0001171843-16-007618.txt : 20160203 0001171843-16-007618.hdr.sgml : 20160203 20160203155118 ACCESSION NUMBER: 0001171843-16-007618 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160203 ITEM INFORMATION: Other Events FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Therapeutics Corp. CENTRAL INDEX KEY: 0000887151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 860585310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21214 FILM NUMBER: 161384794 BUSINESS ADDRESS: STREET 1: 1275 WEST WASHINGTON STREET STREET 2: SUITE 101 CITY: TEMPE STATE: AZ ZIP: 85281 BUSINESS PHONE: 6022865520 MAIL ADDRESS: STREET 1: 1275 WEST WASHINGTON STREET STREET 2: SUITE 101 CITY: TEMPE STATE: AZ ZIP: 85281 FORMER COMPANY: FORMER CONFORMED NAME: ORTHOLOGIC CORP DATE OF NAME CHANGE: 19940211 8-K 1 f8k_020316.htm FORM 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________

 

FORM 8-K
CURRENT REPORT

 

Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934

_______________________

 

Date of Report: February 3, 2016 (Date of earliest event reported)

 


CAPSTONE THERAPEUTICS CORP.
(Exact name of registrant as specified in its charter)

 

Delaware   000-21214   86-0585310
(State or other jurisdiction of incorporation)   (Commission File Number)  

(I.R.S. Employer

Identification No.)

 

1275 West Washington Street, Suite 104, Tempe, Arizona

 

85281

(Address of principal executive offices)  

(Zip Code)

 

Registrant’s telephone number, including area code:
(602) 286-5520

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

Section 8 – Other Events

 

Item 8.01 Other Events.

 

On February 3, 2016, Capstone Therapeutics Corp. (OTCQB: CAPS) and its joint venture affiliate, LipimetiX Development, Inc., entered into a material transfer agreement with a leading pharmaceutical company pursuant to which LipimetiX will provide samples of AEM-28-14 for preclinical evaluation. AEM-28-14 is a patented, synthetic peptide for which LipimetiX holds an exclusive license and which is the joint venture's principal drug candidate.

 

No license, partnering or other similar arrangements have been entered into in connection with this material transfer agreement, and there is no assurance that any such arrangement will be entered into in the future, whether in respect of all or any portion of the potential indications for which AEM-28-14 might have therapeutic value.

 

The development of drugs for human use is subject to many significant risks and uncertainties, including those described under "Risk Factors" in Capstone's Annual Report on Form 10-K for the year ended December 31, 2014, filed with the Securities and Exchange Commission on March 16, 2015.

 

 
 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated: February 3, 2016 CAPSTONE THERAPEUTICS CORP.
   
   
   
  /s/ John M. Holliman, III                           
  John M. Holliman, III
  Executive Chairman and CEO