EX-99.77C

0001193125-15-236404.txt : 20150626 0001193125-15-236404.hdr.sgml : 20150626 20150626103759 ACCESSION NUMBER: 0001193125-15-236404 CONFORMED SUBMISSION TYPE: NSAR-A/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150626 DATE AS OF CHANGE: 20150626 EFFECTIVENESS DATE: 20150626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN STRATEGIC INCOME PORTFOLIO INC II CENTRAL INDEX KEY: 0000886984 IRS NUMBER: 411719822 STATE OF INCORPORATION: MN FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-A/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06640 FILM NUMBER: 15953709 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC- MN-H04N CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-303-7987 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC- MN-H04N CITY: MINNEAPOLIS STATE: MN ZIP: 55402 NSAR-A/A 1 d949607dnsaraa.fil NSAR-A/A PAGE 1 000 A000000 12/31/2014 000 C000000 0000886984 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 Y 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AMERICAN STRATEGIC INCOME PORTFOLIO INC. II 001 B000000 811-06640 001 C000000 6123034088 002 A000000 800 NICOLLET MALL 002 B000000 MINNEAPOLIS 002 C000000 MN 002 D010000 55402 003 000000 N 004 000000 Y 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 008 A000001 U.S. BANCORP ASSET MANAGEMENT, INC. 008 B000001 A 008 C000001 801-60125 008 D010001 MINNEAPOLIS 008 D020001 MN 008 D030001 55402 008 A000002 NUVEEN ASSET MANAGEMENT, LLC 008 B000002 S 008 C000002 801-71957 008 D010002 CHICAGO 008 D020002 IL 008 D030002 60606 008 A000003 NUVEEN FUND ADVISORS, LLC 008 B000003 S 008 C000003 801-14147 008 D010003 CHICAGO 008 D020003 IL 008 D030003 60606 010 A000001 U.S. BANCORP ASSET MANAGEMENT, INC. 010 B000001 801-60125 010 C010001 MINNEAPOLIS 010 C020001 MN 010 C030001 55402 010 A000002 NUVEEN FUND ADVISORS, LLC 010 B000002 801-14147 010 C010002 CHICAGO 010 C020002 IL 010 C030002 60606 PAGE 2 012 A000001 COMPUTERSHARE SHAREHOLDER SERVICES, INC. 012 B000001 84-05925 012 C010001 CANTON 012 C020001 MA 012 C030001 02021 012 C040001 1011 013 A000001 ERNST & YOUNG LLP 013 B010001 MINNEAPOLIS 013 B020001 MN 013 B030001 55402 014 A000001 U.S. BANCORP INVESTMENTS, INC. 014 B000001 8-35359 014 A000002 QUASAR DISTRIBUTORS, LLC 014 B000002 8-52323 015 A000001 U.S. BANK NATIONAL ASSOCIATION 015 B000001 C 015 C010001 ST. PAUL 015 C020001 MN 015 C030001 55101 015 C040001 1716 015 E030001 X 018 000000 Y 019 A000000 Y 019 B000000 13 019 C000000 FIRSTAMERI 021 000000 0 022 A000001 FIRST AMERICAN PRIME OBLIGATIONS FUND 022 B000001 41-1681537 022 C000001 3518 022 D000001 3952 023 C000000 3518 023 D000000 3952 024 000000 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 PAGE 3 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 028 D020000 0 028 D030000 0 028 D040000 0 028 E010000 0 028 E020000 0 028 E030000 0 028 E040000 0 028 F010000 0 028 F020000 0 028 F030000 0 028 F040000 0 028 G010000 0 028 G020000 0 028 G030000 0 028 G040000 0 028 H000000 0 030 A000000 0 030 B000000 0.00 030 C000000 0.00 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 035 000000 0 036 B000000 0 038 000000 0 042 A000000 0 042 B000000 0 042 C000000 0 042 D000000 0 042 E000000 0 042 F000000 0 042 G000000 0 042 H000000 0 043 000000 0 044 000000 0 045 000000 Y 046 000000 N 047 000000 N 048 000000 0.000 048 A010000 0 048 A020000 0.000 048 B010000 0 048 B020000 0.000 048 C010000 0 048 C020000 0.000 PAGE 4 048 D010000 0 048 D020000 0.000 048 E010000 0 048 E020000 0.000 048 F010000 0 048 F020000 0.000 048 G010000 0 048 G020000 0.000 048 H010000 0 048 H020000 0.000 048 I010000 0 048 I020000 0.000 048 J010000 0 048 J020000 0.000 048 K010000 0 048 K020000 0.000 049 000000 N 050 000000 Y 051 000000 N 052 000000 N 053 A000000 N 054 A000000 Y 054 B000000 Y 054 C000000 Y 054 D000000 N 054 E000000 N 054 F000000 N 054 G000000 Y 054 H000000 N 054 I000000 N 054 J000000 Y 054 K000000 N 054 L000000 N 054 M000000 Y 054 N000000 N 054 O000000 N 055 A000000 N 055 B000000 N 056 000000 Y 057 000000 N 058 A000000 N 059 000000 Y 060 A000000 Y 060 B000000 Y 061 000000 1 062 A000000 Y 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 PAGE 5 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 063 A000000 0 063 B000000 0.0 064 A000000 N 064 B000000 N 066 A000000 N 067 000000 N 068 A000000 N 068 B000000 N 069 000000 N 070 A010000 Y 070 A020000 Y 070 B010000 N 070 B020000 N 070 C010000 Y 070 C020000 N 070 D010000 N 070 D020000 N 070 E010000 Y 070 E020000 N 070 F010000 N 070 F020000 N 070 G010000 Y 070 G020000 N 070 H010000 N 070 H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 Y 070 K010000 Y 070 K020000 Y 070 L010000 N 070 L020000 N 070 M010000 N 070 M020000 N 070 N010000 Y 070 N020000 N 070 O010000 Y 070 O020000 Y PAGE 6 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 3518 071 B000000 12833 071 C000000 229859 071 D000000 2 072 A000000 6 072 B000000 3166 072 C000000 2076 072 D000000 0 072 E000000 0 072 F000000 132 072 G000000 74 072 H000000 0 072 I000000 4 072 J000000 6 072 K000000 0 072 L000000 4 072 M000000 13 072 N000000 5 072 O000000 0 072 P000000 130 072 Q000000 0 072 R000000 11 072 S000000 9 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 32 072 X000000 420 072 Y000000 0 072 Z000000 4822 072AA000000 49 072BB000000 0 072CC010000 0 072CC020000 0 072DD010000 1100 072DD020000 0 072EE000000 0 073 A010000 0.0688 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0262 074 A000000 0 074 B000000 0 074 C000000 0 074 D000000 0 PAGE 7 074 E000000 0 074 F000000 0 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 0 074 K000000 0 074 L000000 0 074 M000000 0 074 N000000 0 074 O000000 0 074 P000000 0 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 0 074 S000000 0 074 T000000 0 074 U010000 0 074 U020000 0 074 V010000 0.00 074 V020000 0.00 074 W000000 0.0000 074 X000000 0 074 Y000000 0 075 A000000 0 075 B000000 157218 076 000000 0.00 077 A000000 Y 077 B000000 N 077 C000000 Y 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 C000000 0 081 B000000 0 PAGE 8 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 AMERICAN STRATEGIC INCOME PORTFOLIO INC. II 087 A020000 030099105 087 A030000 BSP 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE JASON MOORE TITLE ACCOUNTANT EX-99.77C 2 d949607dex9977c.htm EX-99.77C EX-99.77C

