-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkzzCDRC9bDozv02H6BBL+oz1+TTWu4v0y4Wf39MgrxvGN4PRrxf9sjOaGcDMj/r xoYZ0u6EQIfy3sExKZ0c/g== 0000887207-96-000038.txt : 19961223 0000887207-96-000038.hdr.sgml : 19961223 ACCESSION NUMBER: 0000887207-96-000038 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961213 DATE AS OF CHANGE: 19961220 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULTRAMAR DIAMOND SHAMROCK CORP CENTRAL INDEX KEY: 0000887207 STANDARD INDUSTRIAL CLASSIFICATION: 2911 IRS NUMBER: 133663331 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11154 FILM NUMBER: 96682479 BUSINESS ADDRESS: STREET 1: 9830 COLONNADE STREET 2: P O BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78269-6000 BUSINESS PHONE: 2106418750 MAIL ADDRESS: STREET 1: TWO PICKWICK PLAZA STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: ULTRAMAR CORP /DE DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: EISMAN WALLACE P CENTRAL INDEX KEY: 0001019715 STANDARD INDUSTRIAL CLASSIFICATION: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: PO BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78269-6000 BUSINESS PHONE: 2106418750 MAIL ADDRESS: STREET 1: PO BOX 696000 CITY: SAN ANTONIO STATE: TX ZIP: 78269-6000 3 1 FORM 3 - DECEMBER 3, 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Eisman, Wallace P. P.O. Box 696000 San Antonio, Texas 78269-6000 2. Date of Event Requiring Statement (Month/Day/Year) December 3, 1996 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Ultramar Diamond Shamrock Corporation (UDS) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President-Refining Southwest 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Common Stock |3,770(b) |D | | - - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2,991(d) |I |(d) | - - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Option (r|05/06/94 |05/06/01 |Common Stock |581 |$20.40 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|(aa) |05/04/02 |Common Stock |1,163 |$17.19 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|(bb) |02/01/03 |Common Stock |2,267 |$19.49 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|(cc) |01/31/04 |Common Stock |1,530 |$27.21 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|(dd) |02/06/05 |Common Stock |1,530 |$23.53 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|(ee) |07/31/05 |Common Stock |5,406 |$25.37 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option (r|(ff) |02/05/06 |Common Stock |6,936 |$29.17 |D | | ight to buy)(g) | | | | | | | | - - -----------------------------------------------------------------------------------------------------------------------------------| Cash Only Securities |(gg) | |Common Stock |298.125 | |D | | - - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (b) 1,081 of such shares were issued pursuant to Long-Term Incentive plans and remain subject to forfeiture as of December 3, 1996. (d) Held by Trustee of Diamond Shamrock, Inc. Employee Stock Ownership Plan. (g) Employee Stock Option granted under Diamond Shamrock's 1990 Long-Term Incentive Plan. (aa) Option granted to reporting person under Long-Term Incentive Plans exempt under Rule 16b-3. (bb) Option granted to reporting person under Long-Term Incentive Plans exempt under Rule 16b-3. (cc) Option granted to reporting person under Long-Term Incentive Plans exempt under Rule 16b-3. The option becomes exercisable in 40%, 30% and 30% increments on January 31, 1995, January 31, 1996 and January 31, 1997, respectively. (dd) Option granted to reporting person under Long-Term Incentive Plans exempt under Rule 16b-3. The option becomes exercisable in 40%, 30% and 30% increments on February 6, 1996, February 6, 1997 and February 6, 1998, respectively. (ee) Option granted to reporting person under Long-Term Incentive Plans exempt under Rule 16b-3. The option becomes exercisable in 40%, 30% and 30% increments on July 31, 1996, July 31, 1997 and July 31, 1998, respectively. (ff) Option granted to reporting person under Long-Term Incentive Plans exempt under Rule 16b-3. The option becomes exercisable in 40%, 30% and 30% increments on February 5, 1997, February 5, 1998 and February 5, 1999, respectively. (gg) Cash only securities denominated in Ultramar Diamond Shamrock Corporation stock held in the Company's Non-qualified 401(k) Plan for Mr. Eisman's account. SIGNATURE OF REPORTING PERSON /s/ Wallace P. Eisman DATE December 11, 1996 -----END PRIVACY-ENHANCED MESSAGE-----