0001437749-15-017916.txt : 20151001 0001437749-15-017916.hdr.sgml : 20151001 20151001170515 ACCESSION NUMBER: 0001437749-15-017916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151001 DATE AS OF CHANGE: 20151001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HAMPSHIRE GROUP LTD CENTRAL INDEX KEY: 0000887150 STANDARD INDUSTRIAL CLASSIFICATION: KNIT OUTERWEAR MILLS [2253] IRS NUMBER: 060967107 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1924 PEARMAN DAIRY ROAD STREET 2: PO BOX 2667 CITY: ANDERSON STATE: SC ZIP: 29625 BUSINESS PHONE: 8642311200 MAIL ADDRESS: STREET 1: 1924 PEARMAN DAIRY ROAD STREET 2: PO BOX 2667 CITY: ANDERSON STATE: SC ZIP: 29625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yogel Benjamin C. CENTRAL INDEX KEY: 0001527442 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20201 FILM NUMBER: 151137726 MAIL ADDRESS: STREET 1: 230 PARK AVENUE SOUTH STREET 2: SUITE 1000 CITY: NEW YORK STATE: NY ZIP: 10169 4 1 rdgdoc.xml FORM 4 X0306 4 2015-10-01 0000887150 HAMPSHIRE GROUP LTD HAMP 0001527442 Yogel Benjamin C. C/O HAMPSHIRE GROUP, LIMITED 114 WEST 41ST STREET NEW YORK NY 10036 1 Common Stock 2015-10-01 4 A 0 8743 0.14 A 108521 D Common Stock 113441 I By YIH III, LLC Common Stock 223069 I By YIH IV, LLC Common Stock 33000 I By BGY III, LLC These shares were acquired pursuant to the Company's Non-Employee Directors Stock Fee Election Program in a transaction exempt from Section 16 under Rule 16b-3(d). Under this Plan, a non-employee director may elect in advance to have all or a portion of their quarterly cash retainer used to purchase common stock at a price per share equal to the weighted average of the sale prices of the common stock (the "Weighted Average Sale Price"), as reported on the OTC Market for the last ten (10) trading days of the calendar quarter preceding the quarter when director fees are paid, subject to maximum number of shares per quarter equal to 0.1% of the outstanding stock of the Company. The price as shown above reflects the Weighted Average Sale Price. Mr Yogel owns an interest in YIH III, LLC ("YIH III") through Metropolitan Retail Capital, LLC ("MRC"). Mr. Yogel is the sole member of MRC. Mr Yogel owns an interest in YIH IV, LLC through MRC. Mr. Yogel is the sole member of MRC. All of the limited liability company interests of BGY III, LLC are owned by BGY II, LLC except that one individual (who is not the reporting person) owns the profits interest in BGY III, LLC. YIH III is a member of BGY II. Mr. Yogel has an indirect pecuniary interest in certain of these shares through YIH III. See note (2) above. /s/ Benjamin C. Yogel 2015-10-01