SHAREHOLDER MEETING RESULTS

A Special Meeting of the fund’s shareholders was held on August 15, 2014 for ASP, BSP, CSP, and SLA. Each matter voted upon at the meeting, as well as the number of votes cast for, against or withheld, the number of abstentions, and the number of broker non-votes (if any) with respect to such matters, are set forth below.\

(1) For each fund, to approve an Agreement and Plan of Merger pursuant to which each fund will merge with and into DRAIF Merger Sub, LLC (the “Merger Sub”), a Massachusetts limited liability company and a wholly-owned subsidiary of Diversified Real Asset Income Fund, a newly organized Massachusetts business trust (the “Acquiring Fund”), with shareholders of each fund receiving newly issued common shares of the Acquiring Fund in exchange for their fund shares (with cash being distributed in lieu of any fractional Acquiring Fund common shares). The following votes were cast regarding this matter:


Fund	Shares Voted “For”		Shares Voted “Against”		Abstentions		Broker Non-Votes
ASP		2,189,927		85,018		44,043		—
BSP		10,505,256		330,188		80,882		—
CSP		14,125,350		260,660		108,453		—
SLA		5,917,874		212,413		114,264		—

(2) (a) To approve a new sub-advisory agreement between USBAM and Nuveen Fund Advisors, LLC. The following votes were cast regarding this matter:


Fund	Shares Voted “For”		Shares Voted “Against”		Abstentions		Broker Non-Votes
ASP		2,202,011		74,236		42,741		—
BSP		10,517,660		307,643		91,023		—
CSP		14,156,364		216,737		121,362		—
SLA		5,944,506		182,407		117,638		—

(2) (b) To approve a new sub-advisory agreement between USBAM and Nuveen Asset Management, LLC. The following votes were cast regarding this matter:


Fund	Shares Voted “For”		Shares Voted “Against”		Abstentions		Broker Non-Votes
ASP		2,200,135		72,812		46,041		—
BSP		10,521,217		302,058		93,051		—
CSP		14,158,427		217,067		118,969		—
SLA		5,944,460		187,403		112,688		—

Also on August 15, 2014, ASP, BSP, CSP, and SLA each held an annual meeting of shareholders to consider the election of directors. The number of votes cast for and the number of votes withheld are set forth below.


	ASP				BSP
	Shares Voted “For”		Shares Voted “Against”		Shares Voted “For”		Shares Voted “Against”
Roger A. Gibson		3,109,795		158,100		12,785,623		589,179
John P. Kayser		3,111,026		156,869		12,784,856		589,946
Leonard W. Kedrowski		3,109,757		158,138		12,792,837		581,965
Richard K. Riederer		3,109,795		158,100		12,775,103		599,699
James M. Wade		3,109,757		158,138		12,778,628		596,174

	CSP				SLA
	Shares Voted “For”		Shares Voted “Against”		Shares Voted “For”		Shares Voted “Against”
Roger A. Gibson		17,985,838		363,539		8,600,962		304,848
John P. Kayser		17,984,748		364,629		8,594,147		311,663
Leonard W. Kedrowski		17,985,057		364,320		8,596,999		308,811
Richard K. Riederer		17,977,985		371,392		8,593,669		312,141
James M. Wade		17,979,723		369,654		8,593,789		312,021