 0000887207
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 133663331
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11154
FILM NUMBER: 1756125
BUSINESS ADDRESS:
STREET 1: 6000 N. LOOP 1604 W.
STREET 2: P O BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249-1112
BUSINESS PHONE: 2105922000
MAIL ADDRESS:
STREET 1: P O BOX 696000
STREET 2: THIRD FLOOR
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
FORMER COMPANY:
FORMER CONFORMED NAME: ULTRAMAR CORP /DE
DATE OF NAME CHANGE: 19930328
COMPANY DATA:
COMPANY CONFORMED NAME: FRETTHOLD TIMOTY J
CENTRAL INDEX KEY: 0001019716
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: PO BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
BUSINESS PHONE: 2106418750
MAIL ADDRESS:
STREET 1: PO BOX 696000
CITY: SAN ANTONIO
STATE: TX
ZIP: 78269-6000
4
1
edgar.txt
FORM 4 - SEPTEMBER 30, 2001
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
( ) Check this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. See Instructions 1(b).
1. Name and Address of Reporting Person
Fretthold, Timothy J.
P.O. Box 696000
San Antonio, TX 78269-6000
2. Issuer Name and Ticker or Trading Symbol
Ultramar Diamond Shamrock Corporation
(UDS)
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Statement for Month/Year
September 30, 2001
5. If Amendment, Date of Original (Month/Year)
6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other
(specify below)
Executive Vice President and Chief Administrative and Legal Officer
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
___________________________________________________________________________________________________________________________________|
1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect |
| Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership |
| | | | Beneficially |(D)or | |
| | | | | A/| | Owned at |Indir | |
| Date |Code|V| Amount | D | Price | End of Month |ect(I)| |
___________________________________________________________________________________________________________________________________|
Common Stock |9/4/01|M | |10,000 |A |$30.125 | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Common Stock |9/4/01|S | |10,000 |D |$52.10 | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Common Stock |9/17/0|M | |9,000 |A |$30.125 | | | |
|1 | | | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Common Stock |9/17/0|S | |9,000 |D |$50.90 | | | |
|1 | | | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Common Stock |9/17/0|M | |1,000 |A |$30.125 | | | |
|1 | | | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Common Stock |9/17/0|S | |1,000 |D |$51.29 |81,827 (b) |D | |
|1 | | | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Common Stock | | | | | | |7,669.25 (d) |I | |
-----------------------------------------------------------------------------------------------------------------------------------|
___________________________________________________________________________________________________________________________________|
___________________________________________________________________________________________________________________________________
Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned |
___________________________________________________________________________________________________________________________________|
1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of|
Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect |
|or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial |
|cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership |
|Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | |
|Deriva- | | | |Date |Expir| | |ficially |Ind| |
|tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| |
|Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | |
|rity |Date |Code|V| Amount | |ble | | | |Month |(I)| |
___________________________________________________________________________________________________________________________________|
Employee stock options|$30.125 |9/4/0|M | |10,000 |D |5/10/|12/19|Common Stock|10,000 | | | | |
(right to buy)(g) | |1 | | | | |01 |/01 | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Employee stock options|$30.125 |9/17/|M | |9,000 |D |5/10/|12/19|Common Stock|9,000 | | | | |
(right to buy)(g) | |01 | | | | |01 |/01 | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Employee stock options|$30.125 |9/17/|M | |1,000 |D |5/10/|12/19|Common Stock|1,000 | |262,989 |D | |
(right to buy)(g) | |01 | | | | |01 |/01 | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
Cash only securities (| | | | | | | | | | | |3,446.58 |D | |
hh) | | | | | | | | | | | | | | |
-----------------------------------------------------------------------------------------------------------------------------------|
| | | | | | | | | | | | | | |
___________________________________________________________________________________________________________________________________|
Explanation of Responses:
(b) 26,300 of such shares were issued pursuant to Long Term Incentive Plans and
remain subject to forfeiture as
of September 30,
2001.
(d) Shares held in the Company's 401(k)
Plan.
(g) Employee stock options granted under the Company's Long Term Incentive
Plans.
(hh) Cash only securities denominated in Ultramar Diamond Shamrock Corporation
stock held in the Company's
Excess ESOP Plan for Mr. Fretthold's account at December 31,
2000.
SIGNATURE OF REPORTING PERSON
/s/ Timothy J. Fretthold (by Power of Attorney)
DATE
October 10, 2001